0001140361-18-027463.txt : 20180605 0001140361-18-027463.hdr.sgml : 20180605 20180605185038 ACCESSION NUMBER: 0001140361-18-027463 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180531 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Qatar Investment Authority CENTRAL INDEX KEY: 0001441449 STATE OF INCORPORATION: S3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 18882595 BUSINESS ADDRESS: STREET 1: OOREDOO TOWER STREET 2: P.O. BOX 23223 CITY: DOHA STATE: S3 ZIP: QATAR BUSINESS PHONE: 974 441 4466 MAIL ADDRESS: STREET 1: OOREDOO TOWER STREET 2: P.O. BOX 23223 CITY: DOHA STATE: S3 ZIP: QATAR REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Quark Holding LLC CENTRAL INDEX KEY: 0001709921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36105 FILM NUMBER: 18882596 BUSINESS ADDRESS: STREET 1: P.O. BOX 23224 OOREDOO TOWER STREET 2: DIPLOMATIC AREA STREET, WEST BAY CITY: DOHA STATE: S3 ZIP: S3 BUSINESS PHONE: 97444591865 MAIL ADDRESS: STREET 1: P.O. BOX 23224 OOREDOO TOWER STREET 2: DIPLOMATIC AREA STREET, WEST BAY CITY: DOHA STATE: S3 ZIP: S3 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Empire State Realty Trust, Inc. CENTRAL INDEX KEY: 0001541401 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 371645259 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 BUSINESS PHONE: 212-953-0888 MAIL ADDRESS: STREET 1: 111 WEST 33RD STREET, 12TH FL CITY: NEW YORK STATE: NY ZIP: 10120 4 1 doc1.xml FORM 4 X0306 4 2018-05-31 0 0001541401 Empire State Realty Trust, Inc. ESRT 0001709921 Quark Holding LLC P.O. BOX 23224 OOREDOO TOWER DIPLOMATIC AREA STREET, WEST BAY DOHA S3 S3 QATAR 0 0 1 0 0001441449 Qatar Investment Authority Q-TEL TOWER P.O. BOX 23223 DOHA S3 S3 QATAR 0 0 1 0 Class A Common Stock, par value $0.01 per share 2018-05-31 4 P 0 284015 16.72 A 29894869 D On May 31, 2018, Quark Holding LLC delivered to Empire State Realty Trust, Inc. (the "Issuer") an exercise notice to purchase 284,015 shares of the Issuer's Class A Common Stock, par value of $0.01 (the "Common Stock"), pursuant to quarterly top up acquisition rights provided to Quark Holding LLC in a stockholders agreement, dated as of August 23, 2016, between Quark Holding LLC and the Issuer (the "Stockholders Agreement"). In accordance with the terms of the Stockholders Agreement relating to quarterly top up acquisitions, Quark Holding LLC may elect to purchase a limited number of additional shares of Common Stock on a quarterly basis. As a result, Quark Holding LLC has voting power over 16,310,030 shares of Common Stock and dispositive power over 29,894,869 shares of Common Stock it directly beneficially owns, as calculated based on 164,463,762 shares of outstanding Common Stock as reported by the Issuer in its quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 3, 2018 and the issuance of the 284,015 shares of Common Stock to Quark Holding LLC. Qatar Investment Authority, as the sole member of Quark Holding LLC, may be deemed a beneficial owner of all shares of the Common Stock owned directly by Quark Holding LLC. Each of Quark Holding LLC and Qatar Investment Authority disclaims beneficial ownership of the shares of the Common Stock reported herein, except to the extent of its respective pecuniary interest therein. /s/ Ian Kellow, as Head of Compliance of Quark Holding LLC 2018-06-05 /s/ Ian Kellow, as Head of Compliance of Qatar Investment Authority 2018-06-05