0001441683-18-000103.txt : 20180705 0001441683-18-000103.hdr.sgml : 20180705 20180705073558 ACCESSION NUMBER: 0001441683-18-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180705 DATE AS OF CHANGE: 20180705 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kramer Robert Charles CENTRAL INDEX KEY: 0001707249 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38098 FILM NUMBER: 18939508 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPIAN CORP CENTRAL INDEX KEY: 0001441683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 541956084 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 BUSINESS PHONE: 703-442-8844 MAIL ADDRESS: STREET 1: 11955 DEMOCRACY DRIVE STREET 2: SUITE 1700 CITY: RESTON STATE: VA ZIP: 20190 4 1 wf-form4_153079054161175.xml FORM 4 X0306 4 2018-07-02 0 0001441683 APPIAN CORP APPN 0001707249 Kramer Robert Charles C/O APPIAN CORPORATION 11955 DEMOCRACY DRIVE, SUITE 1700 RESTON VA 20190 1 1 0 0 General Manager Class A Common Stock 2018-07-02 4 C 0 3500 A 7500 D Class A Common Stock 2018-07-02 4 S 0 3500 33.49 D 4000 D Employee Stock Option (Right to Buy) 7.5 2018-07-02 4 M 0 3500 0 D 2026-04-08 Class B Common Stock 3500.0 24500 D Class B Common Stock 2018-07-02 4 M 0 3500 7.50 A Class A Common Stock 3500.0 3500 D Class B Common Stock 2018-07-02 4 C 0 3500 0 D Class A Common Stock 3500.0 0 D Class B Common Stock Class A Common Stock 2537598.0 2537598 I See Footnote Pursuant to the terms of the Class B Common Stock, the Reporting Person converted shares of Class B Common Stock into shares of Class A Common Stock. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (1) any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfers described in the Issuer's certificate of incorporation, including, without limitation, certain transfers for tax and estate planning purposes or (continued to Footnote (3)) (continued from Footnote (2)) (2) the death or disability, as defined in the Issuer's certificate of incorporation, of the applicable Class B common stockholder (or nine months after the date of death or disability if the stockholder is one of the Issuer's founders). In addition, on the first trading day following the date on which the outstanding shares of Class B Common Stock represent less than 10% of the aggregate voting power of the Issuer's then outstanding capital stock, all outstanding shares of Class B Common Stock shall convert automatically into Class A Common Stock, and no additional shares of Class B Common Stock will be issued. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 8, 2017 and modified on March 6, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.20 to $34.95, inclusive. The Reporting Person undertakes to provide to Appian Corporation, any security holder of Appian Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Footnote (5). Fully vested. This holding was inadvertently omitted from the Form 4s filed by the Reporting Person with the Securities and Exchange Commission on March 1, 2018, March 5, 2018 and May 9, 2018. The reported securities are owned directly by The Robert C. Kramer Trust (the "Trust"). The Reporting Person is the sole trustee and beneficiary of the Trust. /s/ Lauren Ackermann, Attorney-in-Fact 2018-07-05