The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Vanguard Equity-Income Admiral MFUND 921921300 277 4,176 SH   SOLE   4,176 0 0
3M Company COM 88579Y101 40,065 279,708 SH   SOLE   279,708 0 0
ACE Limited COM h0023r105 6,141 59,215 SH   SOLE   59,215 0 0
Air Products & Chemicals Inc. COM 009158106 5,809 45,164 SH   SOLE   45,164 0 0
American Capital Ltd. COM 02503Y103 3,895 254,756 SH   DFND   0 254,756 0
American Capital Senior Floati COM 02504D108 675 48,218 SH   SOLE   48,218 0 0
American Express Company COM 025816109 21,684 228,566 SH   SOLE   228,566 0 0
Analog Devices, Inc. COM 032654105 5,564 102,906 SH   SOLE   102,906 0 0
Annaly Capital Management Inc. COM 035710409 4,203 367,717 SH   DFND   0 367,717 0
Apollo Investment Corp. COM 03761U106 5,807 674,495 SH   DFND   0 674,495 0
Ares Capital Corp. COM 04010L103 45,499 2,547,524 SH   DFND   0 2,547,524 0
Ares Commercial Real Estate COM 04013V108 248 20,000 SH   DFND   0 20,000 0
Bank of Marin (CA) COM 063425102 1,522 33,374 SH   DFND   0 33,374 0
Barclays 20+ Year Treasury Bon COM 464287432 421 3,713 SH   SOLE   3,713 0 0
Barclays 3-7 Year Treasury Bon COM 464288661 1,217 9,994 SH   SOLE   9,994 0 0
Barclays Capital High Yield Bo COM 78464A417 3,439 82,413 SH   SOLE   82,413 0 0
Baxter International Inc COM 071813109 331 4,578 SH   SOLE   4,578 0 0
Becton, Dickinson and Company COM 075887109 5,549 46,904 SH   SOLE   46,904 0 0
Bed Bath & Beyond Inc COM 075896100 14,101 245,743 SH   SOLE   245,743 0 0
Berkshire Hathaway Inc. - B COM 084670702 14,644 115,705 SH   SOLE   115,705 0 0
Berkshire Hathaway Inc. - Clas COM 084670108 950 5 SH   SOLE   5 0 0
BHP Billiton Limited - ADR COM 088606108 373 5,454 SH   SOLE   5,454 0 0
BlackRock Kelso Capital Corp. COM 092533108 3,106 340,915 SH   DFND   0 340,915 0
Broadridge Financial Solutions COM 11133T103 31,595 758,754 SH   SOLE   758,754 0 0
Brown-Forman Corp. - B COM 115637209 5,698 60,505 SH   SOLE   60,505 0 0
Brown & Brown Inc. COM 115236101 10,744 349,848 SH   DFND   0 349,848 0
C & J Energy Services Inc COM 12467B304 1,946 57,615 SH   DFND   0 57,615 0
C.H. Robinson Worldwide Inc. COM 12541W209 34,521 541,168 SH   SOLE   541,168 0 0
CABOT OIL & GAS CORP. COM 127097103 288 8,444 SH   SOLE   8,444 0 0
Cameco Corp. COM 13321L108 362 18,474 SH   SOLE   18,474 0 0
CF Industries Holdings Inc. COM 125269100 504 2,096 SH   SOLE   2,096 0 0
Chevron Corp. COM 166764100 51,512 394,579 SH   SOLE   394,579 0 0
Cimarex Energy Co. COM 171798101 371 2,587 SH   SOLE   2,587 0 0
Cloud Peak Energy Inc COM 18911Q102 336 18,229 SH   SOLE   18,229 0 0
CM Finance Inc COM 12574Q103 1,170 80,329 SH   DFND   0 80,329 0
Colgate-Palmolive Co. COM 194162103 21,611 316,966 SH   SOLE   316,966 0 0
Commerce Bancshares, Inc. COM 200525103 5,719 122,984 SH   SOLE   122,984 0 0
Compass Diversified Holdings COM 20451Q104 3,396 187,109 SH   DFND   0 187,109 0
Compass Minerals International COM 20451N101 359 3,753 SH   SOLE   3,753 0 0
Concho Resources, Inc. COM 20605P101 447 3,094 SH   SOLE   3,094 0 0
ConocoPhillips COM 20825C104 6,632 77,355 SH   SOLE   77,355 0 0
Consumer Discret Select Sector COM 81369Y407 7,300 109,381 SH   SOLE   109,381 0 0
Consumer Staples Select Sector COM 81369Y308 4,336 97,170 SH   SOLE   97,170 0 0
Continental Resources, Inc. COM 212015101 457 2,890 SH   SOLE   2,890 0 0
Cubic Corp COM 229669106 1,173 26,363 SH   SOLE   26,363 0 0
Cullen Frost Bankers, Inc. COM 229899109 5,504 69,299 SH   SOLE   69,299 0 0
Culp Inc. COM 230215105 1,340 76,961 SH   DFND   0 76,961 0
CYS Investments Inc COM 12673A108 6,286 696,880 SH   DFND   0 696,880 0
Diageo (Adr 1:4) COM 25243Q205 43,155 339,080 SH   SOLE   339,080 0 0
Digital Realty Trust Inc. COM 253868103 32,528 557,759 SH   SOLE   557,759 0 0
Discovery Communications, Inc. COM 25470F302 14,526 200,114 SH   SOLE   200,114 0 0
Donaldson Inc COM 257651109 5,131 121,247 SH   SOLE   121,247 0 0
Douglas Dynamics, Inc. COM 25960R105 1,687 95,744 SH   DFND   0 95,744 0
Dow Jones U.S. Oil Equipment & COM 464288844 3,497 45,106 SH   SOLE   45,106 0 0
Dow Jones US Financial Sector COM 464287788 5,399 64,937 SH   SOLE   64,937 0 0
Dow Jones US Technology - iSha COM 464287721 10,771 111,183 SH   SOLE   111,183 0 0
Dow Jones US Utilities - iShar COM 464287697 563 5,054 SH   SOLE   5,054 0 0
Du Pont E.I. De Nemours & Com COM 263534109 32,022 489,336 SH   SOLE   489,336 0 0
Emerson Electric Company COM 291011104 43,059 648,863 SH   SOLE   648,863 0 0
Energy Select Sector - SPDR COM 81369Y506 3,406 34,030 SH   SOLE   34,030 0 0
Energy XXI Limited - (Bermuda COM G10082140 327 13,819 SH   SOLE   13,819 0 0
ENI S.p.A. ADS COM 26874R108 391 7,130 SH   SOLE   7,130 0 0
Enterprise Products Partner COM 293792107 213 2,720 SH   SOLE   2,720 0 0
EOG Resources COM 26875P101 447 3,824 SH   SOLE   3,824 0 0
ETFs Platinum Trust COM 26922v101 351 2,428 SH   SOLE   2,428 0 0
European ETF - Vanguard COM 922042874 1,860 31,031 SH   SOLE   31,031 0 0
Expeditors International of Wa COM 302130109 18,540 419,826 SH   SOLE   419,826 0 0
Exponent Inc. COM 30214U102 1,570 21,190 SH   DFND   0 21,190 0
Express Scripts Inc. COM 30219G108 16,414 236,754 SH   SOLE   236,754 0 0
Exxon Mobil Corp. COM 30231G102 5,499 54,616 SH   SOLE   54,616 0 0
FEI Company COM 30241L109 1,125 12,403 SH   SOLE   12,403 0 0
Fidelity National Financial In COM 31620R303 27,978 854,020 SH   SOLE   854,020 0 0
Fifth Street Finance Corp. COM 31678A103 1,246 126,760 SH   DFND   0 126,760 0
FMC Corp. COM 302491303 341 4,783 SH   SOLE   4,783 0 0
Forward Air Corp. COM 349853101 1,688 35,273 SH   DFND   0 35,273 0
Franco-Nevada Corp. COM 351858105 402 7,003 SH   SOLE   7,003 0 0
Franklin Electric Co. Inc. COM 353514102 1,672 41,463 SH   DFND   0 41,463 0
Franklin Street Properties Cor COM 35471R106 132 10,500 SH   SOLE   10,500 0 0
Freeport-McMoRan Copper & Gold COM 35671D857 374 10,241 SH   SOLE   10,241 0 0
FS Investment Corp. COM 302635107 552 51,872 SH   DFND   0 51,872 0
General Dynamics Corp. COM 369550108 5,982 51,322 SH   SOLE   51,322 0 0
Gilead Sciences, Inc. COM 375558103 2,682 32,354 SH   SOLE   32,354 0 0
Gladstone Capital Corporation COM 376535100 3,116 309,784 SH   DFND   0 309,784 0
Gladstone Commercial Corp. COM 376536108 1,413 79,051 SH   DFND   0 79,051 0
Gladstone Investment Corp. COM 376546107 2,287 309,093 SH   DFND   0 309,093 0
GlaxoSmithKline Plc (Adr 1:2) COM 37733W105 34,988 654,219 SH   SOLE   654,219 0 0
Glencore Xstrata plc COM 37827X100 356 31,918 SH   SOLE   31,918 0 0
Gold Trust - iShares COM 464285105 3,696 286,976 SH   SOLE   286,976 0 0
Golub Capital BDC Inc COM 38173M102 19,320 1,091,497 SH   DFND   0 1,091,497 0
Google Class A COM 38259P508 7,030 12,024 SH   SOLE   12,024 0 0
Google Inc. - C COM 38259P706 8,963 15,580 SH   SOLE   15,580 0 0
Graco inc. COM 384109104 30,333 388,483 SH   DFND   0 388,483 0
Guggenheim BulletShares Corpor COM 18383M563 1,465 66,910 SH   SOLE   66,910 0 0
Guggenheim BulletShares Corpor COM 18383M555 1,531 68,414 SH   SOLE   68,414 0 0
Guggenheim BulletShares Corpor COM 18383M548 2,216 96,738 SH   SOLE   96,738 0 0
Guggenheim BulletShares Corpor COM 18383M530 2,201 103,481 SH   SOLE   103,481 0 0
Guggenheim BulletShares Corpor COM 18383M522 2,206 104,173 SH   SOLE   104,173 0 0
Guggenheim BulletShares Corpor COM 18383M514 2,209 103,922 SH   SOLE   103,922 0 0
Guggenheim BulletShares Invest COM 18383M266 2,297 109,268 SH   SOLE   109,268 0 0
Guggenheim BulletShares Invest COM 18383M258 2,295 109,963 SH   SOLE   109,963 0 0
Gulf Coast Ultra Deep Royalty COM 40222T104 489 167,026 SH   SOLE   167,026 0 0
Haemonetics Corporation COM 405024100 1,645 46,621 SH   DFND   0 46,621 0
Hallador Energy Company COM 40609P105 400 42,164 SH   SOLE   42,164 0 0
Halliburton Co. COM 406216101 17,447 245,695 SH   SOLE   245,695 0 0
Harvest Capital Credit Corp COM 41753F109 297 20,000 SH   SOLE   20,000 0 0
Hatteras Financial Corp. COM 41902R103 3,849 194,282 SH   DFND   0 194,282 0
Health Care Select Sector - SP COM 81369Y209 4,392 72,205 SH   SOLE   72,205 0 0
Hercules Technology Growth Cap COM 427096508 8,960 554,460 SH   DFND   0 554,460 0
Hess Corp. COM 42809H107 424 4,283 SH   SOLE   4,283 0 0
High Yield Corporate Bond Fund COM 464288513 3,427 35,994 SH   SOLE   35,994 0 0
Hittite Microwave Corp COM 43365Y104 1,374 17,627 SH   SOLE   17,627 0 0
Home Depot Inc. COM 437076102 10,246 126,555 SH   SOLE   126,555 0 0
Horizon Technology COM 44045A102 4,857 332,190 SH   DFND   0 332,190 0
Illinois Tool Works Inc. COM 452308109 17,638 201,443 SH   SOLE   201,443 0 0
Industrial Select Sector - SPD COM 81369Y704 6,570 121,538 SH   SOLE   121,538 0 0
Iron Mountain COM 462846106 39,849 1,124,096 SH   SOLE   1,124,096 0 0
iShares 10+ Year Credit Bond E COM 464289511 9,775 161,437 SH   SOLE   161,437 0 0
iShares 7-10 Year Treasury Bon COM 464287440 5,057 48,825 SH   SOLE   48,825 0 0
iShares Barclays 1-3 Year Inve COM 464288646 226 2,136 SH   SOLE   2,136 0 0
iShares CMBS Bond ETF COM 46429B366 2,180 42,164 SH   SOLE   42,164 0 0
iShares Corporate Bond ETF 202 COM 46432FAZ0 3,763 35,614 SH   SOLE   35,614 0 0
iShares Corporate ex Financial COM 46432FAD9 2,166 21,640 SH   SOLE   21,640 0 0
iShares Corporate ex Financial COM 46432FAG2 5,821 58,613 SH   SOLE   58,613 0 0
iShares Corporate ex Financial COM 46432FAK3 3,644 36,931 SH   SOLE   36,931 0 0
iShares Corporate ex Financial COM 46432FAN7 3,653 37,808 SH   SOLE   37,808 0 0
iShares GNMA Bond ETF COM 46429B333 2,209 44,274 SH   SOLE   44,274 0 0
iShares iBoxx Corporate Bond E COM 464287242 27,716 232,400 SH   SOLE   232,400 0 0
iShares Interm. Term Corporate COM 464288638 3,180 28,858 SH   SOLE   28,858 0 0
iShares MBS Bond ETF COM 464288588 2,320 21,435 SH   SOLE   21,435 0 0
iShares National AMT-Free Muni COM 464288414 986 9,074 SH   SOLE   9,074 0 0
iShares Residential Real Estat COM 464288562 5,081 95,267 SH   SOLE   95,267 0 0
iShares S&P AMT-Free Municipal COM 464289339 960 18,091 SH   SOLE   18,091 0 0
iShares S&P AMT-Free Municipal COM 464289313 960 17,936 SH   SOLE   17,936 0 0
iShares S&P AMT-Free Municipal COM 464289271 1,448 26,182 SH   SOLE   26,182 0 0
iShares S&P AMT-Free Municipal COM 46429B580 1,463 57,168 SH   SOLE   57,168 0 0
Johnson & Johnson COM 478160104 54,676 522,613 SH   SOLE   522,613 0 0
KCAP Financial Inc COM 48668E101 5,026 591,994 SH   DFND   0 591,994 0
Kinder Morgan Inc. COM 49456B101 34,939 963,575 SH   SOLE   963,575 0 0
Kohl's Corp. COM 500255104 29,608 562,035 SH   SOLE   562,035 0 0
Kraft Foods Group, Inc. COM 50076Q106 31,980 533,450 SH   SOLE   533,450 0 0
Landstar System Inc. COM 515098101 4,766 74,475 SH   DFND   0 74,475 0
Linear Technology Corp COM 535678106 31,138 661,531 SH   SOLE   661,531 0 0
Lockheed Martin Corp COM 539830109 38,148 237,340 SH   SOLE   237,340 0 0
Lowe's Companies Inc. COM 548661107 16,746 348,946 SH   SOLE   348,946 0 0
M&T Bank Corp. COM 55261F104 5,460 44,014 SH   SOLE   44,014 0 0
Main Street Capital Corp. COM 56035L104 2,769 84,098 SH   DFND   0 84,098 0
Manatuck Hill Mariner Offshore COM 562996983 427 3,182 SH   SOLE   3,182 0 0
Marathon Oil Corp. COM 565849106 5,741 143,801 SH   SOLE   143,801 0 0
Markel Corp. COM 570535104 19,218 29,312 SH   SOLE   29,312 0 0
Martin Marietta Materials Inc. COM 573284106 33,403 252,960 SH   SOLE   252,960 0 0
Mastercard Inc. - A COM 57636Q104 13,875 188,855 SH   SOLE   188,855 0 0
Materials Select Sector - SPDR COM 81369Y100 1,932 38,923 SH   SOLE   38,923 0 0
Mattel Inc COM 577081102 30,544 783,776 SH   SOLE   783,776 0 0
McDonald's Corp. COM 580135101 5,325 52,862 SH   SOLE   52,862 0 0
MCG Capital Corp. COM 58047P107 2,460 627,656 SH   DFND   0 627,656 0
MDU Resources Group Inc. COM 552690109 5,844 166,482 SH   SOLE   166,482 0 0
Medallion Financial Corp COM 583928106 3,927 315,143 SH   DFND   0 315,143 0
Medley Capital Corp. COM 58503F106 10,287 787,707 SH   DFND   0 787,707 0
Microsoft Corp. COM 594918104 40,726 976,648 SH   SOLE   976,648 0 0
Mohawk Industries Inc. COM 608190104 857 6,197 SH   SOLE   6,197 0 0
Monroe Capital Corp. COM 610335101 617 46,496 SH   SOLE   46,496 0 0
Morningstar Inc. COM 617700109 1,437 20,005 SH   DFND   0 20,005 0
MSC Industrial Direct Co. Inc COM 553530106 1,064 11,130 SH   SOLE   11,130 0 0
MSCI All Country World Index F COM 464288257 3,749 62,210 SH   SOLE   62,210 0 0
Mueller Industries Inc. COM 624756102 1,510 51,340 SH   DFND   0 51,340 0
MVC Capital, Inc. COM 553829102 3,405 262,912 SH   DFND   0 262,912 0
New Gold, Inc. COM 644535106 392 61,572 SH   SOLE   61,572 0 0
New Jersey Resources Corp. COM 646025106 5,747 100,535 SH   SOLE   100,535 0 0
New Mountain Finance Corp. COM 647551100 11,922 802,269 SH   DFND   0 802,269 0
NGP Capital Ressources Company COM 62912R107 2,357 378,341 SH   DFND   0 378,341 0
Nike Inc. - B COM 654106103 5,520 71,185 SH   SOLE   71,185 0 0
Nordstrom Inc. COM 655664100 5,659 83,311 SH   SOLE   83,311 0 0
Northern Trust Corporation COM 665859104 37,329 581,352 SH   SOLE   581,352 0 0
Novartis AG - ADR COM 66987V109 5,807 64,149 SH   SOLE   64,149 0 0
NXP Semiconductors COM N6596X109 23,557 355,960 SH   SOLE   355,960 0 0
Occidental Petroleum Corp COM 674599105 5,842 56,921 SH   SOLE   56,921 0 0
OFS Capital Corp. COM 67103B100 4,290 329,987 SH   DFND   0 329,987 0
Onebeacon Insurance Group Ltd COM G67742109 1,434 92,300 SH   DFND   0 92,300 0
Patterson Companies, Inc. COM 703395103 2,319 58,706 SH   DFND   0 58,706 0
Paychex, Inc. COM 704326107 17,631 424,235 SH   SOLE   424,235 0 0
Peabody Energy Corp. COM 704549104 302 18,488 SH   SOLE   18,488 0 0
PennantPark Floating Rate Capi COM 70806A106 3,279 229,467 SH   DFND   0 229,467 0
PennantPark Investment Corp. COM 708062104 10,380 905,800 SH   DFND   0 905,800 0
Pepco Holdings, Inc. COM 713291102 35,465 1,290,582 SH   SOLE   1,290,582 0 0
Pepsico, Inc COM 713448108 50,333 563,389 SH   SOLE   563,389 0 0
Pfizer Inc. COM 717081103 29,302 987,273 SH   SOLE   987,273 0 0
Piedmont Natural Gas Co. Inc. COM 720186105 5,231 139,822 SH   SOLE   139,822 0 0
PIMCO Intermediate Muni Bond E COM 72201R866 688 12,926 SH   SOLE   12,926 0 0
Pioneer Natural Resources Co. COM 723787107 413 1,796 SH   SOLE   1,796 0 0
Plum Creek Timber Co. Inc. COM 729251108 31,495 698,348 SH   SOLE   698,348 0 0
Potash Corp. of Saskatchewan I COM 73755L107 377 9,943 SH   SOLE   9,943 0 0
Potbelly Corp COM 73754Y100 1,493 93,530 SH   DFND   0 93,530 0
Praxair Inc. COM 74005P104 36,274 273,064 SH   SOLE   273,064 0 0
Procter & Gamble Company COM 742718109 5,977 76,058 SH   SOLE   76,058 0 0
Progressive Corp. COM 743315103 29,767 1,173,795 SH   SOLE   1,173,795 0 0
Range Resources Corporation COM 75281A109 387 4,448 SH   SOLE   4,448 0 0
Rayonier Advanced Materials COM 75508B104 9,217 237,852 SH   DFND   0 237,852 0
Rayonier Inc. COM 754907103 25,480 716,730 SH   DFND   0 716,730 0
RE/Max Holdings COM 75524W108 1,538 51,988 SH   DFND   0 51,988 0
REIT ETF- DJ Wilshire COM 78464A607 8,141 98,082 SH   SOLE   98,082 0 0
REIT Index - Vanguard COM 922908553 8,253 110,279 SH   SOLE   110,279 0 0
Ritchie Brothers Auctioneers I COM 767744105 2,642 107,165 SH   DFND   0 107,165 0
RLI Corp. COM 749607107 1,579 34,486 SH   DFND   0 34,486 0
Rockwood Holdings Inc COM 774415103 371 4,888 SH   SOLE   4,888 0 0
Royal Gold, Inc. COM 780287108 419 5,502 SH   SOLE   5,502 0 0
Russell 2000 Growth Index - iS COM 464287648 418 3,020 SH   SOLE   3,020 0 0
Russell 2000 Value Index - iSh COM 464287630 428 4,149 SH   SOLE   4,149 0 0
S&P 500 - SPDR COM 78462F103 1,252 6,398 SH   SOLE   6,398 0 0
S&P 500 Growth Index - iShares COM 464287309 489 4,651 SH   SOLE   4,651 0 0
S&P 500 Value Index - iShares COM 464287408 505 5,588 SH   SOLE   5,588 0 0
S&P MidCap 400 Growth Index Fu COM 464287606 20,516 130,611 SH   SOLE   130,611 0 0
S&P MidCap 400 Value Index Fun COM 464287705 20,721 163,258 SH   SOLE   163,258 0 0
Safeguard Scientifics New COM 786449207 1,692 81,367 SH   DFND   0 81,367 0
Saratoga Investment Corporatio COM 80349A208 235 14,936 SH   DFND   0 14,936 0
Select Comfort Corporation COM 81616X103 3,595 174,030 SH   DFND   0 174,030 0
Sigma-Aldrich Corp COM 826552101 14,263 140,552 SH   SOLE   140,552 0 0
Silver Wheaton Corp. COM 828336107 444 16,890 SH   SOLE   16,890 0 0
Snyders-Lance Inc COM 833551104 1,306 49,376 SH   DFND   0 49,376 0
Solar Capital, LTD. COM 83413U100 9,622 452,179 SH   DFND   0 452,179 0
Solar Senior Capital Ltd. COM 83416M105 1,916 113,509 SH   DFND   0 113,509 0
Southern Company COM 842587107 35,161 774,809 SH   SOLE   774,809 0 0
SPDR Interm. Term Corporate Bo COM 78464A375 5,776 167,629 SH   SOLE   167,629 0 0
SPDR Nuveen Barclays Capital M COM 78464A458 3,943 166,515 SH   SOLE   166,515 0 0
SPDR Nuveen Barclays Capital S COM 78464A425 2,984 122,629 SH   SOLE   122,629 0 0
Statoil ASA ADS COM 85771p102 446 14,468 SH   SOLE   14,468 0 0
Stellus Capital Investment COM 858568108 4,125 280,821 SH   DFND   0 280,821 0
Stonecastle Financial Corporat COM 861780104 4,493 177,025 SH   DFND   0 177,025 0
Stryker Corp. COM 863667101 9,747 115,594 SH   SOLE   115,594 0 0
T. Rowe Price Group, Inc. COM 74144T108 5,453 64,605 SH   SOLE   64,605 0 0
Taminco Corp COM 87509U106 848 36,453 SH   DFND   0 36,453 0
TCP Capital Corp COM 87238Q103 10,465 574,682 SH   DFND   0 574,682 0
Techne Corp. COM 878377100 1,663 17,970 SH   DFND   0 17,970 0
The Clorox Company COM 189054109 5,229 57,205 SH   SOLE   57,205 0 0
The Coca-Cola Company COM 191216100 214 5,048 SH   SOLE   5,048 0 0
Thermo Fisher Scientific, Inc. COM 883556102 13,822 117,133 SH   SOLE   117,133 0 0
Thermon Group Holdings Inc COM 88362T103 1,692 64,304 SH   DFND   0 64,304 0
THL Credit COM 872438106 10,489 749,225 SH   DFND   0 749,225 0
TICC Capital Corp. COM 87244T109 1,039 104,903 SH   DFND   0 104,903 0
TJX Companies COM 872540109 18,664 351,161 SH   SOLE   351,161 0 0
Total SA - ADR COM 89151E109 368 5,097 SH   SOLE   5,097 0 0
Triangle Capital Corp COM 895848109 6,258 220,590 SH   DFND   0 220,590 0
Triplepoint Venture Growth BDC COM 89677Y100 4,493 274,299 SH   DFND   0 274,299 0
United Technologies Corp. COM 913017109 19,117 165,586 SH   SOLE   165,586 0 0
Vanguard Interm. Term Corporat COM 92206C870 5,916 68,347 SH   SOLE   68,347 0 0
Vanguard Long Term Corporate B COM 92206C813 2,320 25,701 SH   SOLE   25,701 0 0
Varian Medical Systems Inc. COM 92220P105 998 12,006 SH   SOLE   12,006 0 0
VCA Antech Inc. COM 918194101 1,771 50,456 SH   DFND   0 50,456 0
Vocera Communications Inc. COM 92857F107 1,233 93,407 SH   DFND   0 93,407 0
W.R. Berkley Corp COM 084423102 14,561 314,429 SH   SOLE   314,429 0 0
W.W. Grainger, Inc. COM 384802104 5,206 20,474 SH   SOLE   20,474 0 0
Waters Corp. COM 941848103 12,494 119,626 SH   SOLE   119,626 0 0
Wells Fargo & Company COM 949746101 15,057 286,464 SH   SOLE   286,464 0 0
West Pharmaceutical Services, COM 955306105 1,303 30,894 SH   DFND   0 30,894 0
Weyerhaeuser Co. COM 962166104 383 11,583 SH   SOLE   11,583 0 0
Whiting Petroleum Corp. COM 966387102 416 5,182 SH   SOLE   5,182 0 0
Yamana Gold, Inc. COM 98462Y100 308 37,515 SH   SOLE   37,515 0 0
Zebra Technologies Corp. COM 989207105 2,631 31,965 SH   DFND   0 31,965 0