0001181431-13-028416.txt : 20130516 0001181431-13-028416.hdr.sgml : 20130516 20130516173825 ACCESSION NUMBER: 0001181431-13-028416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130514 FILED AS OF DATE: 20130516 DATE AS OF CHANGE: 20130516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BioAmber Inc. CENTRAL INDEX KEY: 0001534287 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 980601045 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3850 ANNAPOLIS LANE NORTH, SUITE 180 CITY: PLYMOUTH STATE: MN ZIP: 55447-5476 BUSINESS PHONE: 612-747-4423 MAIL ADDRESS: STREET 1: 3850 ANNAPOLIS LANE NORTH, SUITE 180 CITY: PLYMOUTH STATE: MN ZIP: 55447-5476 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SOFINNOVA CAPITAL VI FCPR CENTRAL INDEX KEY: 0001441261 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35905 FILM NUMBER: 13852582 BUSINESS ADDRESS: STREET 1: C/O SOFINNOVA PARTNERS STREET 2: 17 RUE DE SURENE CITY: PARIS STATE: XX ZIP: 75008 BUSINESS PHONE: 33 1 53 054100 MAIL ADDRESS: STREET 1: C/O SOFINNOVA PARTNERS STREET 2: 17 RUE DE SURENE CITY: PARIS STATE: XX ZIP: 75008 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sofinnova Partners SAS CENTRAL INDEX KEY: 0001574139 STATE OF INCORPORATION: I0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35905 FILM NUMBER: 13852581 BUSINESS ADDRESS: STREET 1: 17 RUE DE SERENE CITY: PARIS STATE: I0 ZIP: 75008 BUSINESS PHONE: 33 1 53 05 41 13 MAIL ADDRESS: STREET 1: 17 RUE DE SERENE CITY: PARIS STATE: I0 ZIP: 75008 4 1 rrd380270.xml FORM 4 X0306 4 2013-05-14 0 0001534287 BioAmber Inc. BIOA.U 0001441261 SOFINNOVA CAPITAL VI FCPR 17, RUE DE SERENE PARIS I0 75008 FRANCE 0 0 1 0 0001574139 Sofinnova Partners SAS 17, RUE DE SERENE PARIS I0 75008 FRANCE 0 0 1 0 Common Stock 2013-05-14 4 P 0 880000 A 3802780 D Common Stock Warrants (right to buy) 2013-05-14 4 P 0 880000 10 A 2013-08-08 2017-05-09 Common Stock 440000 880000 D In connection with BioAmber Inc.'s initial public offering, 880,000 units were purchased on 5/14/2013 at a price of $10.00 per unit. Each unit consists of one share of Common Stock and one warrant to purchase half of one share of Common Stock. The units currently trade on the NYSE. The Common Stock and warrants comprising the units will begin trading separately on June 10, 2013, at which time trading of the units will be suspended and the units will be de-listed. Each warrant will be exercisable during the period commencing on August 8, 2013 and ending at 5:30 p.m. on May 9, 2017 at an exercise price of $11.00 per whole share of Common Stock. Sofinnova Partners SAS is the managing company of Sofinnova Capital VI FCPR and disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any. /s/ Jean-Francois Huc, attorney-in-fact to Sofinnova Capital VI FCPR 2013-05-16 /s/ Jean-Francois Huc, attorney-in-fact to Sofinnova Partners SAS 2013-05-16