0001104659-19-010365.txt : 20190225 0001104659-19-010365.hdr.sgml : 20190225 20190225165410 ACCESSION NUMBER: 0001104659-19-010365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190214 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN HERK INVESTMENTS B.V. CENTRAL INDEX KEY: 0001633120 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 19630228 BUSINESS ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062ME BUSINESS PHONE: 0031102411555 MAIL ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062ME REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Herk Private Equity Investments B.V. CENTRAL INDEX KEY: 0001643221 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 19630229 BUSINESS ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062ME BUSINESS PHONE: 31102411555 MAIL ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062ME REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Van Herk Management Services B.V. CENTRAL INDEX KEY: 0001510644 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 19630230 BUSINESS ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME BUSINESS PHONE: 31-10-241-1555 MAIL ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V. CENTRAL INDEX KEY: 0001510621 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 19630231 BUSINESS ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME BUSINESS PHONE: 31-10-241-1555 MAIL ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: A. van Herk Holding B.V. CENTRAL INDEX KEY: 0001510643 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 19630232 BUSINESS ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME BUSINESS PHONE: 31-10-241-1555 MAIL ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stichting Administratiekantoor Abchrys CENTRAL INDEX KEY: 0001732141 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 19630233 BUSINESS ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME BUSINESS PHONE: 31102411555 MAIL ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: van Herk Adrianus CENTRAL INDEX KEY: 0001510645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 19630234 MAIL ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stichting Administratiekantoor Penulata CENTRAL INDEX KEY: 0001731954 STATE OF INCORPORATION: P7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36030 FILM NUMBER: 19630235 BUSINESS ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME BUSINESS PHONE: 31102411555 MAIL ADDRESS: STREET 1: LICHTENAUERLAAN 30 CITY: ROTTERDAM STATE: P7 ZIP: 3062 ME ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MARRONE BIO INNOVATIONS INC CENTRAL INDEX KEY: 0001441693 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 205137161 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1540 DREW AVENUE CITY: DAVIS STATE: CA ZIP: 95618 BUSINESS PHONE: 530-750-2800 MAIL ADDRESS: STREET 1: 1540 DREW AVENUE CITY: DAVIS STATE: CA ZIP: 95618 FORMER COMPANY: FORMER CONFORMED NAME: MARRONE ORGANICS INNOVATIONS INC DATE OF NAME CHANGE: 20080801 4 1 a4.xml 4 X0306 4 2019-02-14 1 0001441693 MARRONE BIO INNOVATIONS INC MBII 0001633120 VAN HERK INVESTMENTS B.V. LICHTENAUERLAAN 30 ROTTERDAM P7 3062 ME NETHERLANDS 0 0 1 0 0001643221 Van Herk Private Equity Investments B.V. LICHTENAUERLAAN 30 ROTTERDAM P7 3062 ME NETHERLANDS 0 0 1 0 0001510644 Van Herk Management Services B.V. LICHTENAUERLAAN 30 ROTTERDAM P7 3062 ME NETHERLANDS 0 0 1 0 0001510621 Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V. LICHTENAUERLAAN 30 ROTTERDAM P7 3062 ME NETHERLANDS 0 0 1 0 0001510643 A. van Herk Holding B.V. LICHTENAUERLAAN 30 ROTTERDAM P7 3062 ME NETHERLANDS 0 0 1 0 0001732141 Stichting Administratiekantoor Abchrys LICHTENAUERLAAN 30 ROTTERDAM P7 3062 ME NETHERLANDS 0 0 1 0 0001510645 van Herk Adrianus LICHTENAUERLAAN 30 ROTTERDAM P7 3062 ME NETHERLANDS 0 0 1 0 0001731954 Stichting Administratiekantoor Penulata LICHTENAUERLAAN 30 ROTTERDAM P7 3062 ME NETHERLANDS 0 0 1 0 Common Stock 2019-02-14 4 P 0 200 1.50 A 7128770 D Common Stock 2019-02-21 4 S 0 1500000 1.57 D 5628770 D These securities are held by Van Herk Investments B.V., a private company with limited liability incorporated under the laws of the Netherlands ("VHI"). This statement is being filed by (i) VHI, (ii) Van Herk Private Equity Investments B.V., a private company with limited liability incorporated under the laws of the Netherlands ("VHPI"), (iii) Stichting Administratiekantoor Penulata, a foundation organized under the laws of the Netherlands ("Penulata"), (iv) Van Herk Management Services B.V., a private company with limited liability incorporated under the laws of the Netherlands ("VHMS"), (v) Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V., a private company with limited liability incorporated under the laws of the Netherlands ("OGBBA"), (vi) A. van Herk Holding B.V., a private company with limited liability incorporated under the laws of the Netherlands ("Holdings"), Footnote (1) continued in Footnote (2). Footnote (2) continued from Footnote (1). (vii) Stichting Administratiekantoor Abchrys, a foundation organized under the laws of the Netherlands ("Abchrys"), and (viii) Adrianus van Herk ("Mr. van Herk"). Mr. van Herk is (i) an investor, (ii) the holder of all of the depositary receipts issued by Penulata and Abchrys, (iii) the sole board member of Penulata and Abchrys, and (iii) the sole managing director of VHMS, OGBBA and Holdings. Penulata holds substantially all of the issued and outstanding shares of VHPI. VHPI is the sole shareholder of VHI. VHI is principally engaged in making investments. Abchrys holds substantially all of the issued and outstanding shares of Holdings. Holdings is the sole shareholder of OGBBA. OGBBA is the sole shareholder of VHMS and is principally engaged in making investments. Footnote (2) continued in Footnote (3). Footnote (3) continued from Footnote (2). VHMS is the sole managing director of VHI and VHPI. Each of Mr. van Herk, VHPI, Penulata, VHMS, OGBBA, Holdings and Abchrys disclaims beneficial ownership of the securities covered by this statement except to the extent of their pecuniary interest therein, if any, and this statement shall not be deemed an admission that any of them is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. * Pursuant to a Power of Attorney, dated as of February 27, 2018, by and among the Reporting Persons. Exhibit 24.1 Power of Attorney, dated as of February 27, 2018, by and among the Reporting Persons, incorporated herein by reference to Exhibit 3 to Schedule 13D/A filed by the Reporting Persons on March 13, 2018 with respect to Ablynx NV (File No. 005-90201). Van Herk Investments B.V. By: /s/ Erik G. A. Esveld, Attorney-In-Fact* 2019-02-25 Van Herk Private Equity Investments B.V. By: /s/ Erik G. A. Esveld, Attorney-In-Fact* 2019-02-25 Stichting Administratiekantoor Penulata By: /s/ Erik G. A. Esveld, Attorney-In-Fact* 2019-02-25 Van Herk Management Services B.V. By: /s/ Erik G. A. Esveld, Attorney-In-Fact* 2019-02-25 Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V. By: /s/ Erik G. A. Esveld, Attorney-In-Fact* 2019-02-25 A. van Herk Holding B.V. By: /s/ Erik G. A. Esveld, Attorney-In-Fact* 2019-02-25 Stichting Administratiekantoor Abchrys By: /s/ Erik G. A. Esveld, Attorney-In-Fact* 2019-02-25 Adrianus van Herk /s/ Erik G. A. Esveld, Attorney-In-Fact* 2019-02-25