0001104659-17-012717.txt : 20170228
0001104659-17-012717.hdr.sgml : 20170228
20170228201757
ACCESSION NUMBER: 0001104659-17-012717
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170224
FILED AS OF DATE: 20170228
DATE AS OF CHANGE: 20170228
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Summit Materials, Inc.
CENTRAL INDEX KEY: 0001621563
STANDARD INDUSTRIAL CLASSIFICATION: MINING, QUARRYING OF NONMETALLIC MINERALS (NO FUELS) [1400]
IRS NUMBER: 471984212
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1227
BUSINESS ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
BUSINESS PHONE: 303-893-0012
MAIL ADDRESS:
STREET 1: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hill Thomas W.
CENTRAL INDEX KEY: 0001440948
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36873
FILM NUMBER: 17650947
MAIL ADDRESS:
STREET 1: C/O SUMMIT MATERIALS, INC.
STREET 2: 1550 WYNKOOP STREET, 3RD FLOOR
CITY: DENVER
STATE: CO
ZIP: 80202
4
1
a4.xml
4
X0306
4
2017-02-24
0
0001621563
Summit Materials, Inc.
SUM
0001440948
Hill Thomas W.
C/O SUMMIT MATERIALS, INC.
1550 WYNKOOP STREET, 3RD FLOOR
DENVER
CO
80202
1
1
0
0
President and CEO
Class A Common Stock
2017-02-24
4
M
0
14382
A
24653
D
Class A Common Stock
2017-02-24
4
F
0
4043
23.75
D
20610
D
Class A Common Stock
2017-02-27
4
S
0
5000
24.28
D
15360
I
See Footnote
Class A Common Stock
2017-02-28
4
S
0
5000
23.89
D
10360
I
See Footnote
Restricted Stock Units
2017-02-24
4
M
0
14382
0
D
Class A Common Stock
14382
28763
D
Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.
Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 28, 2016.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.75 to $24.55, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Reflects securities held by a trust for the benefit of Mr. Hill's family, for which Mr. Hill's spouse serves as trustee.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $23.75 to $24.23, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units settle in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.
On February 24, 2016, the Reporting Person was granted 43,145 restricted stock units that vest in three equal annual installments beginning on February 24, 2017.
The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.
/s/ Anne Lee Benedict, as Attorney-in-Fact
2017-02-28