0000899243-19-028175.txt : 20191126 0000899243-19-028175.hdr.sgml : 20191126 20191126174132 ACCESSION NUMBER: 0000899243-19-028175 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191125 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avista Capital Partners (Offshore) II-A, LP CENTRAL INDEX KEY: 0001555140 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38241 FILM NUMBER: 191252367 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-593-6900 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avista Capital Partners (Offshore) II, L.P. CENTRAL INDEX KEY: 0001441976 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38241 FILM NUMBER: 191252368 BUSINESS ADDRESS: STREET 1: 65 E. 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-598-6900 MAIL ADDRESS: STREET 1: 65 E. 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: AVISTA CAPITAL PARTNERS (OFFSHORE) II, L.P. DATE OF NAME CHANGE: 20100125 FORMER NAME: FORMER CONFORMED NAME: AVISTA CAPITAL PARTNERS (OFFSHORE) II LP DATE OF NAME CHANGE: 20080805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avista Capital Partners II, L.P. CENTRAL INDEX KEY: 0001441974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38241 FILM NUMBER: 191252369 BUSINESS ADDRESS: STREET 1: 65 E. 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-598-6900 MAIL ADDRESS: STREET 1: 65 E. 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER NAME: FORMER CONFORMED NAME: AVISTA CAPITAL PARTNERS II LP DATE OF NAME CHANGE: 20080805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avista Capital Partners II GP, LLC CENTRAL INDEX KEY: 0001555276 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38241 FILM NUMBER: 191252370 BUSINESS ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-593-6900 MAIL ADDRESS: STREET 1: 65 EAST 55TH STREET STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OptiNose, Inc. CENTRAL INDEX KEY: 0001494650 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 421771610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1020 STONY HILL ROAD STREET 2: SUITE 300 CITY: YARDLEY STATE: PA ZIP: 19067 BUSINESS PHONE: 267-364-3500 MAIL ADDRESS: STREET 1: 1020 STONY HILL ROAD STREET 2: SUITE 300 CITY: YARDLEY STATE: PA ZIP: 19067 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-11-25 0 0001494650 OptiNose, Inc. OPTN 0001555276 Avista Capital Partners II GP, LLC C/O AVISTA CAPITAL HOLDINGS, L.P. 65 E. 55TH STREET, 18TH FLOOR NEW YORK NY 10022 0 0 1 0 0001441974 Avista Capital Partners II, L.P. 65 EAST 55TH STREET 18TH FLOOR NEW YORK NY 10022 0 0 1 0 0001441976 Avista Capital Partners (Offshore) II, L.P. 65 EAST 55TH STREET 18TH FLOOR NEW YORK NY 10022 0 0 1 0 0001555140 Avista Capital Partners (Offshore) II-A, LP 65 EAST 55TH STREET 18TH FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2019-11-25 4 S 0 887722 9.165 D 10136374 I See footnote Common Stock 2019-11-25 4 S 0 291516 9.165 D 3328648 I See footnote Common Stock 2019-11-25 4 S 0 70762 9.165 D 807995 I See footnote Represents shares of the Issuer held by Avista Capital Partners II, L.P. ("ACP II"). Avista Capital Partners II GP, LLC ("ACP II GP") is the general partner of ACP II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP II. Each of ACP II GP and ACP II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Represents shares of the Issuer held by Avista Capital Partners (Offshore) II, L.P. ("ACP Offshore II"). ACP II GP is the general partner of ACP Offshore II. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II. Each of ACP II GP and ACP Offshore II expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Represents shares of the Issuer held by Avista Capital Partners (Offshore) II-A, L.P. ("ACP Offshore II-A"). ACP II GP is the general partner of ACP Offshore II-A. By virtue of this relationship, ACP II GP may be deemed to share beneficial ownership of the shares of common stock held by ACP Offshore II-A. Each of ACP II GP and ACP Offshore II-A expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein. Avista Capital Partners II GP, LLC, By: /s/ Ben Silbert 2019-11-26 Avista Capital Partners II, L.P., By: Avista Capital Partners II GP, LLC, its General Partner, By: /s/ Ben Silbert 2019-11-26 Avista Capital Partners (Offshore) II, L.P., By: Avista Capital Partners II GP, LLC, its General Partner, By: /s/ Ben Silbert 2019-11-26 Avista Capital Partners (Offshore) II-A, L.P., By: Avista Capital Partners II GP, LLC, its General Partner, By: /s/ Ben Silbert 2019-11-26