X0306 5 2014-12-31 0 0 0001568669 PENNYMAC FINANCIAL SERVICES, INC. PFSI 0001440697 Grogin Jeffrey C/O PENNYMAC FINANCIAL SERVICES, INC. 6101 CONDOR DRIVE MOORPARK CA 93021 1 CALO and Secretary Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC 2014-12-10 5 G 0 9170 0 D Class A Common Stock 9170 707580 D Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC Class A Common Stock 33193 33193 I JBG Children's Trust utd 12/31/2000 Cl A Units of Private Nat'l Mortgage Acceptance Company, LLC Class A Common Stock 33193 33193 I MJG Children's Trust utd 12/31/2000 Nonstatutory Stock Option (Right to Buy) 21.03 2014-06-13 2023-06-12 Class A Common Stock 15882 15882 D Nonstatutory Stock Option (Right to Buy) 17.26 2015-02-26 2024-02-25 Class A Common Stock 28216 28216 D Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. The Reporting Person gifted 6,086 Class A Units of Private National Mortgage Acceptance Company, LLC to Regents of the University of Michigan, and 1,542 Class A Units of Private National Mortgage Acceptance Company, LLC to each of The UCLA Foundation and PKD Foundation. /s/ Derek W. Stark, attorney-in-fact for Mr. Grogin 2015-02-17