0001104659-19-012887.txt : 20190305
0001104659-19-012887.hdr.sgml : 20190305
20190305164457
ACCESSION NUMBER: 0001104659-19-012887
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190304
FILED AS OF DATE: 20190305
DATE AS OF CHANGE: 20190305
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HILL HEATH A.
CENTRAL INDEX KEY: 0001502181
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34547
FILM NUMBER: 19659100
MAIL ADDRESS:
STREET 1: 385 INTERLOCKEN CRESCENT
STREET 2: SUITE 400
CITY: BROOMFIELD
STATE: CO
ZIP: 80021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CLOUD PEAK ENERGY INC.
CENTRAL INDEX KEY: 0001441849
STANDARD INDUSTRIAL CLASSIFICATION: BITUMINOUS COAL & LIGNITE SURFACE MINING [1221]
IRS NUMBER: 263088162
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 748 T-7 ROAD
CITY: GILLETTE
STATE: WY
ZIP: 82718
BUSINESS PHONE: 307-687-6000
MAIL ADDRESS:
STREET 1: P.O. BOX 3001
CITY: GILLETTE
STATE: WY
ZIP: 82717-3001
4
1
a4.xml
4
X0306
4
2019-03-04
0
0001441849
CLOUD PEAK ENERGY INC.
CLD
0001502181
HILL HEATH A.
748 T-7 ROAD
GILLETTE
WY
82718
0
1
0
0
Exec VP & CFO
Common Stock
2019-03-04
4
M
0
153847
0.47
A
209977
D
Common Stock
2019-03-04
4
F
0
67663
0.47
D
142314
D
Restricted Stock Units
2019-03-04
4
M
0
153847
0
D
Common Stock
153847
133684
D
Reflects the number of shares of common stock issued by the Issuer in connection with the vesting of 2016 restricted stock units ("RSUs") granted on March 4, 2016 and originally reported in Table II on the Form 4 filed on March 8, 2016.
Reflects the number of shares of common stock withheld by the Issuer in satisfaction of the Reporting Person's tax withholding obligation upon the vesting of 2016 RSUs.
This total does not include RSUs granted to the Reporting Person in 2017 or 2018 as vested RSUs may be paid in shares, cash or a combination of shares and cash, in the discretion of the Compensation Committee.
Each 2016 RSU represented a contingent right to receive the value of one share of Cloud Peak Energy Inc. ("CPE") common stock. The RSUs vested 3 years from the date of grant (which was March 4, 2016). The performance share units that were also granted on March 4, 2016 did not vest and were cancelled based on CPE relative total shareholder return.
Reflects RSUs granted to the Reporting Person in 2017 and 2018.
/s/ Bryan J. Pechersky, attorney-in-fact for Heath A. Hill
2019-03-05