0001441683-20-000070.txt : 20200604 0001441683-20-000070.hdr.sgml : 20200604 20200604161239 ACCESSION NUMBER: 0001441683-20-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200602 FILED AS OF DATE: 20200604 DATE AS OF CHANGE: 20200604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Robert Charles CENTRAL INDEX KEY: 0001707249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38098 FILM NUMBER: 20943067 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPIAN CORP CENTRAL INDEX KEY: 0001441683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541956084 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7950 JONES BRANCH DRIVE CITY: TYSONS STATE: VA ZIP: 22102 BUSINESS PHONE: 703-442-8844 MAIL ADDRESS: STREET 1: 7950 JONES BRANCH DRIVE CITY: TYSONS STATE: VA ZIP: 22102 4 1 wf-form4_159130154031792.xml FORM 4 X0306 4 2020-06-02 0 0001441683 APPIAN CORP APPN 0001707249 Kramer Robert Charles C/O APPIAN CORPORATION 7950 JONES BRANCH DRIVE TYSONS VA 22102 1 1 0 0 General Manager Class A Common Stock 2020-06-02 4 C 0 80000 0 A 80000 I See Footnote Class A Common Stock 2020-06-02 4 S 0 80000 56.05 D 0 I See Footnote Class A Common Stock 2020-06-02 4 C 0 13794 0 A 46185 D Class A Common Stock 2020-06-02 4 S 0 13794 56.05 D 32391 D Class B Common Stock 2020-06-02 4 C 0 80000 0 D Class A Common Stock 80000.0 2368598 I See Footnote Class B Common Stock 2020-06-02 4 C 0 13794 0 D Class A Common Stock 13794.0 0 D Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (2)) (continued from Footnote (1)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. The reported securities are owned directly by The Robert C. Kramer Revocable Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust. /s/ Angela Patterson, Attorney-in-Fact 2020-06-04