0001636661-22-000003.txt : 20220404 0001636661-22-000003.hdr.sgml : 20220404 20220404094416 ACCESSION NUMBER: 0001636661-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220404 DATE AS OF CHANGE: 20220404 EFFECTIVENESS DATE: 20220404 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONFLUENCE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001442056 IRS NUMBER: 261764456 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13334 FILM NUMBER: 22800616 BUSINESS ADDRESS: STREET 1: 20 ALLEN AVENUE, SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63119 BUSINESS PHONE: 314-743-5090 MAIL ADDRESS: STREET 1: 20 ALLEN AVENUE, SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63119 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001442056 XXXXXXXX 03-31-2022 03-31-2022 CONFLUENCE INVESTMENT MANAGEMENT LLC

20 ALLEN AVENUE, SUITE 300 ST. LOUIS MO 63119

13F HOLDINGS REPORT 028-13334 N Steven Farmer 314-743-5298 Steven Farmer Naperville IL 04-04-2022 1 369 7149892 false 1 028-06487 First Trust Advisors LP INFORMATION TABLE 2 inftable.xml 3M Company COM 88579Y101 86886 583599 SH SOLE 579510 0 4090 Accenture PLC COM G1151C101 1403 4160 SH SOLE 4056 0 104 Agnico Eagle Mines Limited COM 008474108 1022 16682 SH SOLE 16328 0 354 AIA Group Limited COM 001317205 246 5870 SH SOLE 5870 0 0 Air Products & Chemicals Incor COM 009158106 18592 74393 SH SOLE 74066 0 327 Albemarle Corporation COM 012653101 276 1246 SH SOLE 1237 0 9 Alcoa Corporation COM 013872106 526 5842 SH SOLE 5799 0 43 Alibaba Group Holding Limited COM 01609W102 224 2060 SH SOLE 2060 0 0 Allied Motion Technologies Inc COM 019330109 4968 166494 SH SOLE 165447 0 1047 Allied Motion Technologies Inc COM 019330109 1365 45757 SH DFND 01 0 45757 0 Alphabet Incorporated - A COM 02079K305 495 178 SH SOLE 178 0 0 Alphabet Incorporated - C COM 02079K107 74317 26608 SH SOLE 26535 0 73 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11129 0 85 Tencent Holdings Limited COM 88032Q109 684 14742 SH SOLE 14445 0 297 The Clorox Company COM 189054109 15088 108523 SH SOLE 108007 0 516 The Mosaic Company COM 61945C103 546 8204 SH SOLE 8142 0 62 Thermo Fisher Scientific Incor COM 883556102 60522 102467 SH SOLE 102195 0 272 Thermon Group Holdings Incorpo COM 88362T103 3966 244813 SH SOLE 243568 0 1245 Thermon Group Holdings Incorpo COM 88362T103 1248 77011 SH DFND 01 0 77011 0 TJX Companies COM 872540109 64419 1063371 SH SOLE 1059874 0 3496 TotalEnergies SE COM 89151E109 591 11696 SH SOLE 11300 0 396 Trinity Capital Incorporated COM 896442308 374 19358 SH SOLE 19358 0 0 Trinity Capital Incorporated COM 896442308 869 45000 SH DFND 01 0 45000 0 TriplePoint Venture Growth BDC COM 89677Y100 434 24885 SH SOLE 24885 0 0 TriplePoint Venture Growth BDC COM 89677Y100 1484 85000 SH DFND 01 0 85000 0 United Overseas Bank Limited COM 911271302 671 14386 SH SOLE 13981 0 405 US Bancorp COM 902973304 99554 1873072 SH SOLE 1860164 0 12907 Vale SA ADR COM 91912E105 336 16830 SH SOLE 16830 0 0 VanEck Vectors Long Municipal COM 92189F536 10070 519188 SH SOLE 517903 0 1285 Vanguard FTSE Europe Index Fun COM 922042874 932 14961 SH SOLE 14961 0 0 Veritex Holdings COM 923451108 5942 155669 SH SOLE 154543 0 1126 Veritex Holdings COM 923451108 1255 32872 SH DFND 01 0 32872 0 Visa Incorporated COM 92826C839 333 1502 SH SOLE 1502 0 0 Vontier Corporation COM 928881101 9886 389350 SH SOLE 386581 0 2769 Wal-Mart de Mexico SAB de CV COM 93114W107 1092 26619 SH SOLE 25984 0 635 Waste Connections Incorporated COM 94106B101 1100 7876 SH SOLE 7629 0 247 Weyerhaeuser Company COM 962166104 107509 2836661 SH SOLE 2815091 0 21570 Willis Towers Watson Public Li COM G96629103 842 3564 SH SOLE 3472 0 92 Winnebago Industries Incorpora COM 974637100 4365 80786 SH SOLE 80316 0 470 Winnebago Industries Incorpora COM 974637100 1195 22109 SH DFND 01 0 22109 0 WNS Holdings Limited COM 92932M101 319 3732 SH SOLE 3732 0 0 WR Berkley Corporation COM 084423102 72763 1092706 SH SOLE 1089527 0 3179 Wuxi Biologics Cayman Incorpor COM 98260N108 319 20136 SH SOLE 20136 0 0 xTrackers Municipal Infrastruc COM 233051705 4033 152015 SH SOLE 151642 0 373 Yum China Holdings Incorporate COM 98850P109 211 5075 SH SOLE 5075 0 0 ZTO Express Cayman Incorporate COM 98980A105 292 11689 SH SOLE 11689 0 0 Zurich Insurance Group COM 989825104 919 18666 SH SOLE 18142 0 524