0001441646-19-000003.txt : 20190814
0001441646-19-000003.hdr.sgml : 20190814
20190814160739
ACCESSION NUMBER: 0001441646-19-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190630
FILED AS OF DATE: 20190814
DATE AS OF CHANGE: 20190814
EFFECTIVENESS DATE: 20190814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: grace capital
CENTRAL INDEX KEY: 0001441646
IRS NUMBER: 141949392
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13148
FILM NUMBER: 191026345
BUSINESS ADDRESS:
STREET 1: 50 CONGRESS ST SUITE 943
CITY: BOSTON
STATE: MA
ZIP: 02109
BUSINESS PHONE: 6172285190
MAIL ADDRESS:
STREET 1: 50 CONGRESS ST SUITE 943
CITY: BOSTON
STATE: MA
ZIP: 02109
FORMER COMPANY:
FORMER CONFORMED NAME: CT Mason
DATE OF NAME CHANGE: 20080731
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001441646
XXXXXXXX
06-30-2019
06-30-2019
grace capital
50 CONGRESS ST SUITE 943
BOSTON
MA
02109
13F HOLDINGS REPORT
028-13148
N
Shawn Mikol
Partner
857-317-6642
Shawn Mikol
Boston
MA
08-14-2019
1
191
209637
false
1
0001570296
028-15739
Fernwood Investment Management, LLC
INFORMATION TABLE
2
Q22019.xml
Altria Group, Inc.
COM
02209S103
260
5500
SH
SOLE
0
0
5500
Amgen Inc.
COM
031162100
897
4869
SH
SOLE
6
0
4863
B&G Foods Inc.
COM
05508R106
255
12270
SH
SOLE
0
0
12270
BP PLC
ADR
055622104
346
8295
SH
SOLE
0
0
8295
CMS Energy Corp.
COM
125896100
1066
18403
SH
SOLE
4500
0
13903
Cedar Fair, LP
MLP
150185106
1039
21797
SH
SOLE
90
0
21707
Cheniere Energy Partners, LP
MLP
16411Q101
3079
72985
SH
SOLE
10525
0
62460
Cisco Systems Inc.
COM
17275R102
3962
72387
SH
SOLE
8920
0
63467
Crown Castle International Cor
REIT
22822V101
2552
19579
SH
SOLE
2835
0
16744
Digital Realty Trust
REIT
253868103
1330
11291
SH
SOLE
10
0
11281
Enterprise Products Partners L
MLP
293792107
580
20075
SH
SOLE
0
0
20075
Exxon Mobil Corp.
COM
30231G102
893
11649
SH
SOLE
1400
0
10249
Gilead Sciences, Inc.
COM
375558103
315
4665
SH
SOLE
0
0
4665
GlaxoSmithKline PLC ADR
ADR
37733W105
394
9833
SH
SOLE
0
0
9833
Intel Corp.
COM
458140100
1127
23545
SH
SOLE
3060
0
20485
Johnson & Johnson
COM
478160104
2228
15994
SH
SOLE
1560
0
14434
Lamar Advertising Company
REIT
512816109
1076
13335
SH
SOLE
80
0
13255
National Storage Affiliates Tr
REIT
637870106
1401
48425
SH
SOLE
2260
0
46165
ONE Gas, Inc.
COM
68235P108
650
7198
SH
SOLE
2180
0
5018
Pfizer Inc
COM
717081103
2549
58851
SH
SOLE
7878
0
50973
Realty Income Corp.
REIT
756109104
869
12604
SH
SOLE
362
0
12242
Seagate Technology PLC
COM
G7945M107
219
4656
SH
SOLE
8
0
4648
Tanger Factory Outlet Centers,
REIT
875465106
199
12285
SH
SOLE
0
0
12285
Total SA ADR (1:1)
ADR
89151E109
748
13405
SH
SOLE
1760
0
11645
Verizon Communications Inc.
COM
92343V104
461
8070
SH
SOLE
0
0
8070
Adobe Systems, Inc.
COM
00724F101
2122
7201
SH
SOLE
1570
0
5631
Alphabet Inc. Class C
COM
02079K107
2401
2221
SH
SOLE
494
0
1727
Amazon.com, Inc.
COM
023135106
2875
1518
SH
SOLE
285
0
1233
Apple Inc.
COM
037833100
4926
24890
SH
SOLE
3757
0
21133
Aptargroup, Inc.
COM
038336103
1054
8480
SH
SOLE
700
0
7780
Avery Dennison Corp.
COM
053611109
1837
15883
SH
SOLE
2390
0
13493
Bank of America Corp.
COM
060505104
2214
76337
SH
SOLE
14770
0
61567
Berkshire Hathaway Inc.
COM
084670702
304
1425
SH
SOLE
131
0
1294
CVR Energy, Inc.
COM
12662P108
2616
52340
SH
SOLE
4280
0
48060
Church & Dwight Co., Inc.
COM
171340102
896
12259
SH
SOLE
4120
0
8139
Comcast Corp.
COM
20030N101
1914
45265
SH
SOLE
9065
0
36200
Costco Wholesale Corporation
COM
22160K105
321
1213
SH
SOLE
144
0
1069
Delta Air Lines, Inc.
COM
247361702
1118
19695
SH
SOLE
5281
0
14414
Discovery Communications, Inc.
COM
25470F104
778
25334
SH
SOLE
1690
0
23644
Edwards Lifesciences
COM
28176E108
1605
8690
SH
SOLE
1814
0
6876
Fifth Third Bancorp
COM
316773100
951
34090
SH
SOLE
2390
0
31700
Financial Sector ETF
ETF
81369Y605
3073
111355
SH
SOLE
37580
0
73775
Fiserv Inc.
COM
337738108
2785
30554
SH
SOLE
5778
0
24776
Graco, Inc.
COM
384109104
1269
25292
SH
SOLE
1608
0
23684
Graphic Packaging Holding Co.
COM
388689101
522
37362
SH
SOLE
4100
0
33262
IAA, Inc.
COM
449253103
981
25307
SH
SOLE
603
0
24704
IBM Corporation
COM
459200101
3122
22643
SH
SOLE
3490
0
19153
Innovative Properties
REIT
45781V101
888
7188
SH
SOLE
2000
0
5188
JPMorgan Chase & Co.
COM
46625H100
4253
38037
SH
SOLE
6993
0
31044
KAR Auction Services
COM
48238T109
633
25307
SH
SOLE
603
0
24704
L3 Technologies
COM
502413107
1813
7393
SH
SOLE
1378
0
6015
Lowe's Companies, Inc.
COM
548661107
1415
14027
SH
SOLE
3047
0
10980
McKesson Corp
COM
58155Q103
422
3137
SH
SOLE
10
0
3127
Microsoft
COM
594918104
5202
38832
SH
SOLE
7105
0
31727
Okta, Inc.
COM
679295105
1417
11473
SH
SOLE
2355
0
9118
Omnicom Group
COM
681919106
412
5026
SH
SOLE
0
0
5026
Palo Alto Networks
COM
697435105
980
4812
SH
SOLE
1570
0
3242
PepsiCo, Inc.
COM
713448108
345
2634
SH
SOLE
180
0
2454
Procter & Gamble Co.
COM
742718109
395
3600
SH
SOLE
320
0
3280
S&P 500 Index Fund
ETF
78462F103
1921
6557
SH
SOLE
950
0
5607
SPDR Industrial Select Sector
ETF
81369Y704
2988
38589
SH
SOLE
12115
0
26474
SPDR S&P Biotech ETF
ETF
78464A870
1612
18374
SH
SOLE
4985
0
13389
SalesForce.com
COM
79466L302
352
2321
SH
SOLE
1000
0
1321
Sherwin-Williams Co.
COM
824348106
1345
2935
SH
SOLE
432
0
2503
Solaris Oilfield Infrastructur
COM
83418M103
516
34453
SH
SOLE
9650
0
24803
SunTrust Banks, Inc.
COM
867914103
897
14276
SH
SOLE
1050
0
13226
Taylor Wimpey plc Ord
COM
GB0008782
80
39835
SH
SOLE
0
0
39835
Texas Intstruments
COM
882508104
329
2868
SH
SOLE
0
0
2868
The Boeing Company
COM
097023105
2289
6289
SH
SOLE
1017
0
5272
The TJX Companies, Inc.
COM
872540109
467
8840
SH
SOLE
2362
0
6478
The Walt Disney Company
COM
254687106
596
4266
SH
SOLE
980
0
3286
U.S. Bancorp
COM
902973304
605
11550
SH
SOLE
0
0
11550
US Physical Therapy Inc.
COM
90337L108
1845
15052
SH
SOLE
3660
0
11392
Vanguard Communication Service
ETF
92204A884
4275
49309
SH
SOLE
13132
0
36177
Vanguard Consumer Discretionar
ETF
92204A108
4301
23975
SH
SOLE
6270
0
17705
Vanguard Consumer Staples ETF
ETF
92204A207
2044
13737
SH
SOLE
3772
0
9965
Vanguard Energy ETF
ETF
92204A306
277
3263
SH
SOLE
650
0
2613
Vanguard Financials ETF
ETF
92204A405
503
7286
SH
SOLE
1295
0
5991
Vanguard Health Care ETF
ETF
92204A504
4153
23877
SH
SOLE
6300
0
17577
Vanguard Information Technolog
ETF
92204A702
476
2257
SH
SOLE
125
0
2132
VeriSign, Inc.
COM
92343E102
225
1076
SH
SOLE
98
0
978
Virtu Financial, Inc.
COM
928254101
1013
46488
SH
SOLE
7705
0
38783
Visa Inc.
COM
92826C839
2648
15260
SH
SOLE
2682
0
12578
Wal-Mart Stores Inc.
COM
931142103
3422
30974
SH
SOLE
5580
0
25394
Zions Bancorporation
COM
989701107
320
6955
SH
SOLE
450
0
6505
iShares Core S&P Mid-Cap ETF
ETF
464287505
443
2282
SH
SOLE
460
0
1822
SVMK, Inc.
COM
78489X103
2007
121580
SH
SOLE
0
0
121580
ABBOTT LABS
COM
002824100
13
150
SH
DFND
0
0
150
ABBVIE INC
COM
00287Y109
371
5100
SH
DFND
0
0
5100
AGIOS PHARMACEUTICALS INC
COM
00847X104
254
5100
SH
DFND
0
0
5100
ALIBABA GROUP HLDG LTD
ADR
01609W102
1356
8000
SH
DFND
0
0
8000
ALLIANCE DATA SYSTEMS
COM
018581108
70
500
SH
DFND
0
0
500
ALPHABET A
COM
02079K305
1289
1270
SH
DFND
0
0
1270
ALPHABET C
COM
02079K107
369
350
SH
DFND
0
0
350
ALTRIA GROUP INC
COM
02209S103
1003
21175
SH
DFND
0
0
21175
AMAZON.COM INC
COM
023135106
1695
905
SH
DFND
0
0
905
AMERISOURCEBERGEN CORP
COM
00307E105
401
4700
SH
DFND
0
0
4700
APPLE INC
COM
037833100
316
1595
SH
DFND
0
0
1595
ARES CAP CORP
COM
04010L103
499
27800
SH
DFND
0
0
27800
AVAYA HLDGS CORP
COM
05351X101
448
37600
SH
DFND
0
0
37600
AXON ENTERPRISE INC
COM
05464C101
674
10500
SH
DFND
0
0
10500
BERKSHIRE HATHAWAY B
COM
084670702
74
349
SH
DFND
0
0
349
BERKSHIRE HATHAWAY A
COM
084670108
1910
6
SH
DFND
0
0
6
BIOGEN IDEC INC
COM
09062X103
643
2750
SH
DFND
0
0
2750
BRUNSWICK CORP
COM
117043109
321
7000
SH
DFND
0
0
7000
CATERPILLAR INC
COM
149123101
293
2150
SH
DFND
0
0
2150
CBOE GLOBAL MARKETS INC
COM
12503M108
290
2800
SH
DFND
0
0
2800
CELGENE CORP
COM
151020104
83
900
SH
DFND
0
0
900
CERIDIAN HCM HLDG INC
COM
15677J108
1436
28600
SH
DFND
0
0
28600
CHEMOCENTRYX INC
COM
16383L106
93
10000
SH
DFND
0
0
10000
CHEVRON CORP NEW
COM
166764100
62
500
SH
DFND
0
0
500
CHIPOTLE MEXICAN GRILL
COM
169656105
440
600
SH
DFND
0
0
600
CISCO SYS INC
COM
17275R102
274
5000
SH
DFND
0
0
5000
COCA COLA CO
COM
191216100
78
1520
SH
DFND
0
0
1520
COLGATE PALMOLIVE CO
COM
194162103
179
3100
SH
DFND
0
0
3100
CONOCOPHILLIPS
COM
20825C104
480
7875
SH
DFND
0
0
7875
CTRIP.COM INTL LTD
ADR
22943F100
74
2000
SH
DFND
0
0
2000
CVS HEALTH CORP
COM
126650100
912
16922
SH
DFND
0
0
16922
CYPRESS SEMICONDUCTOR CORP
COM
232806109
445
20000
SH
DFND
0
0
20000
DANAHER CORP
COM
235851102
143
1000
SH
DFND
0
0
1000
DOWDUPONT INC
COM
26078J100
250
3333
SH
DFND
0
0
3333
COLUMBIA EMERGING MARKETS
ETF
19762B509
160
7000
SH
DFND
0
0
7000
ENCANA CORP
COM
292505104
33
6411
SH
DFND
0
0
6411
ENERGY SELECT SECTOR SPDR
ETF
81369Y506
32
500
SH
DFND
0
0
500
EXXON MOBIL CORP
COM
30231G102
716
9350
SH
DFND
0
0
9350
FACEBOOK INC A
COM
30303M102
2079
10770
SH
DFND
0
0
10770
FIDELITY MSCI CONSUMER DISC
ETF
316092204
162
3548
SH
DFND
0
0
3548
FIDELITY MSCI CONSUMER STPL
ETF
316092303
129
3717
SH
DFND
0
0
3717
FIDELITY MSCI HEALTH CARE
ETF
316092600
162
3600
SH
DFND
0
0
3600
FOAMIX PHARMACEUTICALS
COM
M46135105
48
20000
SH
DFND
0
0
20000
GENERAC HLDGS INC
COM
368736104
298
4300
SH
DFND
0
0
4300
GENTHERM INC
COM
37253A103
343
8200
SH
DFND
0
0
8200
GILEAD SCIENCES
COM
375558103
1250
18500
SH
DFND
0
0
18500
GLOBAL BLOOD THERAPEUTICS INC
COM
37890U108
12882
244914
SH
DFND
0
0
244914
GOLAR LNG LTD SHS
COM
G9456A100
869
47000
SH
DFND
0
0
47000
HERSHEY CO
COM
427866108
228
1700
SH
DFND
0
0
1700
ILLUMINA INC
COM
452327109
626
1700
SH
DFND
0
0
1700
IMMUNOGEN INC
COM
45253H101
155
71500
SH
DFND
0
0
71500
INGERSOLL-RAND PLC SHS
COM
G47791101
114
900
SH
DFND
0
0
900
IPG PHOTONICS CORP
COM
44980X109
370
2400
SH
DFND
0
0
2400
IRON MOUNTAIN
REIT
46284V101
461
14722
SH
DFND
0
0
14722
ISHARES AGGREGATE BOND
ETF
464287226
431
3870
SH
DFND
0
0
3870
ISHARES CORE DIVIDEND GROWTH
ETF
46434V621
110
2968
SH
DFND
0
0
2968
ISHARES DJ SELECT DIVIDEND
ETF
464287168
1622
16291
SH
DFND
0
0
16291
ISHARES MSCI EAFE
ETF
464287465
401
6105
SH
DFND
0
0
6105
ISHARES MSCI EMERGING MARKETS
ETF
464287234
452
10530
SH
DFND
0
0
10530
ISHARES MSCI INDIA FUND
ETF
46429B598
283
8000
SH
DFND
0
0
8000
ISHARES MSCI USA ESG SELECT
ETF
464288802
308
2528
SH
DFND
0
0
2528
ISHARES NASDAQ BIOTECHNOLOGY
ETF
464287556
82
750
SH
DFND
0
0
750
ISHARES RUSSELL 2000
ETF
464287655
1109
7130
SH
DFND
0
0
7130
ISHARES S&P 500 INDEX
ETF
464287200
2134
7240
SH
DFND
0
0
7240
ISHARES S&P MIDCAP FUND
ETF
464287507
1218
6272
SH
DFND
0
0
6272
ISHARES US CONSUMER GOODS
ETF
464287812
1008
8300
SH
DFND
0
0
8300
JAZZ PHARMACEUTICALSINC
COM
G50871105
57
400
SH
DFND
0
0
400
JOHNSON & JOHNSON
COM
478160104
669
4800
SH
DFND
0
0
4800
LIVANOVA PLC SHS
COM
G5509L101
72
1000
SH
DFND
0
0
1000
LYONDELLBASELL
COM
N53745100
267
3100
SH
DFND
0
0
3100
MAGELLAN MIDSTREAM PARTNERS
COM
559080106
24
378
SH
DFND
0
0
378
MADISON SQUARE GARDEN
COM
55825T103
560
2000
SH
DFND
0
0
2000
MASTERCARD INC
COM
57636Q104
265
1000
SH
DFND
0
0
1000
MCDONALDS CORP
COM
580135101
262
1262
SH
DFND
0
0
1262
MEDTRONIC PLC SHS
COM
G5960L103
458
4700
SH
DFND
0
0
4700
MONGODB INC CL A
COM
60937P106
989
6500
SH
DFND
0
0
6500
MONSTER BEVERAGE CORP
COM
61174X109
689
10800
SH
DFND
0
0
10800
MYOKARDIA INC
COM
62857M105
4713
94000
SH
DFND
0
0
94000
NVIDIA CORP
COM
67066G104
131
800
SH
DFND
0
0
800
O REILLY AUTOMOTIVE
COM
67103H107
74
200
SH
DFND
0
0
200
OCCIDENTAL PETE CORP
COM
674599105
126
2500
SH
DFND
0
0
2500
PAYPAL HLDGS INC
COM
70450Y103
320
2800
SH
DFND
0
0
2800
PFIZER INC
COM
717081103
260
6000
SH
DFND
0
0
6000
PHILIP MORRIS INTL INC
COM
718172109
675
8600
SH
DFND
0
0
8600
PHILLIPS 66
COM
718546104
571
6200
SH
DFND
0
0
6200
PIMCO ACTIVE BOND
ETF
72201R775
107
1000
SH
DFND
0
0
1000
PORTOLA PHARMACEUTICALS INC
COM
737010108
8658
319132
SH
DFND
0
0
319132
SBA COMMUNICATIONS CP
REIT
78410G104
944
4200
SH
DFND
0
0
4200
SKYWORKS SOLUTIONS INC
COM
83088M102
510
6600
SH
DFND
0
0
6600
SOUTHWEST AIRLS CO
COM
844741108
405
6000
SH
DFND
0
0
6000
TEXAS PAC LD TR SUB CTF PROP I
COM
882610108
2715
3450
SH
DFND
0
0
3450
UNION PACIFIC CORP
COM
907818108
744
4400
SH
DFND
0
0
4400
UNITED PARCEL SERVICE
COM
911312106
434
4200
SH
DFND
0
0
4200
UNITEDHEALTH GROUP
COM
91324P102
293
1200
SH
DFND
0
0
1200
UNIVERSAL DISPLAY CORP
COM
91347P105
1166
6200
SH
DFND
0
0
6200
VANGUARD MEGA CAP GROWTH
ETF
921910816
583
4500
SH
DFND
0
0
4500
VANGUARD REAL ESTATE
ETF
922908553
477
5462
SH
DFND
0
0
5462
VISA INC
COM
92826C839
1822
10500
SH
DFND
0
0
10500
WATERS CP
COM
941848103
194
900
SH
DFND
0
0
900
WEYERHAEUSER CO
COM
962166104
594
22540
SH
DFND
0
0
22540
WILLIAMS COS INC DEL
COM
969457100
112
4000
SH
DFND
0
0
4000
YUM BRANDS INC
COM
988498101
620
5600
SH
DFND
0
0
5600
YUM CHINA HLDGS INC
COM
98850P109
924
20000
SH
DFND
0
0
20000
RAKUTEN INC
ADR
75102W108
1337
111500
SH
DFND
0
0
111500