0001140361-18-027463.txt : 20180605
0001140361-18-027463.hdr.sgml : 20180605
20180605185038
ACCESSION NUMBER: 0001140361-18-027463
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180531
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Qatar Investment Authority
CENTRAL INDEX KEY: 0001441449
STATE OF INCORPORATION: S3
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 18882595
BUSINESS ADDRESS:
STREET 1: OOREDOO TOWER
STREET 2: P.O. BOX 23223
CITY: DOHA
STATE: S3
ZIP: QATAR
BUSINESS PHONE: 974 441 4466
MAIL ADDRESS:
STREET 1: OOREDOO TOWER
STREET 2: P.O. BOX 23223
CITY: DOHA
STATE: S3
ZIP: QATAR
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quark Holding LLC
CENTRAL INDEX KEY: 0001709921
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36105
FILM NUMBER: 18882596
BUSINESS ADDRESS:
STREET 1: P.O. BOX 23224 OOREDOO TOWER
STREET 2: DIPLOMATIC AREA STREET, WEST BAY
CITY: DOHA
STATE: S3
ZIP: S3
BUSINESS PHONE: 97444591865
MAIL ADDRESS:
STREET 1: P.O. BOX 23224 OOREDOO TOWER
STREET 2: DIPLOMATIC AREA STREET, WEST BAY
CITY: DOHA
STATE: S3
ZIP: S3
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Empire State Realty Trust, Inc.
CENTRAL INDEX KEY: 0001541401
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 371645259
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
BUSINESS PHONE: 212-953-0888
MAIL ADDRESS:
STREET 1: 111 WEST 33RD STREET, 12TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10120
4
1
doc1.xml
FORM 4
X0306
4
2018-05-31
0
0001541401
Empire State Realty Trust, Inc.
ESRT
0001709921
Quark Holding LLC
P.O. BOX 23224 OOREDOO TOWER
DIPLOMATIC AREA STREET, WEST BAY
DOHA
S3
S3
QATAR
0
0
1
0
0001441449
Qatar Investment Authority
Q-TEL TOWER
P.O. BOX 23223
DOHA
S3
S3
QATAR
0
0
1
0
Class A Common Stock, par value $0.01 per share
2018-05-31
4
P
0
284015
16.72
A
29894869
D
On May 31, 2018, Quark Holding LLC delivered to Empire State Realty Trust, Inc. (the "Issuer") an exercise notice to purchase 284,015 shares of the Issuer's Class A Common Stock, par value of $0.01 (the "Common Stock"), pursuant to quarterly top up acquisition rights provided to Quark Holding LLC in a stockholders agreement, dated as of August 23, 2016, between Quark Holding LLC and the Issuer (the "Stockholders Agreement"). In accordance with the terms of the Stockholders Agreement relating to quarterly top up acquisitions, Quark Holding LLC may elect to purchase a limited number of additional shares of Common Stock on a quarterly basis.
As a result, Quark Holding LLC has voting power over 16,310,030 shares of Common Stock and dispositive power over 29,894,869 shares of Common Stock it directly beneficially owns, as calculated based on 164,463,762 shares of outstanding Common Stock as reported by the Issuer in its quarterly report on Form 10-Q filed with the Securities and Exchange Commission on May 3, 2018 and the issuance of the 284,015 shares of Common Stock to Quark Holding LLC. Qatar Investment Authority, as the sole member of Quark Holding LLC, may be deemed a beneficial owner of all shares of the Common Stock owned directly by Quark Holding LLC. Each of Quark Holding LLC and Qatar Investment Authority disclaims beneficial ownership of the shares of the Common Stock reported herein, except to the extent of its respective pecuniary interest therein.
/s/ Ian Kellow, as Head of Compliance of Quark Holding LLC
2018-06-05
/s/ Ian Kellow, as Head of Compliance of Qatar Investment Authority
2018-06-05