Chief Compliance Officer

0001439805-17-000005.txt : 20170814 0001439805-17-000005.hdr.sgml : 20170814 20170814101805 ACCESSION NUMBER: 0001439805-17-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170814 DATE AS OF CHANGE: 20170814 EFFECTIVENESS DATE: 20170814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Wealth Management LLC CENTRAL INDEX KEY: 0001439805 IRS NUMBER: 205998630 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13145 FILM NUMBER: 171027989 BUSINESS ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-618-0100 MAIL ADDRESS: STREET 1: 45 EAST PUTNAM AVENUE STE 128 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: greenwich Wealth Management LLC DATE OF NAME CHANGE: 20080711 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001439805 XXXXXXXX 06-30-2017 06-30-2017 Greenwich Wealth Management LLC

45 EAST PUTNAM AVENUE STE 128 GREENWICH CT 06830

13F HOLDINGS REPORT 028-13145 N Daniel J Sullivan Chief Compliance Officer 203-618-0103 Daniel J Sullivan Greenwich CT 08-14-2017 0 184 597738 false INFORMATION TABLE 2 gwm13fq22017.xml GWM Q2 2017 13F ALTABA INC COM 021346101 71620 1314614 SH SOLE 0 1314614 0 0 APPLE INC COM 037833100 10183 70705 SH SOLE 0 70705 0 0 AXON ENTERPRISE INC COM 05464C101 1581 62879 SH SOLE 0 62879 0 0 ABILITY INC SHS G8789K108 64 50000 SH SOLE 0 50000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 2227 53818 SH SOLE 0 53818 0 0 ADIENT PLC ORD SHS G0084W101 429 6562 SH SOLE 0 6562 0 0 AETNA INC NEW COM 00817Y108 4647 30606 SH SOLE 0 30606 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 246 14600 SH SOLE 0 14600 0 0 ISHARES TR CORE US AGGBD ET 464287226 500 4564 SH SOLE 0 4564 0 0 AVANGRID INC COM 05351W103 527 11935 SH SOLE 0 11935 0 0 ALLEGION PUB LTD CO ORD SHS G0176J109 2789 34383 SH SOLE 0 34383 0 0 ANALOGIC CORP COM PAR $0.05 032657207 273 3755 SH SOLE 0 3755 0 0 APPLIED MATLS INC COM 038222105 5066 122641 SH SOLE 0 122641 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 462 38601 SH SOLE 0 38601 0 0 AMERICAN TOWER CORP CL A 029912201 1369 10349 SH SOLE 0 10349 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 4822 112176 SH SOLE 0 112176 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2735 171800 SH SOLE 0 171800 0 0 AMAZON COM INC COM 023135106 257 265 SH SOLE 0 265 0 0 AMPHENOL CORP NEW CL A 032095101 1011 13702 SH SOLE 0 13702 0 0 ARROW ELECTRS INC COM 042735100 4147 52884 SH SOLE 0 52884 0 0 AVX Corp COM 002444107 365 22360 SH SOLE 0 22360 0 0 BANK OF AMERICA CORPORATION COM 060505104 3397 140016 SH SOLE 0 140016 0 0 BARCLAYS BK PLC IPATH S&P MLP 06742A750 7957 751410 SH SOLE 0 751410 0 0 FRANKLIN RES INC COM 354613101 1657 36999 SH SOLE 0 36999 0 0 BUNGE LIMITED COM G16962105 3879 52000 SH SOLE 0 52000 0 0 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 622 39086 SH SOLE 0 39086 0 0 BLACKSTONE GSO SHRT CR I COM SHS BN INT 09257D102 686 42524 SH SOLE 0 42524 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 655 28292 SH SOLE 0 28292 0 0 BEMIS CO. INC COM 081437105 765 16542 SH SOLE 0 16542 0 0 POPULAR INC COM 733174106 2878 68991 SH SOLE 0 68991 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670702 557 3286 SH SOLE 0 3286 0 0 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2745 34382 SH SOLE 0 34382 0 0 BUFFALO WILD WINGS INC COM 119848109 959 7571 SH SOLE 0 7571 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 3149 94409 SH SOLE 0 94409 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 275 8430 SH SOLE 0 8430 0 0 CHESAPEAKE ENERGY CORP COM 165167107 130 26186 SH SOLE 0 26186 0 0 CIGNA CORP COM 125509109 3050 18222 SH SOLE 0 18222 0 0 CENTENE CORP DEK COM 15135B101 3466 43389 SH SOLE 0 43389 0 0 CORENERGY INFRASTRUCTURE TR COM NEW 21870U502 507 15105 SH SOLE 0 15105 0 0 COWEN GROUP INC NEW CL A 223622101 728 44797 SH SOLE 0 44797 0 0 CREE INC COM 225447101 1282 52000 SH SOLE 0 52000 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 15861 1086398 SH SOLE 0 1086398 0 0 CISCO SYS INC COM 17275R102 14095 450323 SH SOLE 0 450323 0 0 DANAOS CORPORATION SHS Y1968P105 170 100000 SH SOLE 0 100000 0 0 DEUTSCHE BK AG LONDON BRH DB 3X GERMAN BD 25154W407 391 21956 SH SOLE 0 21956 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 3497 43326 SH SOLE 0 43326 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2378 11152 SH SOLE 0 11152 0 0 NOW INC COM 67011P100 182 11308 SH SOLE 0 11308 0 0 DOW CHEM CO COM 260543103 4993 79167 SH SOLE 0 79167 0 0 ISHARES TR MSCI KLD400 SOC 464288570 356 3989 SH SOLE 0 3989 0 0 DXC TECHNOLOGY CO COM 23355L106 494 6442 SH SOLE 0 6442 0 0 WISDOMTREE TRUST JAPANESE YEN F 97717W224 553 10636 SH SOLE 0 10636 0 0 EBAY INC COM 278642103 2275 65156 SH SOLE 0 65156 0 0 ISHARES TR MSCI EMERG MKT 464287234 400 9663 SH SOLE 0 9663 0 0 EATON VANCE FLTING RATE INC COM 278279104 282 18649 SH SOLE 0 18649 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 316 28280 SH SOLE 0 28280 0 0 ENSIGN GROUP INC COM 29358P101 823 37804 SH SOLE 0 37804 0 0 ISHARES INC MSCI RUSSIA CAP 46434G806 231 8032 SH SOLE 0 8032 0 0 ETSY INC COM 29786A106 755 50300 SH SOLE 0 50300 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 546 38699 SH SOLE 0 38699 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 926 82786 SH SOLE 0 82786 0 0 FASTENAL CO COM 311900104 863 19830 SH SOLE 0 19830 0 0 FACEBOOK INC CL A 30303M102 385 2549 SH SOLE 0 2549 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4170 347194 SH SOLE 0 347194 0 0 FITBIT INC CL A 33812L102 68 12725 SH SOLE 0 12725 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 3181 195010 SH SOLE 0 195010 0 0 SPDR SER TR BLOMBERG BRC INV 78468R200 3296 107273 SH SOLE 0 107273 0 0 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 370 31282 SH SOLE 0 31282 0 0 GAMCO INVESTORS INC CL A COM 361438104 1216 41075 SH SOLE 0 41075 0 0 GILEAD SCIENCES INC COM 375558103 655 9251 SH SOLE 0 9251 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 201 1700 SH SOLE 0 1700 0 0 GENTEX CORP COM 371901109 837 44135 SH SOLE 0 44135 0 0 ALPHABET INC CAP STK CL C 02079K107 1683 1852 SH SOLE 0 1852 0 0 ALPHABET INC CAP STK CL A 02079K305 6665 7169 SH SOLE 0 7169 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 11885 53559 SH SOLE 0 53559 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2126 49300 SH SOLE 0 49300 0 0 HEWLETT PACKARD ENTERPRISE C COM 42824C109 1286 77537 SH SOLE 0 77537 0 0 HEWLETT PACKARD CO COM 428236103 2779 158980 SH SOLE 0 158980 0 0 HERTZ FLOBAL HOLDINGS INC COM 42805T105 280 24333 SH SOLE 0 24333 0 0 IAC INTERACTIVECORP COM 44919P508 2101 20350 SH SOLE 0 20350 0 0 INTERACTIVE BROKERS GROUP IN COM 45841N107 13917 371924 SH SOLE 0 371924 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 10620 69037 SH SOLE 0 69037 0 0 INTERCONTINENTALEXCHANGE GRO COM 45866F104 1383 20981 SH SOLE 0 20981 0 0 INTERDIGITAL INC COM 45867G101 214 2768 SH SOLE 0 2768 0 0 INTEL CORP COM 458140100 4285 126996 SH SOLE 0 126996 0 0 INGERSOLL-RAND COMPANY LTD CL A G4776G101 4668 51080 SH SOLE 0 51080 0 0 INVESTMENT TECHNOLOGY GRP NE COM 46145F105 975 45881 SH SOLE 0 45881 0 0 ISHARES TR RUS200 IDX ETF 464289446 4752 33723 SH SOLE 0 33723 0 0 JABIL CIRCUIT INC COM 466313103 709 24291 SH SOLE 0 24291 0 0 JOHNSON CTLS INTL PLC SHS G51502105 2846 65627 SH SOLE 0 65627 0 0 JOHNSON & JOHNSON COM 478160104 536 4054 SH SOLE 0 4054 0 0 JP MORGAN CHASE & CO COM 46625H100 1134 12409 SH SOLE 0 12409 0 0 KIMCO RLTY CORP COM 49446R109 626 34129 SH SOLE 0 34129 0 0 KIMBERLY CLARK CORP COM 494368103 250 1936 SH SOLE 0 1936 0 0 KNOLL INC COM NEW 498904200 284 14183 SH SOLE 0 14183 0 0 LEGGETT & PLATT INC COM 524660107 246 4688 SH SOLE 0 4688 0 0 LEGG MASON INC COM 524901105 2997 78545 SH SOLE 0 78545 0 0 LIGHTPATH TECHNOLOGIES INC CL A NEW 532257805 27 10000 SH SOLE 0 10000 0 0 LADENBURG THALMAN FIN SVCS I COM 50575Q102 51 20900 SH SOLE 0 20900 0 0 MCDONALDS CORP COM 580135101 228 1485 SH SOLE 0 1485 0 0 MFA FINL INC COM 55272X102 129 15366 SH SOLE 0 15366 0 0 MELLANOX TECHNOLOGIES LTD SHS M51363113 430 9925 SH SOLE 0 9925 0 0 MONSANTO CO NEW COM 61166W101 309 2608 SH SOLE 0 2608 0 0 MORGAN STANLEY COM NEW 617446448 37942 851475 SH SOLE 0 851475 0 0 MICROSOFT CORP COM 594918104 7292 105793 SH SOLE 0 105793 0 0 MANITOWOC INC COM 563571908 310 51540 SH SOLE 0 51540 0 0 MURPHY OIL CORP COM 626717102 745 29051 SH SOLE 0 29051 0 0 NAVIDEA BIOPHARMACEUTICALS INC COM 63937X103 31 60066 SH SOLE 0 60066 0 0 NASDAQ OMX GROUP INC COM 631103108 1315 18398 SH SOLE 0 18398 0 0 NETFLIX INC COM 64110L106 241 1615 SH SOLE 0 1615 0 0 ANNALY CAP MGMT INC COM 035710409 193 15999 SH SOLE 0 15999 0 0 NUVEEN CONN PREM INCOME MUN COM 67060D107 782 63305 SH SOLE 0 63305 0 0 NUVEEN MUN VALUE FD INC COM 670928100 721 72369 SH SOLE 0 72369 0 0 NVIDIA CORP COM 67066G104 8018 55466 SH SOLE 0 55466 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 153 11618 SH SOLE 0 11618 0 0 BARCLAYS BK PLC IPSP CROIL ETN 06738C786 145 29889 SH SOLE 0 29889 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 5014 305703 SH SOLE 0 305703 0 0 ORACLE CORP COM 68389X105 2653 52903 SH SOLE 0 52903 0 0 OSHKOSH CORP COM 688239201 3762 54617 SH SOLE 0 54617 0 0 OCH ZIFF CAP MGMT GROUP CL A 67551U105 61 24000 SH SOLE 0 24000 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 115 26496 SH SOLE 0 26496 0 0 PFIZER INC COM 717081103 3891 115837 SH SOLE 0 115837 0 0 iShares S&P U.S. Preferred Stock Index US PFD STK IDX 464288687 1551 39588 SH SOLE 0 39588 0 0 PIMCO INCOME STRATEGY FUND I COM 72201J104 266 25510 SH SOLE 0 25510 0 0 PROCTER AND GAMBLE CO COM 742718109 207 2377 SH SOLE 0 2377 0 0 PARKER HANNIFIN CORP COM 701094104 4366 27317 SH SOLE 0 27317 0 0 PIONEER FLOATING RATE TR COM 72369J102 142 11956 SH SOLE 0 11956 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 364 15952 SH SOLE 0 15952 0 0 PIPER JAFFRAY COS COM 724078100 3877 64664 SH SOLE 0 64664 0 0 PHILIP MORRIS INTL INC COM 718172109 339 2886 SH SOLE 0 2886 0 0 PENTAIR LTD SHS H6169Q108 1097 16489 SH SOLE 0 16489 0 0 QUANTA SVCS INC COM 74762E102 363 11028 SH SOLE 0 11028 0 0 PAYPAL HLDGS INC COM 70450Y103 3452 64312 SH SOLE 0 64312 0 0 QUALCOMM INC COM 747525103 406 7351 SH SOLE 0 7351 0 0 QUALYS INC COM 74758T303 385 9425 SH SOLE 0 9425 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5278 38348 SH SOLE 0 38348 0 0 RENT A CTR INC NEW COM 76009N100 650 55426 SH SOLE 0 55426 0 0 ISHARES MRG RL ES CP ETF 464288539 287 6196 SH SOLE 0 6196 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 2021 138062 SH SOLE 0 138062 0 0 RYDEX ETF TRUST GUG S&P 500 EQ WT 78355W106 586 6320 SH SOLE 0 6320 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 351 6000 SH SOLE 0 6000 0 0 SCHWAB CHARLES CORP NEW COM 808513105 7106 165408 SH SOLE 0 165408 0 0 STIFEL FINL CORP COM 860630102 695 15117 SH SOLE 0 15117 0 0 SIRIUS XM HLDGS INC COM 82968B103 115 20934 SH SOLE 0 20934 0 0 SYNOVUS FINL CORP COM 87161C105 1858 41993 SH SOLE 0 41993 0 0 STAPLES INC COM 855030102 923 91629 SH SOLE 0 91629 0 0 SPDR TR UNIT SER 1 78462F103 133420 551778 SH SOLE 0 551778 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 306 6442 SH SOLE 0 6442 0 0 SASOL LTD SPONSORED ADR 803866300 939 33580 SH SOLE 0 33580 0 0 ISTAR FINL INC COM 45031U101 1252 104000 SH SOLE 0 104000 0 0 ISHARES TR USA ESG SLCT ETF 464288802 281 2745 SH SOLE 0 2745 0 0 SUPERVALU INC COM 868536103 413 125450 SH SOLE 0 125450 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 2557 26648 SH SOLE 0 26648 0 0 STRYKER CORP COM 863667101 217 1564 SH SOLE 0 1564 0 0 AT&T INC COM 00206R102 217 5748 SH SOLE 0 5748 0 0 TRANSATLANTIC PETROLEUM LTD SHS G89982105 15 12560 SH SOLE 0 12560 0 0 TEREX CORP NEW COM 880779103 2583 68879 SH SOLE 0 68879 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1960 39831 SH SOLE 0 39831 0 0 TWO HBRS INVT CORP COM 90187B101 128 12956 SH SOLE 0 12956 0 0 UNITEDHEALTH GROUP INC COM 91324P102 4779 25774 SH SOLE 0 25774 0 0 UR ENERGY INC COM 91688R108 14 22000 SH SOLE 0 22000 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 1238 15465 SH SOLE 0 15465 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 231 1637 SH SOLE 0 1637 0 0 VANGUARD INTL EQUITY INDEX F MSCI EUROPE ETF 922042874 426 7729 SH SOLE 0 7729 0 0 VIAVI SOLUTIONS INC COM 925550105 253 24000 SH SOLE 0 24000 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 795 60704 SH SOLE 0 60704 0 0 JANUS DETROIT STR TR HENDRSN SHRT ETF 47103U886 442 8802 SH SOLE 0 8802 0 0 VERMILLION INC COM NEW 92407M206 276 149859 SH SOLE 0 149859 0 0 VANGUARD INDEX FDS REIT ETF 922908553 279 4135 SH SOLE 0 4135 0 0 INVESCO DYNAMIC CR OPP FD COM 46132R104 270 22500 SH SOLE 0 22500 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 559 13680 SH SOLE 0 13680 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 947 18217 SH SOLE 0 18217 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 217 2780 SH SOLE 0 2780 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1320 29548 SH SOLE 0 29548 0 0 WELBILT INC COM 949090104 976 51797 SH SOLE 0 51797 0 0 WESTERN DIGITAL CORP COM 958102105 3940 44467 SH SOLE 0 44467 0 0 WEYERHAEUSER CO COM 962166104 21231 633756 SH SOLE 0 633756 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 812 10523 SH SOLE 0 10523 0 0 EXCO RESOURCES INC COM 269279402 116 43647 SH SOLE 0 43647 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1632 25131 SH SOLE 0 25131 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1636 66303 SH SOLE 0 66303 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 269 3953 SH SOLE 0 3953 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 353 4449 SH SOLE 0 4449 0 0 YANDEX N V SH CLASS A N97284108 525 20000 SH SOLE 0 20000 0 0