SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
VAN HERK INVESTMENTS B.V.

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MARRONE BIO INNOVATIONS INC [ MBII ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/12/2018 S 5,000 D $1.23 7,139,148(1)(2)(3) D(1)(2)(3)
Common Stock 02/12/2018 P 3,000 D $1.16 7,142,148(1)(2)(3) D(1)(2)(3)
Common Stock 02/12/2018 P 2,000 D $1.1672 7,144,148(1)(2)(3) D(1)(2)(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
VAN HERK INVESTMENTS B.V.

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Van Herk Private Equity Investments B.V.

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Van Herk Management Services B.V.

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V.

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
1. Name and Address of Reporting Person*
A. van Herk Holding B.V.

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Stichting Administratiekantoor Abchrys

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
1. Name and Address of Reporting Person*
van Herk Adrianus

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Stichting Administratiekantoor Penulata

(Last) (First) (Middle)
LICHTENAUERLAAN 30

(Street)
ROTTERDAM P7 3062 ME

(City) (State) (Zip)
Explanation of Responses:
1. These securities are held by Van Herk Investments B.V., a private company with limited liability incorporated under the laws of the Netherlands ("VHI"). This statement is being filed by (i) VHI, (ii) Van Herk Private Equity Investments B.V., a private company with limited liability incorporated under the laws of the Netherlands ("VHPI"), (iii) Stichting Administratiekantoor Penulata, a foundation organized under the laws of the Netherlands ("Penulata"), (iv) Van Herk Management Services B.V., a private company with limited liability incorporated under the laws of the Netherlands ("VHMS"), (v) Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V., a private company with limited liability incorporated under the laws of the Netherlands ("OGBBA"), (vi) A. van Herk Holding B.V., a private company with limited liability incorporated under the laws of the Netherlands ("Holdings"), Footnote (1) continued in Footnote (2).
2. Footnote (2) continued from Footnote (1). (vii) Stichting Administratiekantoor Abchrys, a foundation organized under the laws of the Netherlands ("Abchrys"), and (viii) Adrianus van Herk ("Mr. van Herk"). Mr. van Herk is (i) an investor, (ii) the holder of all of the depositary receipts issued by Penulata and Abchrys, (iii) the sole board member of Penulata and Abchrys, and (iii) the sole managing director of VHMS, OGBBA and Holdings. Penulata holds substantially all of the issued and outstanding shares of VHPI. VHPI is the sole shareholder of VHI. VHI is principally engaged in making investments. Abchrys holds substantially all of the issued and outstanding shares of Holdings. Holdings is the sole shareholder of OGBBA. OGBBA is the sole shareholder of VHMS and is principally engaged in making investments. Footnote (2) continued in Footnote (3).
3. Footnote (3) continued from Footnote (2). VHMS is the sole managing director of VHI and VHPI. Each of Mr. van Herk, VHPI, Penulata, VHMS, OGBBA, Holdings and Abchrys disclaims beneficial ownership of the securities covered by this statement except to the extent of their pecuniary interest therein, if any, and this statement shall not be deemed an admission that any of them is a beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Van Herk Investments B.V. By: /s/ Adrianus van Herk, Authorized Person 02/27/2018
Van Herk Private Equity Investments B.V. By: /s/ Adrianus van Herk, Authorized Person 02/27/2018
Stichting Administratiekantoor Penulata By: /s/ Adrianus van Herk, Authorized Person 02/27/2018
Van Herk Management Services B.V. By: /s/ Adrianus van Herk, Authorized Person 02/27/2018
Onroerend Goed Beheer- en Beleggingsmaatschappij A. van Herk B.V. By: /s/ Adrianus van Herk, Authorized Person 02/27/2018
A. van Herk Holding B.V. By: /s/ Adrianus van Herk, Authorized Person 02/27/2018
Stichting Administratiekantoor Abchrys By: /s/ Adrianus van Herk, Authorized Person 02/27/2018
Adrianus van Herk /s/ Adrianus van Herk 02/27/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.