0001441683-20-000059.txt : 20200519
0001441683-20-000059.hdr.sgml : 20200519
20200519162658
ACCESSION NUMBER: 0001441683-20-000059
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200515
FILED AS OF DATE: 20200519
DATE AS OF CHANGE: 20200519
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Winters Christopher
CENTRAL INDEX KEY: 0001706796
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38098
FILM NUMBER: 20893960
MAIL ADDRESS:
STREET 1: 11955 DEMOCRACY DRIVE
STREET 2: SUITE 1700
CITY: RESTON
STATE: VA
ZIP: 20190
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPIAN CORP
CENTRAL INDEX KEY: 0001441683
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 541956084
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
BUSINESS PHONE: 703-442-8844
MAIL ADDRESS:
STREET 1: 7950 JONES BRANCH DRIVE
CITY: TYSONS
STATE: VA
ZIP: 22102
4
1
wf-form4_158992000011472.xml
FORM 4
X0306
4
2020-05-15
0
0001441683
APPIAN CORP
APPN
0001706796
Winters Christopher
C/O APPIAN CORPORATION
7950 JONES BRANCH DRIVE
TYSONS
VA
22102
0
1
0
0
General Counsel
Class A Common Stock
2020-05-15
4
C
0
5351
0
A
31151
D
Class A Common Stock
2020-05-15
4
S
0
5351
50
D
25800
D
Employee Stock Option (Right to Buy)
7.03
2020-05-15
4
M
0
5351
0
D
2025-11-17
Class B Common Stock
5351.0
68000
D
Class B Common Stock
2020-05-15
4
M
0
5351
7.03
A
Class A Common Stock
5351.0
5351
D
Class B Common Stock
2020-05-15
4
C
0
5351
0
D
Class A Common Stock
5351.0
0
D
Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock.
Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3))
(continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2020.
This option vests in five equal annual installments commencing on November 17, 2016 and on the next four anniversaries thereof, subject to the Reporting Person's continued service to the Issuer through each vesting date.
/s/ Angela Patterson, Attorney-in-Fact
2020-05-19