0001181431-13-028416.txt : 20130516
0001181431-13-028416.hdr.sgml : 20130516
20130516173825
ACCESSION NUMBER: 0001181431-13-028416
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130514
FILED AS OF DATE: 20130516
DATE AS OF CHANGE: 20130516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BioAmber Inc.
CENTRAL INDEX KEY: 0001534287
STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860]
IRS NUMBER: 980601045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3850 ANNAPOLIS LANE NORTH, SUITE 180
CITY: PLYMOUTH
STATE: MN
ZIP: 55447-5476
BUSINESS PHONE: 612-747-4423
MAIL ADDRESS:
STREET 1: 3850 ANNAPOLIS LANE NORTH, SUITE 180
CITY: PLYMOUTH
STATE: MN
ZIP: 55447-5476
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SOFINNOVA CAPITAL VI FCPR
CENTRAL INDEX KEY: 0001441261
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35905
FILM NUMBER: 13852582
BUSINESS ADDRESS:
STREET 1: C/O SOFINNOVA PARTNERS
STREET 2: 17 RUE DE SURENE
CITY: PARIS
STATE: XX
ZIP: 75008
BUSINESS PHONE: 33 1 53 054100
MAIL ADDRESS:
STREET 1: C/O SOFINNOVA PARTNERS
STREET 2: 17 RUE DE SURENE
CITY: PARIS
STATE: XX
ZIP: 75008
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sofinnova Partners SAS
CENTRAL INDEX KEY: 0001574139
STATE OF INCORPORATION: I0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35905
FILM NUMBER: 13852581
BUSINESS ADDRESS:
STREET 1: 17 RUE DE SERENE
CITY: PARIS
STATE: I0
ZIP: 75008
BUSINESS PHONE: 33 1 53 05 41 13
MAIL ADDRESS:
STREET 1: 17 RUE DE SERENE
CITY: PARIS
STATE: I0
ZIP: 75008
4
1
rrd380270.xml
FORM 4
X0306
4
2013-05-14
0
0001534287
BioAmber Inc.
BIOA.U
0001441261
SOFINNOVA CAPITAL VI FCPR
17, RUE DE SERENE
PARIS
I0
75008
FRANCE
0
0
1
0
0001574139
Sofinnova Partners SAS
17, RUE DE SERENE
PARIS
I0
75008
FRANCE
0
0
1
0
Common Stock
2013-05-14
4
P
0
880000
A
3802780
D
Common Stock Warrants (right to buy)
2013-05-14
4
P
0
880000
10
A
2013-08-08
2017-05-09
Common Stock
440000
880000
D
In connection with BioAmber Inc.'s initial public offering, 880,000 units were purchased on 5/14/2013 at a price of $10.00 per unit. Each unit consists of one share of Common Stock and one warrant to purchase half of one share of Common Stock. The units currently trade on the NYSE. The Common Stock and warrants comprising the units will begin trading separately on June 10, 2013, at which time trading of the units will be suspended and the units will be de-listed. Each warrant will be exercisable during the period commencing on August 8, 2013 and ending at 5:30 p.m. on May 9, 2017 at an exercise price of $11.00 per whole share of Common Stock.
Sofinnova Partners SAS is the managing company of Sofinnova Capital VI FCPR and disclaims beneficial ownership of these shares except to the extent of its pecuniary interest therein, if any.
/s/ Jean-Francois Huc, attorney-in-fact to Sofinnova Capital VI FCPR
2013-05-16
/s/ Jean-Francois Huc, attorney-in-fact to Sofinnova Partners SAS
2013-05-16