The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
iShares iBonds Dec 2022 AMT-F | COM | 46435G755 | 6,567 | 255,781 | SH | SOLE | 255,781 | 0 | 0 | ||
3M Company | COM | 88579Y101 | 114,226 | 485,303 | SH | SOLE | 485,303 | 0 | 0 | ||
Abbott Laboratories | COM | 002824100 | 305 | 5,338 | SH | SOLE | 5,338 | 0 | 0 | ||
Accenture PLC | COM | G1151C101 | 17,485 | 114,217 | SH | SOLE | 114,217 | 0 | 0 | ||
Air Products & Chemicals Inc. | COM | 009158106 | 16,011 | 97,580 | SH | SOLE | 97,580 | 0 | 0 | ||
Alcentra Capital Corporation | COM | 01374T102 | 377 | 44,882 | SH | SOLE | 44,882 | 0 | 0 | ||
Alcentra Capital Corporation | COM | 01374T102 | 1,450 | 172,787 | SH | DFND | 1 | 0 | 172,787 | 0 | |
Alcoa Corporation | COM | 013872106 | 376 | 6,989 | SH | SOLE | 6,989 | 0 | 0 | ||
Allergan Inc. | COM | G0177J108 | 55,639 | 340,131 | SH | SOLE | 340,131 | 0 | 0 | ||
Allied Motion Technologies Inc | COM | 019330109 | 755 | 22,806 | SH | SOLE | 22,806 | 0 | 0 | ||
Alphabet Inc. - Class A | COM | 02079K305 | 3,287 | 3,120 | SH | SOLE | 3,120 | 0 | 0 | ||
Alphabet Inc. - Class C | COM | 02079K107 | 29,295 | 27,996 | SH | SOLE | 27,996 | 0 | 0 | ||
American Express Company | COM | 025816109 | 49,198 | 495,399 | SH | SOLE | 495,399 | 0 | 0 | ||
American International Group I | COM | 026874784 | 65,932 | 1,106,608 | SH | SOLE | 1,106,608 | 0 | 0 | ||
Analog Devices Inc. | COM | 032654105 | 42,422 | 476,489 | SH | SOLE | 476,489 | 0 | 0 | ||
Annaly Capital Management Inc. | COM | 035710409 | 56 | 4,674 | SH | SOLE | 4,674 | 0 | 0 | ||
Annaly Capital Management Inc. | COM | 035710409 | 5,728 | 481,782 | SH | DFND | 1 | 0 | 481,782 | 0 | |
Apollo Investment Corp. | COM | 03761U106 | 1,134 | 200,333 | SH | SOLE | 200,333 | 0 | 0 | ||
Apollo Investment Corp. | COM | 03761U106 | 3,119 | 551,102 | SH | DFND | 1 | 0 | 551,102 | 0 | |
Ares Capital Corp. | COM | 04010L103 | 68,258 | 4,342,117 | SH | SOLE | 4,342,117 | 0 | 0 | ||
Ares Capital Corp. | COM | 04010L103 | 12,614 | 802,412 | SH | DFND | 1 | 0 | 802,412 | 0 | |
Axalta Coating Systems LTD | COM | G0750C108 | 74,261 | 2,294,824 | SH | SOLE | 2,294,824 | 0 | 0 | ||
Bank of America Corp. | COM | 060505104 | 244 | 8,275 | SH | SOLE | 8,275 | 0 | 0 | ||
Bank of Marin (CA) | COM | 063425102 | 4,111 | 60,458 | SH | SOLE | 60,458 | 0 | 0 | ||
Bank of Marin (CA) | COM | 063425102 | 540 | 7,934 | SH | DFND | 1 | 0 | 7,934 | 0 | |
Barclays 20 Plus Year Treasury | COM | 464287432 | 16,258 | 128,155 | SH | SOLE | 128,155 | 0 | 0 | ||
Barclays Aggregate Bond Fund - | COM | 464287226 | 338 | 3,091 | SH | SOLE | 3,091 | 0 | 0 | ||
Barclays Capital High Yield Bo | COM | 78464A417 | 2,455 | 66,866 | SH | SOLE | 66,866 | 0 | 0 | ||
Becton Dickinson and Company | COM | 075887109 | 18,015 | 84,160 | SH | SOLE | 84,160 | 0 | 0 | ||
Belo Sun Mining Corp Com NPV | COM | 080558109 | 72 | 226,104 | SH | SOLE | 226,104 | 0 | 0 | ||
Berkshire Hathaway Inc. - B | COM | 084670702 | 36,639 | 184,840 | SH | SOLE | 184,840 | 0 | 0 | ||
Berkshire Hathaway Inc. - Clas | COM | 084670108 | 1,488 | 5 | SH | SOLE | 5 | 0 | 0 | ||
Black Knight Inc | COM | 09215C105 | 90,652 | 2,053,282 | SH | SOLE | 2,053,282 | 0 | 0 | ||
Broadridge Financial Solutions | COM | 11133T103 | 89,342 | 986,328 | SH | SOLE | 986,328 | 0 | 0 | ||
Brown & Brown Inc. | COM | 115236101 | 25,112 | 487,996 | SH | SOLE | 487,996 | 0 | 0 | ||
Brown & Brown Inc. | COM | 115236101 | 501 | 9,745 | SH | DFND | 1 | 0 | 9,745 | 0 | |
C.H. Robinson Worldwide Inc. | COM | 12541W209 | 39,736 | 446,018 | SH | SOLE | 446,018 | 0 | 0 | ||
Cameco Corp. | COM | 13321L108 | 141 | 15,295 | SH | SOLE | 15,295 | 0 | 0 | ||
Capstead Mortgage Corp. | COM | 14067E506 | 22 | 2,562 | SH | SOLE | 2,562 | 0 | 0 | ||
Capstead Mortgage Corp. | COM | 14067E506 | 939 | 108,500 | SH | DFND | 1 | 0 | 108,500 | 0 | |
Chevron Corp. | COM | 166764100 | 112,312 | 897,131 | SH | SOLE | 897,131 | 0 | 0 | ||
Chubb Limited | COM | H1467J104 | 108,860 | 744,952 | SH | SOLE | 744,952 | 0 | 0 | ||
Cimarex Energy Co. | COM | 171798101 | 249 | 2,040 | SH | SOLE | 2,040 | 0 | 0 | ||
CM Finance Inc. | COM | 12574Q103 | 565 | 69,293 | SH | SOLE | 69,293 | 0 | 0 | ||
CM Finance Inc. | COM | 12574Q103 | 1,062 | 130,340 | SH | DFND | 1 | 0 | 130,340 | 0 | |
Colgate-Palmolive Co. | COM | 194162103 | 101,856 | 1,349,974 | SH | SOLE | 1,349,974 | 0 | 0 | ||
Colony Northstar Inc | COM | 19625W104 | 67,337 | 5,901,611 | SH | SOLE | 5,901,611 | 0 | 0 | ||
Commerce Bancshares Inc. | COM | 200525103 | 16,807 | 300,985 | SH | SOLE | 300,985 | 0 | 0 | ||
Compagnie Financiere Richemont | COM | 204319107 | 72,057 | 7,952,415 | SH | SOLE | 7,952,415 | 0 | 0 | ||
Consumer Discret Select Sector | COM | 81369Y407 | 4,541 | 46,011 | SH | SOLE | 46,011 | 0 | 0 | ||
Consumer Staples Select Sector | COM | 81369Y308 | 1,223 | 21,501 | SH | SOLE | 21,501 | 0 | 0 | ||
Corporate Capital Trust Inc | COM | 219880101 | 1,062 | 66,470 | SH | SOLE | 66,470 | 0 | 0 | ||
Corporate Capital Trust Inc | COM | 219880101 | 160 | 10,000 | SH | DFND | 1 | 0 | 10,000 | 0 | |
Costco Wholesale Corporation | COM | 22160K105 | 244 | 1,310 | SH | SOLE | 1,310 | 0 | 0 | ||
Cullen Frost Bankers Inc. | COM | 229899109 | 13,468 | 142,297 | SH | SOLE | 142,297 | 0 | 0 | ||
Culp Inc. | COM | 230215105 | 3,856 | 115,094 | SH | SOLE | 115,094 | 0 | 0 | ||
Culp Inc. | COM | 230215105 | 583 | 17,398 | SH | DFND | 1 | 0 | 17,398 | 0 | |
CYS Investments Inc | COM | 12673A108 | 22 | 2,792 | SH | SOLE | 2,792 | 0 | 0 | ||
CYS Investments Inc | COM | 12673A108 | 7,463 | 929,380 | SH | DFND | 1 | 0 | 929,380 | 0 | |
Diageo (Adr 1:4) | COM | 25243Q205 | 137,253 | 939,893 | SH | SOLE | 939,893 | 0 | 0 | ||
Digital Realty Trust Inc. | COM | 253868103 | 47,511 | 417,129 | SH | SOLE | 417,129 | 0 | 0 | ||
Discovery Communications Inc. | COM | 25470F302 | 46,559 | 2,199,277 | SH | SOLE | 2,199,277 | 0 | 0 | ||
Donaldson Inc. | COM | 257651109 | 17,165 | 350,661 | SH | SOLE | 350,661 | 0 | 0 | ||
Dow Jones U.S. Select Dividend | COM | 464288448 | 278 | 8,242 | SH | SOLE | 8,242 | 0 | 0 | ||
Dow Jones US Financial Sector | COM | 464287788 | 5,470 | 45,801 | SH | SOLE | 45,801 | 0 | 0 | ||
Dow Jones US Technology - iSha | COM | 464287721 | 8,296 | 50,971 | SH | SOLE | 50,971 | 0 | 0 | ||
DowDuPont Inc | COM | 26078J100 | 109,005 | 1,530,544 | SH | SOLE | 1,530,544 | 0 | 0 | ||
Eli Lilly & Co. | COM | 532457108 | 207 | 2,449 | SH | SOLE | 2,449 | 0 | 0 | ||
Energy Select Sector - SPDR | COM | 81369Y506 | 3,407 | 47,144 | SH | SOLE | 47,144 | 0 | 0 | ||
EOG Resources | COM | 26875P101 | 363 | 3,361 | SH | SOLE | 3,361 | 0 | 0 | ||
ETFS Physical Platinum | COM | 26922v101 | 329 | 3,718 | SH | SOLE | 3,718 | 0 | 0 | ||
European ETF - Vanguard | COM | 922042874 | 4,720 | 79,797 | SH | SOLE | 79,797 | 0 | 0 | ||
Expeditors International of Wa | COM | 302130109 | 14,527 | 224,565 | SH | SOLE | 224,565 | 0 | 0 | ||
Exponent Inc. | COM | 30214U102 | 1,227 | 17,255 | SH | SOLE | 17,255 | 0 | 0 | ||
Exponent Inc. | COM | 30214U102 | 156 | 2,198 | SH | DFND | 1 | 0 | 2,198 | 0 | |
Exxon Mobil Corp. | COM | 30231G102 | 13,692 | 163,701 | SH | SOLE | 163,701 | 0 | 0 | ||
Fastenal Co. | COM | 311900104 | 131,948 | 2,412,655 | SH | SOLE | 2,412,655 | 0 | 0 | ||
Fidelity National Financial In | COM | 31620R303 | 87,691 | 2,234,732 | SH | SOLE | 2,234,732 | 0 | 0 | ||
First Majestic Silver Corp. | COM | 32076V103 | 109 | 16,186 | SH | SOLE | 16,186 | 0 | 0 | ||
Fortuna Silver Mines Inc | COM | 349915108 | 113 | 21,672 | SH | SOLE | 21,672 | 0 | 0 | ||
Forward Air Corp. | COM | 349853101 | 4,013 | 69,872 | SH | SOLE | 69,872 | 0 | 0 | ||
Forward Air Corp. | COM | 349853101 | 576 | 10,022 | SH | DFND | 1 | 0 | 10,022 | 0 | |
Franco-Nevada Corp. | COM | 351858105 | 343 | 4,287 | SH | SOLE | 4,287 | 0 | 0 | ||
Franklin Electric Co. Inc. | COM | 353514102 | 2,616 | 56,988 | SH | SOLE | 56,988 | 0 | 0 | ||
Franklin Electric Co. Inc. | COM | 353514102 | 353 | 7,697 | SH | DFND | 1 | 0 | 7,697 | 0 | |
Franklin Street Properties Cor | COM | 35471R106 | 859 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
FS Investment Corp. | COM | 302635107 | 1,489 | 202,575 | SH | SOLE | 202,575 | 0 | 0 | ||
FS Investment Corp. | COM | 302635107 | 2,281 | 310,300 | SH | DFND | 1 | 0 | 310,300 | 0 | |
Gartner Inc | COM | 366651107 | 969 | 7,865 | SH | SOLE | 7,865 | 0 | 0 | ||
Gartner Inc | COM | 366651107 | 157 | 1,272 | SH | DFND | 1 | 0 | 1,272 | 0 | |
General Dynamics Corp. | COM | 369550108 | 16,043 | 78,856 | SH | SOLE | 78,856 | 0 | 0 | ||
General Electric Company | COM | 369604103 | 48,333 | 2,769,790 | SH | SOLE | 2,769,790 | 0 | 0 | ||
Gladstone Investment Corp. | COM | 376546107 | 328 | 29,360 | SH | DFND | 1 | 0 | 29,360 | 0 | |
GlaxoSmithKline Plc (Adr 1:2) | COM | 37733W105 | 57,649 | 1,625,293 | SH | SOLE | 1,625,293 | 0 | 0 | ||
Goldman Sachs BDC Inc. | COM | 38147U107 | 2,651 | 119,511 | SH | SOLE | 119,511 | 0 | 0 | ||
Goldman Sachs BDC Inc. | COM | 38147U107 | 1,177 | 53,063 | SH | DFND | 1 | 0 | 53,063 | 0 | |
Golub Capital BDC Inc. | COM | 38173M102 | 4,429 | 243,356 | SH | SOLE | 243,356 | 0 | 0 | ||
Golub Capital BDC Inc. | COM | 38173M102 | 7,912 | 434,730 | SH | DFND | 1 | 0 | 434,730 | 0 | |
Graco Inc. | COM | 384109104 | 105,638 | 2,336,101 | SH | SOLE | 2,336,101 | 0 | 0 | ||
Graco Inc. | COM | 384109104 | 509 | 11,250 | SH | DFND | 1 | 0 | 11,250 | 0 | |
Guggenheim BulletShares Corpor | COM | 18383M522 | 5,777 | 273,940 | SH | SOLE | 273,940 | 0 | 0 | ||
Guggenheim BulletShares Invest | COM | 18383M514 | 5,778 | 271,401 | SH | SOLE | 271,401 | 0 | 0 | ||
Guggenheim BulletShares Invest | COM | 18383M266 | 5,777 | 273,387 | SH | SOLE | 273,387 | 0 | 0 | ||
Guggenheim BulletShares Invest | COM | 18383M258 | 5,798 | 273,860 | SH | SOLE | 273,860 | 0 | 0 | ||
Guggenheim BulletShares Invest | COM | 18383M233 | 17,511 | 838,263 | SH | SOLE | 838,263 | 0 | 0 | ||
Guggenheim BulletShares Invest | COM | 18383M191 | 3,891 | 187,983 | SH | SOLE | 187,983 | 0 | 0 | ||
Halyard Health Inc. | COM | 40650V100 | 4,187 | 90,669 | SH | SOLE | 90,669 | 0 | 0 | ||
Halyard Health Inc. | COM | 40650V100 | 617 | 13,364 | SH | DFND | 1 | 0 | 13,364 | 0 | |
Harvest Capital Credit Corp | COM | 41753F109 | 183 | 16,699 | SH | DFND | 1 | 0 | 16,699 | 0 | |
Health Care Select Sector - SP | COM | 81369Y209 | 6,468 | 78,226 | SH | SOLE | 78,226 | 0 | 0 | ||
Hercules Technology Growth Cap | COM | 427096508 | 3,044 | 232,022 | SH | SOLE | 232,022 | 0 | 0 | ||
Hercules Technology Growth Cap | COM | 427096508 | 7,539 | 574,598 | SH | DFND | 1 | 0 | 574,598 | 0 | |
High Yield Corporate Bond Fund | COM | 464288513 | 2,457 | 28,158 | SH | SOLE | 28,158 | 0 | 0 | ||
Hilton Worldwide Holdings Inc. | COM | 43300A203 | 4,334 | 54,268 | SH | SOLE | 54,268 | 0 | 0 | ||
Home Depot Inc. | COM | 437076102 | 22,676 | 119,643 | SH | SOLE | 119,643 | 0 | 0 | ||
Illinois Tool Works Inc. | COM | 452308109 | 45,427 | 272,261 | SH | SOLE | 272,261 | 0 | 0 | ||
Industrial Select Sector - SPD | COM | 81369Y704 | 5,171 | 68,330 | SH | SOLE | 68,330 | 0 | 0 | ||
Innophos Holdings Inc | COM | 45774N108 | 3,873 | 82,886 | SH | SOLE | 82,886 | 0 | 0 | ||
Innophos Holdings Inc | COM | 45774N108 | 640 | 13,690 | SH | DFND | 1 | 0 | 13,690 | 0 | |
Iron Mountain | COM | 46284V101 | 91,737 | 2,431,402 | SH | SOLE | 2,431,402 | 0 | 0 | ||
iShares 7-10 Year Treasury Bon | COM | 464287440 | 33,218 | 314,650 | SH | SOLE | 314,650 | 0 | 0 | ||
iShares Barclays 1-3 Year Inve | COM | 464288646 | 1,320 | 12,628 | SH | SOLE | 12,628 | 0 | 0 | ||
iShares Core US Values - ETF | COM | 464287663 | 6,813 | 122,980 | SH | SOLE | 122,980 | 0 | 0 | ||
iShares Corporate Bond ETF 202 | COM | 46432FAZ0 | 13,495 | 510,118 | SH | SOLE | 510,118 | 0 | 0 | ||
iShares Corporate ex Financial | COM | 46432FAK3 | 9,606 | 391,747 | SH | SOLE | 391,747 | 0 | 0 | ||
iShares Corporate ex Financial | COM | 46432FAN7 | 19,174 | 789,997 | SH | SOLE | 789,997 | 0 | 0 | ||
iShares Corporate iBonds ETF 2 | COM | 46435GAA0 | 15,583 | 635,019 | SH | SOLE | 635,019 | 0 | 0 | ||
iShares Floating Rate Note Fun | COM | 46429B655 | 242 | 4,755 | SH | SOLE | 4,755 | 0 | 0 | ||
iShares Gold Trust | COM | 464285105 | 1,054 | 84,245 | SH | SOLE | 84,245 | 0 | 0 | ||
iShares iBonds Dec 2021 AMT-Fr | COM | 46435G789 | 6,648 | 261,525 | SH | SOLE | 261,525 | 0 | 0 | ||
iShares iBonds Sep 2019 Amt Fr | COM | 46429B564 | 3,124 | 123,389 | SH | SOLE | 123,389 | 0 | 0 | ||
iShares iBonds Sep 2020 Amt Fr | COM | 46434V571 | 4,388 | 173,027 | SH | SOLE | 173,027 | 0 | 0 | ||
iShares iBoxx Corporate Bond E | COM | 464287242 | 4,494 | 36,969 | SH | SOLE | 36,969 | 0 | 0 | ||
iShares Interm. Term Corporate | COM | 464288638 | 8,775 | 80,348 | SH | SOLE | 80,348 | 0 | 0 | ||
iShares MBS Bond ETF | COM | 464288588 | 19,942 | 187,090 | SH | SOLE | 187,090 | 0 | 0 | ||
iShares MSCI ACWI EX US ETF | COM | 464288240 | 6,371 | 127,543 | SH | SOLE | 127,543 | 0 | 0 | ||
iShares MSCI Emerging Markets | COM | 464286475 | 493 | 9,287 | SH | SOLE | 9,287 | 0 | 0 | ||
iShares Muni Bond 2023 | COM | 46435G318 | 1,328 | 52,643 | SH | SOLE | 52,643 | 0 | 0 | ||
iShares National AMT-Free Muni | COM | 464288414 | 5,259 | 47,489 | SH | SOLE | 47,489 | 0 | 0 | ||
iShares Residential Real Estat | COM | 464288562 | 3,399 | 54,613 | SH | SOLE | 54,613 | 0 | 0 | ||
John Bean Technologies Corp. | COM | 477839104 | 2,608 | 23,541 | SH | SOLE | 23,541 | 0 | 0 | ||
John Bean Technologies Corp. | COM | 477839104 | 381 | 3,436 | SH | DFND | 1 | 0 | 3,436 | 0 | |
Johnson & Johnson | COM | 478160104 | 142,104 | 1,017,060 | SH | SOLE | 1,017,060 | 0 | 0 | ||
JP Morgan Chase & Company | COM | 46625H100 | 751 | 7,018 | SH | SOLE | 7,018 | 0 | 0 | ||
KCAP Financial Inc | COM | 48668E101 | 1,161 | 340,472 | SH | DFND | 1 | 0 | 340,472 | 0 | |
Kemper Corp. | COM | 488401100 | 308 | 4,470 | SH | SOLE | 4,470 | 0 | 0 | ||
Kimberly-Clark Corporation | COM | 494368103 | 234 | 1,938 | SH | SOLE | 1,938 | 0 | 0 | ||
Kinder Morgan Inc. | COM | 49456B101 | 78,815 | 4,361,675 | SH | SOLE | 4,361,675 | 0 | 0 | ||
Kraft Heinz Co. | COM | 500754106 | 83,371 | 1,072,154 | SH | SOLE | 1,072,154 | 0 | 0 | ||
Lockheed Martin Corp | COM | 539830109 | 17,356 | 54,059 | SH | SOLE | 54,059 | 0 | 0 | ||
Lowe's Companies Inc. | COM | 548661107 | 31,717 | 341,266 | SH | SOLE | 341,266 | 0 | 0 | ||
Luxoft Holding Inc | COM | G57279104 | 4,203 | 75,457 | SH | SOLE | 75,457 | 0 | 0 | ||
Luxoft Holding Inc | COM | G57279104 | 650 | 11,676 | SH | DFND | 1 | 0 | 11,676 | 0 | |
M&T Bank Corp. | COM | 55261F104 | 16,957 | 99,170 | SH | SOLE | 99,170 | 0 | 0 | ||
Main Street Capital Corp. | COM | 56035L104 | 1,719 | 43,266 | SH | SOLE | 43,266 | 0 | 0 | ||
Main Street Capital Corp. | COM | 56035L104 | 1,951 | 49,107 | SH | DFND | 1 | 0 | 49,107 | 0 | |
Manatuck Hill Mariner Offshore | COM | 562996983 | 330 | 2,479 | SH | SOLE | 2,479 | 0 | 0 | ||
Markel Corp. | COM | 570535104 | 80,027 | 70,253 | SH | SOLE | 70,253 | 0 | 0 | ||
Market Vectors Int Muni Index | COM | 92189F544 | 228 | 9,466 | SH | SOLE | 9,466 | 0 | 0 | ||
Martin Marietta Materials Inc. | COM | 573284106 | 97,144 | 439,487 | SH | SOLE | 439,487 | 0 | 0 | ||
Mastercard Inc. - A | COM | 57636Q104 | 56,965 | 376,357 | SH | SOLE | 376,357 | 0 | 0 | ||
Materials Select Sector - SPDR | COM | 81369Y100 | 2,106 | 34,790 | SH | SOLE | 34,790 | 0 | 0 | ||
McDonald's Corp. | COM | 580135101 | 18,510 | 107,543 | SH | SOLE | 107,543 | 0 | 0 | ||
MDU Resources Group Inc. | COM | 552690109 | 15,161 | 564,020 | SH | SOLE | 564,020 | 0 | 0 | ||
Medley Capital Corp. | COM | 58503F106 | 3,063 | 586,714 | SH | DFND | 1 | 0 | 586,714 | 0 | |
Medtronic | COM | G5960L103 | 16,183 | 200,406 | SH | SOLE | 200,406 | 0 | 0 | ||
Microsoft Corp. | COM | 594918104 | 124,172 | 1,451,623 | SH | SOLE | 1,451,623 | 0 | 0 | ||
Monotype Imaging Holdings Inc. | COM | 61022P100 | 4,248 | 176,280 | SH | SOLE | 176,280 | 0 | 0 | ||
Monotype Imaging Holdings Inc. | COM | 61022P100 | 650 | 26,964 | SH | DFND | 1 | 0 | 26,964 | 0 | |
Morningstar Inc. | COM | 617700109 | 13,017 | 134,242 | SH | SOLE | 134,242 | 0 | 0 | ||
Morningstar Inc. | COM | 617700109 | 668 | 6,892 | SH | DFND | 1 | 0 | 6,892 | 0 | |
Movado Group Inc. | COM | 624580106 | 4,490 | 139,450 | SH | SOLE | 139,450 | 0 | 0 | ||
Movado Group Inc. | COM | 624580106 | 617 | 19,174 | SH | DFND | 1 | 0 | 19,174 | 0 | |
MSC Industrial Direct Co. Inc. | COM | 553530106 | 46,416 | 480,203 | SH | SOLE | 480,203 | 0 | 0 | ||
MTS Systems Corp. | COM | 553777103 | 19,664 | 366,176 | SH | SOLE | 366,176 | 0 | 0 | ||
MTS Systems Corp. | COM | 553777103 | 602 | 11,204 | SH | DFND | 1 | 0 | 11,204 | 0 | |
Natus Medical Inc. | COM | 639050103 | 38,442 | 1,006,323 | SH | SOLE | 1,006,323 | 0 | 0 | ||
Natus Medical Inc. | COM | 639050103 | 602 | 15,769 | SH | DFND | 1 | 0 | 15,769 | 0 | |
Nestle SA | COM | 641069406 | 15,111 | 175,721 | SH | SOLE | 175,721 | 0 | 0 | ||
New Jersey Resources Corp. | COM | 646025106 | 15,467 | 384,752 | SH | SOLE | 384,752 | 0 | 0 | ||
New Mountain Finance Corp. | COM | 647551100 | 4,632 | 341,867 | SH | SOLE | 341,867 | 0 | 0 | ||
New Mountain Finance Corp. | COM | 647551100 | 7,826 | 577,564 | SH | DFND | 1 | 0 | 577,564 | 0 | |
Nike Inc. - B | COM | 654106103 | 14,536 | 232,394 | SH | SOLE | 232,394 | 0 | 0 | ||
Nordstrom Inc. | COM | 655664100 | 12,280 | 259,171 | SH | SOLE | 259,171 | 0 | 0 | ||
Northern Trust Corporation | COM | 665859104 | 115,713 | 1,158,408 | SH | SOLE | 1,158,408 | 0 | 0 | ||
Novartis AG - ADR | COM | 66987V109 | 13,740 | 163,650 | SH | SOLE | 163,650 | 0 | 0 | ||
NXP Semiconductors N.V. | COM | N6596X109 | 41,405 | 353,619 | SH | SOLE | 353,619 | 0 | 0 | ||
Oaktree Specialty Lending Corp | COM | 67401P108 | 1,520 | 310,827 | SH | SOLE | 310,827 | 0 | 0 | ||
OFS Capital Corp. | COM | 67103B100 | 2,836 | 238,293 | SH | SOLE | 238,293 | 0 | 0 | ||
OFS Capital Corp. | COM | 67103B100 | 2,405 | 202,084 | SH | DFND | 1 | 0 | 202,084 | 0 | |
Patterson Companies Inc. | COM | 703395103 | 8,632 | 238,926 | SH | SOLE | 238,926 | 0 | 0 | ||
Patterson Companies Inc. | COM | 703395103 | 417 | 11,555 | SH | DFND | 1 | 0 | 11,555 | 0 | |
Paychex Inc. | COM | 704326107 | 118,173 | 1,735,799 | SH | SOLE | 1,735,799 | 0 | 0 | ||
PennantPark Floating Rate Capi | COM | 70806A106 | 1,227 | 89,440 | SH | SOLE | 89,440 | 0 | 0 | ||
PennantPark Floating Rate Capi | COM | 70806A106 | 1,134 | 82,645 | SH | DFND | 1 | 0 | 82,645 | 0 | |
PennantPark Investment Corp. | COM | 708062104 | 1,142 | 165,231 | SH | SOLE | 165,231 | 0 | 0 | ||
PennantPark Investment Corp. | COM | 708062104 | 5,218 | 755,081 | SH | DFND | 1 | 0 | 755,081 | 0 | |
Pepsico Inc. | COM | 713448108 | 138,418 | 1,154,250 | SH | SOLE | 1,154,250 | 0 | 0 | ||
Pfizer Inc. | COM | 717081103 | 87,064 | 2,403,747 | SH | SOLE | 2,403,747 | 0 | 0 | ||
Pimco Enhanced Short Maturity | COM | 72201R833 | 241 | 2,375 | SH | SOLE | 2,375 | 0 | 0 | ||
Pioneer Natural Resources Co. | COM | 723787107 | 249 | 1,443 | SH | SOLE | 1,443 | 0 | 0 | ||
Polaris Industries | COM | 731068102 | 133,695 | 1,078,274 | SH | SOLE | 1,078,274 | 0 | 0 | ||
Potbelly Corp. | COM | 73754Y100 | 3,348 | 272,198 | SH | SOLE | 272,198 | 0 | 0 | ||
Potbelly Corp. | COM | 73754Y100 | 555 | 45,153 | SH | DFND | 1 | 0 | 45,153 | 0 | |
Potlatch Corp. | COM | 737630103 | 239 | 4,798 | SH | SOLE | 4,798 | 0 | 0 | ||
Praxair Inc. | COM | 74005P104 | 115,547 | 747,005 | SH | SOLE | 747,005 | 0 | 0 | ||
Procter & Gamble Company | COM | 742718109 | 15,027 | 163,550 | SH | SOLE | 163,550 | 0 | 0 | ||
Progressive Corp. | COM | 743315103 | 112,211 | 1,992,387 | SH | SOLE | 1,992,387 | 0 | 0 | ||
Raven Industries Inc. | COM | 754212108 | 4,344 | 126,461 | SH | SOLE | 126,461 | 0 | 0 | ||
Raven Industries Inc. | COM | 754212108 | 460 | 13,405 | SH | DFND | 1 | 0 | 13,405 | 0 | |
Rayonier Inc. | COM | 754907103 | 95,222 | 3,010,489 | SH | SOLE | 3,010,489 | 0 | 0 | ||
Rayonier Inc. | COM | 754907103 | 610 | 19,288 | SH | DFND | 1 | 0 | 19,288 | 0 | |
RBC Bearings Incorporated | COM | 75524B104 | 2,598 | 20,555 | SH | SOLE | 20,555 | 0 | 0 | ||
RBC Bearings Incorporated | COM | 75524B104 | 503 | 3,976 | SH | DFND | 1 | 0 | 3,976 | 0 | |
RE/MAX Holdings Inc. | COM | 75524W108 | 3,954 | 81,527 | SH | SOLE | 81,527 | 0 | 0 | ||
RE/MAX Holdings Inc. | COM | 75524W108 | 528 | 10,893 | SH | DFND | 1 | 0 | 10,893 | 0 | |
REIT Index - Vanguard | COM | 922908553 | 1,061 | 12,788 | SH | SOLE | 12,788 | 0 | 0 | ||
RMR Group Inc | COM | 74967R106 | 1,477 | 24,899 | SH | SOLE | 24,899 | 0 | 0 | ||
RMR Group Inc | COM | 74967R106 | 103 | 1,740 | SH | DFND | 1 | 0 | 1,740 | 0 | |
Royal Gold, Inc. | COM | 780287108 | 326 | 3,975 | SH | SOLE | 3,975 | 0 | 0 | ||
RSP Permian, Inc. | COM | 74978Q105 | 252 | 6,198 | SH | SOLE | 6,198 | 0 | 0 | ||
Russell 1000 Value Index - iSh | COM | 464287598 | 3,403 | 27,371 | SH | SOLE | 27,371 | 0 | 0 | ||
Russell 2000 Growth Index - iS | COM | 464287648 | 360 | 1,926 | SH | SOLE | 1,926 | 0 | 0 | ||
Russell 2000 Value Index - iSh | COM | 464287630 | 500 | 3,977 | SH | SOLE | 3,977 | 0 | 0 | ||
S&P 500 - SPDR | COM | 78462F103 | 3,968 | 14,868 | SH | SOLE | 14,868 | 0 | 0 | ||
S&P 500 Growth Index - iShares | COM | 464287309 | 604 | 3,953 | SH | SOLE | 3,953 | 0 | 0 | ||
S&P 500 Index Fund - iShares | COM | 464287200 | 745 | 2,771 | SH | SOLE | 2,771 | 0 | 0 | ||
S&P 500 Value Index - iShares | COM | 464287408 | 677 | 5,928 | SH | SOLE | 5,928 | 0 | 0 | ||
S&P MidCap 400 Growth Index Fu | COM | 464287606 | 8,762 | 40,597 | SH | SOLE | 40,597 | 0 | 0 | ||
S&P MidCap 400 Value Index Fun | COM | 464287705 | 8,616 | 53,812 | SH | SOLE | 53,812 | 0 | 0 | ||
S&P SmallCap 600 Growth Index | COM | 464287887 | 7,101 | 41,735 | SH | SOLE | 41,735 | 0 | 0 | ||
S&P SmallCap 600 Index Fund - | COM | 464287804 | 279 | 3,627 | SH | SOLE | 3,627 | 0 | 0 | ||
S&P SmallCap 600 Value Index F | COM | 464287879 | 7,174 | 46,718 | SH | SOLE | 46,718 | 0 | 0 | ||
Sabina Gold & Silver Co NPV | COM | 785246109 | 202 | 111,764 | SH | SOLE | 111,764 | 0 | 0 | ||
Schlumberger Ltd. | COM | 806857108 | 36,436 | 540,669 | SH | SOLE | 540,669 | 0 | 0 | ||
Seabridge Gold Inc. | COM | 811916105 | 183 | 16,206 | SH | SOLE | 16,206 | 0 | 0 | ||
SEI Investments Company | COM | 784117103 | 19,906 | 277,012 | SH | SOLE | 277,012 | 0 | 0 | ||
Silver Trust - iShares | COM | 46428Q109 | 195 | 12,221 | SH | SOLE | 12,221 | 0 | 0 | ||
Snyder's-Lance Inc. | COM | 833551104 | 3,979 | 79,453 | SH | SOLE | 79,453 | 0 | 0 | ||
Snyder's-Lance Inc. | COM | 833551104 | 696 | 13,891 | SH | DFND | 1 | 0 | 13,891 | 0 | |
Solar Capital Ltd. | COM | 83413U100 | 3,916 | 193,741 | SH | SOLE | 193,741 | 0 | 0 | ||
Solar Capital Ltd. | COM | 83413U100 | 5,976 | 295,709 | SH | DFND | 1 | 0 | 295,709 | 0 | |
Solar Senior Capital Ltd. | COM | 83416M105 | 985 | 55,437 | SH | SOLE | 55,437 | 0 | 0 | ||
Solar Senior Capital Ltd. | COM | 83416M105 | 426 | 24,013 | SH | DFND | 1 | 0 | 24,013 | 0 | |
Southern Company | COM | 842587107 | 98,596 | 2,050,249 | SH | SOLE | 2,050,249 | 0 | 0 | ||
Southwestern Energy Co. | COM | 845467109 | 176 | 31,558 | SH | SOLE | 31,558 | 0 | 0 | ||
SPDR Barclays Intermediate Ter | COM | 78464A672 | 1,993 | 33,550 | SH | SOLE | 33,550 | 0 | 0 | ||
SPDR Nuveen Barclays Capital M | COM | 78468R721 | 9,442 | 192,808 | SH | SOLE | 192,808 | 0 | 0 | ||
SPDR Nuveen Barclays Capital S | COM | 78468R739 | 381 | 7,952 | SH | SOLE | 7,952 | 0 | 0 | ||
SPDR Portfolio Intermediate Te | COM | 78464A375 | 15,450 | 451,494 | SH | SOLE | 451,494 | 0 | 0 | ||
SPDR Portfolio World Ex US ETF | COM | 78463X889 | 3,627 | 114,415 | SH | SOLE | 114,415 | 0 | 0 | ||
SPDR S&P MidCap 400 ETF Trust | COM | 78467Y107 | 209 | 606 | SH | SOLE | 606 | 0 | 0 | ||
Starbucks Corporation | COM | 855244109 | 42,047 | 732,138 | SH | SOLE | 732,138 | 0 | 0 | ||
Stellus Capital Investment | COM | 858568108 | 2,813 | 214,100 | SH | SOLE | 214,100 | 0 | 0 | ||
Stellus Capital Investment | COM | 858568108 | 4,469 | 340,126 | SH | DFND | 1 | 0 | 340,126 | 0 | |
Stryker Corp. | COM | 863667101 | 85,654 | 553,175 | SH | SOLE | 553,175 | 0 | 0 | ||
T. Rowe Price Group Inc. | COM | 74144T108 | 18,682 | 178,042 | SH | SOLE | 178,042 | 0 | 0 | ||
TCP Capital Corp. | COM | 87238Q103 | 3,773 | 246,925 | SH | SOLE | 246,925 | 0 | 0 | ||
TCP Capital Corp. | COM | 87238Q103 | 7,668 | 501,863 | SH | DFND | 1 | 0 | 501,863 | 0 | |
Techne Corp. | COM | 09073M104 | 3,673 | 28,348 | SH | SOLE | 28,348 | 0 | 0 | ||
Techne Corp. | COM | 09073M104 | 457 | 3,527 | SH | DFND | 1 | 0 | 3,527 | 0 | |
The Boston Beer Company Inc. | COM | 100557107 | 4,392 | 22,985 | SH | SOLE | 22,985 | 0 | 0 | ||
The Boston Beer Company Inc. | COM | 100557107 | 816 | 4,272 | SH | DFND | 1 | 0 | 4,272 | 0 | |
The Clorox Company | COM | 189054109 | 17,160 | 115,366 | SH | SOLE | 115,366 | 0 | 0 | ||
The Coca-Cola Company | COM | 191216100 | 464 | 10,123 | SH | SOLE | 10,123 | 0 | 0 | ||
Thermo Fisher Scientific Inc. | COM | 883556102 | 34,932 | 183,968 | SH | SOLE | 183,968 | 0 | 0 | ||
Thermon Group Holdings Inc. | COM | 88362T103 | 4,747 | 200,536 | SH | SOLE | 200,536 | 0 | 0 | ||
Thermon Group Holdings Inc. | COM | 88362T103 | 702 | 29,638 | SH | DFND | 1 | 0 | 29,638 | 0 | |
THL Credit, Inc. | COM | 872438106 | 2,610 | 288,360 | SH | SOLE | 288,360 | 0 | 0 | ||
THL Credit, Inc. | COM | 872438106 | 6,766 | 747,618 | SH | DFND | 1 | 0 | 747,618 | 0 | |
TJX Companies | COM | 872540109 | 46,198 | 604,212 | SH | SOLE | 604,212 | 0 | 0 | ||
TPG Specialty Lending, Inc. | COM | 87265K102 | 3,049 | 153,967 | SH | SOLE | 153,967 | 0 | 0 | ||
TPG Specialty Lending, Inc. | COM | 87265K102 | 4,094 | 206,751 | SH | DFND | 1 | 0 | 206,751 | 0 | |
Triangle Capital Corp. | COM | 895848109 | 584 | 61,541 | SH | SOLE | 61,541 | 0 | 0 | ||
Triangle Capital Corp. | COM | 895848109 | 3,099 | 326,594 | SH | DFND | 1 | 0 | 326,594 | 0 | |
TriplePoint Venture Growth BDC | COM | 89677Y100 | 2,845 | 224,213 | SH | SOLE | 224,213 | 0 | 0 | ||
TriplePoint Venture Growth BDC | COM | 89677Y100 | 6,013 | 473,845 | SH | DFND | 1 | 0 | 473,845 | 0 | |
United Technologies Corp. | COM | 913017109 | 37,732 | 295,779 | SH | SOLE | 295,779 | 0 | 0 | ||
US Bancorp | COM | 902973304 | 287 | 5,365 | SH | SOLE | 5,365 | 0 | 0 | ||
VanEck Vectors BDC Income ETF | COM | 92189F411 | 175 | 10,517 | SH | SOLE | 10,517 | 0 | 0 | ||
VanEck Vectors Long Municipal | COM | 92189F536 | 9,681 | 476,184 | SH | SOLE | 476,184 | 0 | 0 | ||
Vanguard Long Term Corporate B | COM | 92206C813 | 3,035 | 31,692 | SH | SOLE | 31,692 | 0 | 0 | ||
Vanguard MSCI Emerging Markets | COM | 922042858 | 7,189 | 156,594 | SH | SOLE | 156,594 | 0 | 0 | ||
Vanguard Total Stock Market | COM | 922908769 | 330 | 2,402 | SH | SOLE | 2,402 | 0 | 0 | ||
Varex Imaging Corp | COM | 92214x106 | 2,885 | 71,808 | SH | SOLE | 71,808 | 0 | 0 | ||
Varex Imaging Corp | COM | 92214x106 | 411 | 10,221 | SH | DFND | 1 | 0 | 10,221 | 0 | |
Varian Medical Systems Inc. | COM | 92220P105 | 5,783 | 52,028 | SH | SOLE | 52,028 | 0 | 0 | ||
Veritex Holdings | COM | 923451108 | 3,642 | 132,009 | SH | SOLE | 132,009 | 0 | 0 | ||
Veritex Holdings | COM | 923451108 | 590 | 21,369 | SH | DFND | 1 | 0 | 21,369 | 0 | |
Visa, Inc. - A | COM | 92826C839 | 737 | 6,465 | SH | SOLE | 6,465 | 0 | 0 | ||
Vulcan Materials Co. | COM | 929160109 | 264 | 2,056 | SH | SOLE | 2,056 | 0 | 0 | ||
W.R. Berkley Corp. | COM | 084423102 | 33,297 | 464,713 | SH | SOLE | 464,713 | 0 | 0 | ||
Wells Fargo & Company | COM | 949746101 | 259 | 4,275 | SH | SOLE | 4,275 | 0 | 0 | ||
Weyerhaeuser Co. | COM | 962166104 | 82,623 | 2,343,260 | SH | SOLE | 2,343,260 | 0 | 0 | ||
Wheaton Precious Metals Corp | COM | 962879102 | 298 | 13,483 | SH | SOLE | 13,483 | 0 | 0 | ||
WisdomTree LargeCap Dividend F | COM | 97717W307 | 460 | 4,995 | SH | SOLE | 4,995 | 0 | 0 |