0001442055-18-000007.txt : 20181025 0001442055-18-000007.hdr.sgml : 20181025 20181024192009 ACCESSION NUMBER: 0001442055-18-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181025 DATE AS OF CHANGE: 20181024 EFFECTIVENESS DATE: 20181025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CONFLUENCE INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001442056 IRS NUMBER: 261764456 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13334 FILM NUMBER: 181137371 BUSINESS ADDRESS: STREET 1: 20 ALLEN AVENUE, SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63119 BUSINESS PHONE: 314-743-5090 MAIL ADDRESS: STREET 1: 20 ALLEN AVENUE, SUITE 300 CITY: ST. LOUIS STATE: MO ZIP: 63119 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001442056 XXXXXXXX 09-30-2018 09-30-2018 CONFLUENCE INVESTMENT MANAGEMENT LLC

20 ALLEN AVENUE, SUITE 300 ST. LOUIS MO 63119

13F HOLDINGS REPORT 028-13334 N Anne S. Kochevar 314-743-5090 Anne S. Kochevar St. Louis MO 10-24-2018 1 366 5867661 false 1 0001125816 028-06487 FIRST TRUST ADVISORS LP INFORMATION TABLE 2 inftable.xml 3M Company COM 88579Y101 115002 545786 SH SOLE 545786 0 0 51Job Inc. - ADR COM 316827104 248 3225 SH SOLE 3225 0 0 Abbott Laboratories COM 002824100 668 9102 SH SOLE 9102 0 0 Aberdeen Standard Physical Pla COM 003260106 300 3872 SH SOLE 3872 0 0 Accenture PLC COM G1151C101 22378 131478 SH SOLE 131263 0 215 AIA Group Lrd COM 001317205 1483 41652 SH SOLE 40747 0 905 Air Products & Chemicals Inc. COM 009158106 17887 107074 SH SOLE 107074 0 0 Alcentra Capital Corporation COM 01374T102 1035 172787 SH DFND 01 0 172787 0 Alibaba Group Holding Ltd COM 01609W102 1856 11263 SH SOLE 11148 0 115 Align Technology Inc. COM 016255101 509 1300 SH SOLE 1300 0 0 Allergan Inc. COM G0177J108 63974 335855 SH SOLE 335855 0 0 Allied Motion Technologies Inc COM 019330109 5536 101716 SH SOLE 101716 0 0 Allied Motion Technologies Inc COM 019330109 798 14655 SH DFND 01 0 14655 0 Alphabet Inc. - Class A COM 02079K305 2481 2055 SH SOLE 2055 0 0 Alphabet Inc. - Class C COM 02079K107 33133 27762 SH SOLE 27762 0 0 American Express Company COM 025816109 47895 449762 SH SOLE 449762 0 0 American International Group I COM 026874784 54955 1032205 SH SOLE 1032205 0 0 Analog Devices Inc. COM 032654105 43722 472879 SH SOLE 472879 0 0 Annaly Capital Management Inc. COM 035710409 48 4674 SH SOLE 4674 0 0 Annaly Capital Management Inc. COM 035710409 4929 481782 SH DFND 01 0 481782 0 Apollo Investment Corp. COM 03761U106 1093 200841 SH SOLE 200841 0 0 Apollo Investment Corp. COM 03761U106 2998 551102 SH DFND 01 0 551102 0 Apple Inc. COM 037833100 434 1922 SH SOLE 1922 0 0 APTIV PLC COM G6095L109 1426 17002 SH SOLE 16662 0 340 Ares Capital Corp. 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