0001441816-21-000216.txt : 20211005 0001441816-21-000216.hdr.sgml : 20211005 20211005174616 ACCESSION NUMBER: 0001441816-21-000216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Porter Mark CENTRAL INDEX KEY: 0001801141 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38240 FILM NUMBER: 211308004 MAIL ADDRESS: STREET 1: C/O MONGODB, INC. STREET 2: 1633 BROADWAY, 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MongoDB, Inc. CENTRAL INDEX KEY: 0001441816 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 866-237-8815 MAIL ADDRESS: STREET 1: 1633 BROADWAY STREET 2: 38TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: 10GEN INC DATE OF NAME CHANGE: 20080801 4 1 wf-form4_163347031024240.xml FORM 4 X0306 4 2021-10-01 0 0001441816 MongoDB, Inc. MDB 0001801141 Porter Mark C/O MONGODB, INC. 1633 BROADWAY, 38TH FLOOR NEW YORK NY 10019 0 1 0 0 Chief Technology Officer Class A Common Stock 2021-10-01 4 A 0 331 0 A 32666 D Class A Common Stock 2021-10-04 4 S 0 200 436.95 D 32466 D Class A Common Stock 2021-10-04 4 S 0 400 438.18 D 32066 D Class A Common Stock 2021-10-04 4 S 0 101 439.29 D 31965 D Class A Common Stock 2021-10-04 4 S 0 300 441.02 D 31665 D Class A Common Stock 2021-10-04 4 S 0 300 442.33 D 31365 D Class A Common Stock 2021-10-04 4 S 0 411 443.96 D 30954 D Class A Common Stock 2021-10-04 4 S 0 300 444.74 D 30654 D Class A Common Stock 2021-10-04 4 S 0 300 447.19 D 30354 D Class A Common Stock 2021-10-04 4 S 0 8 448.88 D 30346 D Class A Common Stock 2021-10-04 4 S 0 100 450.05 D 30246 D Class A Common Stock 2021-10-04 4 S 0 100 451.61 D 30146 D Class A Common Stock 2021-10-04 4 S 0 100 461.99 D 30046 D Class A Common Stock 2021-10-04 4 S 0 3 459.02 D 30043 D Class A Common Stock 2021-10-04 4 S 0 131 460.66 D 29912 D Represents shares of Class A common stock received upon the vesting of a portion of the performance-based restricted stock units ("RSUs") awarded to the Reporting Person on April 7, 2021 under the Issuer's annual bonus plan and 2016 Equity Incentive Plan, which vested based on the Issuer's satisfaction of certain performance criteria. In light of the performance-based vesting criteria of the RSUs, such shares were not previously reportable under Section 16. The remainder of the shares underlying the RSUs will be eligible for vesting on April 1, 2022. Each RSU represents the contingent right to receive one share of common stock of the Issuer. Includes 85 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2021. Such shares were not previously reportable under Section 16. The transactions were pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $436.57 to $437.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $437.92 to $438.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $439.13 to $439.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $440.71 to $441.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $441.80 to $442.63, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $443.41 to $444.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $444.66 to $444.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $446.80 to $447.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Represents the sale of shares of Class A common stock to satisfy the Reporting Person's tax withholding obligations in connection with the performance-based vesting and settlement of the above-listed RSUs. /s/ Sophie Hubscher, Attorney-in-Fact 2021-10-05