0001085146-14-000938.txt : 20140430 0001085146-14-000938.hdr.sgml : 20140430 20140429192030 ACCESSION NUMBER: 0001085146-14-000938 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140430 DATE AS OF CHANGE: 20140429 EFFECTIVENESS DATE: 20140430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Mechanics Bank Trust Department CENTRAL INDEX KEY: 0001439743 IRS NUMBER: 941606324 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13144 FILM NUMBER: 14795493 BUSINESS ADDRESS: STREET 1: 3170 HILLTOP MALL ROAD CITY: RICHMOND STATE: CA ZIP: 94806 BUSINESS PHONE: 510-262-7286 MAIL ADDRESS: STREET 1: 3170 HILLTOP MALL ROAD CITY: RICHMOND STATE: CA ZIP: 94806 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001439743 XXXXXXXX 03-31-2014 03-31-2014 Mechanics Bank Trust Department

3170 HILLTOP MALL ROAD RICHMOND CA 94806

13F HOLDINGS REPORT 028-13144 N Roy M. Swain (510) 262-7287 /s/ Roy M. Swain Richmond CA 04-25-2014 0 257 439222 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M COCOM88579Y101174812883SHSOLE 11314015693M COCOM88579Y1017265350SHOTR 46507000ABBOTT LABSCOM00282410091323708SHOTR 1879349150ABBOTT LABSCOM0028241008398218080SHSOLE 18879521029075ABBVIE INCCOM00287Y1092134150SHOTR 150026500ABBVIE INCCOM00287Y10951610033SHSOLE 695003083ACCENTURE PLC IRELANDSHS CLASS AG1151C1013874858SHSOLE 360801250ACCENTURE PLC IRELANDSHS CLASS AG1151C1012473100SHOTR 310000ADVANCED REFRACTIVECOM007635105030000SHOTR 3000000AFLAC INCCOM0010551023625745SHSOLE 574500AGILENT TECHNOLOGIES INCCOM00846U1011442577SHSOLE 257700AGILENT TECHNOLOGIES INCCOM00846U101841500SHOTR 015000ALTRIA GROUP INCCOM02209S103102927485SHOTR 1902084650ALTRIA GROUP INCCOM02209S1039638257504SHSOLE 24552435011630AMBAC FINL GROUP INCCOM NEW02313988469122282SHSOLE 2228200AMERICAN EXPRESS COCOM0258161098219121SHSOLE 89210200AMGEN INCCOM03116210045366SHOTR 36600AMGEN INCCOM0311621003622933SHSOLE 293300ANADARKO PETE CORPCOM032511107134215833SHSOLE 150180815APACHE CORPCOM037411105486758671SHSOLE 50961907620APACHE CORPCOM037411105961160SHOTR 62546075APPLE INCCOM03783310086160SHOTR 16000APPLE INCCOM037833100595111088SHSOLE 977501313APTARGROUP INCCOM0383361032313500SHSOLE 350000AT&T INCCOM00206R10283723879SHOTR 1558082990AT&T INCCOM00206R1027296208037SHSOLE 20198606051AUTOMATIC DATA PROCESSING INCOM0530151033094000SHOTR 400000AUTOMATIC DATA PROCESSING INCOM053015103271735173SHSOLE 3268802485AVALONBAY CMNTYS INCCOM0534841012461871SHSOLE 187100BANK NEW YORK MELLON CORPCOM0640581002667547SHSOLE 754700BANK NEW YORK MELLON CORPCOM064058100481353SHOTR 013530BANK OF AMERICA CORPORATIONCOM06050510472942387SHSOLE 4238700BAXTER INTL INCCOM071813109574178028SHSOLE 7617801850BAXTER INTL INCCOM0718131093074170SHOTR 262015500BB&T CORPDEP1/1000 PFD F05493760225012000SHSOLE 1200000BECTON DICKINSON & COCOM0758871092051750SHSOLE 12700480BERKSHIRE HATHAWAY INC DELCL A0846701085623SHSOLE 300BERKSHIRE HATHAWAY INC DELCL B NEW084670702369729584SHSOLE 29534050BERKSHIRE HATHAWAY INC DELCL B NEW0846707023102482SHOTR 024820BOEING COCOM0970231051381100SHOTR 10010000BOEING COCOM0970231056565227SHSOLE 46270600BP PLCSPONSORED ADR05562210470114572SHSOLE 639108181BP PLCSPONSORED ADR055622104731515SHOTR 151500BRISTOL MYERS SQUIBB COCOM110122108206339717SHOTR 3399057270BRISTOL MYERS SQUIBB COCOM11012210810754207011SHSOLE 19785909152CANADIAN NAT RES LTDCOM13638510159515513SHSOLE 1300002513CAREFUSION CORPCOM14170T1012436050SHSOLE 605000CARRIAGE SVCS INCCOM14390510733318282SHSOLE 1828200CATERPILLAR INC DELCOM14912310139390SHOTR 39000CATERPILLAR INC DELCOM149123101111911264SHSOLE 111600104CENTRAL FD CDA LTDCL A153501101513700SHOTR 370000CENTRAL FD CDA LTDCL A15350110115811450SHSOLE 1145000CERNER CORPCOM1567821042223950SHSOLE 395000CHEVRON CORP NEWCOM166764100530944651SHOTR 4132133300CHEVRON CORP NEWCOM16676410017027143195SHSOLE 1399471653083CIGNA CORPORATIONCOM1255091092643150SHOTR 315000CISCO SYS INCCOM17275R1022817125682SHSOLE 12458201100CISCO SYS INCCOM17275R102914080SHOTR 408000CLOROX CO DELCOM189054109261229683SHSOLE 2967805CLOROX CO DELCOM1890541093694190SHOTR 36205700COCA COLA COCOM19121610072618772SHOTR 1677220000COCA COLA COCOM191216100252965407SHSOLE 6209103316COLGATE PALMOLIVE COCOM1941621033986140SHSOLE 614000COMCAST CORP NEWCL A20030N1013527036SHSOLE 703600CONOCOPHILLIPSCOM20825C104398256604SHSOLE 54959501595CONOCOPHILLIPSCOM20825C1043494962SHOTR 282521370CONSOLIDATED EDISON INCCOM2091151041963650SHSOLE 365000CONSOLIDATED EDISON INCCOM20911510440750SHOTR 07500COSTCO WHSL CORP NEWCOM22160K10510799662SHOTR 966200COSTCO WHSL CORP NEWCOM22160K105457440955SHSOLE 406150340CVS CAREMARK CORPORATIONCOM1266501003484650SHOTR 365010000CVS CAREMARK CORPORATIONCOM1266501009228123268SHSOLE 11073527512258DEERE & COCOM2441991054074482SHSOLE 448200DEVON ENERGY CORP NEWCOM25179M1035137664SHSOLE 74140250DEVON ENERGY CORP NEWCOM25179M1031342000SHOTR 200000DISNEY WALT COCOM DISNEY254687106127715953SHSOLE 1595300DISNEY WALT COCOM DISNEY2546871061001254SHOTR 10042500DOMINION RES INC VA NEWCOM25746U109241634029SHSOLE 3302901000DOMINION RES INC VA NEWCOM25746U10979511200SHOTR 880024000DOW CHEM COCOM26054310354711257SHSOLE 1025701000DU PONT E I DE NEMOURS & COCOM26353410976811446SHSOLE 988101565DU PONT E I DE NEMOURS & COCOM2635341092834212SHOTR 34008120DUKE ENERGY CORP NEWCOM NEW26441C204200228105SHSOLE 2679401311DUKE ENERGY CORP NEWCOM NEW26441C20478811059SHOTR 922718320E M C CORP MASSCOM26864810241715204SHSOLE 1406401140ELECTRONIC ARTS INCCOM285512109124743000SHSOLE 4130001700EMERSON ELEC COCOM291011104368355137SHSOLE 5285702280EMERSON ELEC COCOM2910111041672505SHOTR 250500ENTERPRISE PRODS PARTNERS LCOM2937921074286175SHSOLE 484201333EXELON CORPCOM30161N1013299806SHSOLE 980600EXELON CORPCOM30161N10110290SHOTR 29000EXPRESS SCRIPTS HLDG COCOM30219G10812631168214SHSOLE 14439914023675EXPRESS SCRIPTS HLDG COCOM30219G1082733630SHOTR 229013400EXXON MOBIL CORPCOM30231G10217134175414SHSOLE 1695821755657EXXON MOBIL CORPCOM30231G102742075958SHOTR 210305485870FACEBOOK INCCL A30303M10224174401300SHSOLE 40130000FEDERAL REALTY INVT TRSH BEN INT NEW3137472062181900SHSOLE 190000FIRST NORTHN CMNTY BANCORPCOM33592510310114017SHSOLE 1401700FORD MTR CO DELCOM PAR $0.0134537086025816548SHSOLE 1654800GENERAL ELECTRIC COCOM3696041037583292881SHSOLE 247057045824GENERAL ELECTRIC COCOM369604103159861710SHOTR 5391577950GENERAL MLS INCCOM3703341044759164SHSOLE 85320632GENUINE PARTS COCOM372460105190321909SHSOLE 218090100GENUINE PARTS COCOM37246010539450SHOTR 04500GETTY RLTY CORP NEWCOM37429710918910000SHSOLE 1000000GILEAD SCIENCES INCCOM3755581034105792SHSOLE 579200GOOGLE INCCL A38259P5081330911942SHSOLE 10168251749GOOGLE INCCL A38259P50812181093SHOTR 8752108GRAINGER W W INCCOM384802104202800SHSOLE 80000HALLIBURTON COCOM4062161013015119SHSOLE 511900HERSHEY COCOM4278661082092000SHSOLE 200000HEWLETT PACKARD COCOM4282361032196770SHOTR 540013700HEWLETT PACKARD COCOM4282361033129643SHSOLE 964300HOME DEPOT INCCOM437076102211426716SHSOLE 2465102065HOME DEPOT INCCOM43707610258733SHOTR 73300HONEYWELL INTL INCCOM438516106480751827SHSOLE 4805903768HONEYWELL INTL INCCOM4385161063703990SHOTR 37902000ILLINOIS TOOL WKS INCCOM4523081095907260SHSOLE 566001600ILLINOIS TOOL WKS INCCOM4523081093904800SHOTR 480000INGERSOLL-RAND PLCSHSG477911012754800SHSOLE 480000INTEL CORPCOM45814010072728163SHOTR 2702311400INTEL CORPCOM458140100116945304SHSOLE 3947405830INTERNATIONAL BUSINESS MACHSCOM459200101674135021SHSOLE 3401401007INTERNATIONAL BUSINESS MACHSCOM459200101158820SHOTR 82000JACOBS ENGR GROUP INC DELCOM4698141072143366SHSOLE 336600JACOBS ENGR GROUP INC DELCOM4698141072413800SHOTR 380000JOHNSON & JOHNSONCOM47816010417530178461SHSOLE 1745301003831JOHNSON & JOHNSONCOM478160104184818812SHOTR 1537734350JPMORGAN CHASE & COCOM46625H10018300SHOTR 03000JPMORGAN CHASE & COCOM46625H10070311581SHSOLE 112850296KIMBERLY CLARK CORPCOM4943681036175600SHOTR 560000KIMBERLY CLARK CORPCOM4943681039358484SHSOLE 848400KINDER MORGAN ENERGY PARTNERUT LTD PARTNER494550106154620906SHSOLE 207060200KINDER MORGAN ENERGY PARTNERUT LTD PARTNER4945501062923950SHOTR 200019500KINDER MORGAN INC DELCOM49456B101341056SHOTR 010560KINDER MORGAN INC DELCOM49456B10143513380SHSOLE 1338000KRAFT FOODS GROUP INCCOM50076Q1061843275SHSOLE 27380537KRAFT FOODS GROUP INCCOM50076Q10625453SHOTR 45300KROGER COCOM501044101183041919SHSOLE 4041901500KROGER COCOM50104410114312SHOTR 31200LILLY ELI & COCOM5324571083776410SHSOLE 59100500LILLY ELI & COCOM53245710824400SHOTR 40000LOCKHEED MARTIN CORPCOM5398301093061873SHSOLE 51101362MANULIFE FINL CORPCOM56501R10652527176SHSOLE 2717600MANULIFE FINL CORPCOM56501R106542792SHOTR 279200MARSH & MCLENNAN COS INCCOM5717481022885833SHSOLE 583300MARSH & MCLENNAN COS INCCOM5717481022715500SHOTR 550000MCDONALDS CORPCOM580135101588260004SHSOLE 5879401210MCDONALDS CORPCOM5801351011571600SHOTR 160000MCKESSON CORPCOM58155Q1032541441SHSOLE 144100MEDTRONIC INCCOM5850551061853000SHOTR 300000MEDTRONIC INCCOM58505510670611475SHSOLE 108250650MERCK & CO INC NEWCOM58933Y105435876761SHSOLE 7168805073MERCK & CO INC NEWCOM58933Y105111919703SHOTR 1673729660MICROSOFT CORPCOM5949181045099124397SHSOLE 1236290768MICROSOFT CORPCOM594918104233456943SHOTR 5384830950MONDELEZ INTL INCCL A6092071053058819SHSOLE 720501614MONDELEZ INTL INCCL A609207105471361SHOTR 136100MONSANTO CO NEWCOM61166W10151448SHOTR 44800MONSANTO CO NEWCOM61166W101276924337SHSOLE 235720765MOSAIC CO NEWCOM61945C10379515900SHSOLE 1080005100NESTLE S A SPONSORED ADR6410694062543377SHSOLE 237701000NEXTERA ENERGY CAP HLDGS INCSUB DEB 7265339K80342320000SHSOLE 2000000NOKIA CORPSPONSORED ADR6549022047910800SHSOLE 630004500NORTHROP GRUMMAN CORPCOM666807102137111110SHSOLE 861002500NORTHROP GRUMMAN CORPCOM66680710212100SHOTR 10000NOVARTIS A GSPONSORED ADR66987V1097518830SHSOLE 586502965NOVARTIS A GSPONSORED ADR66987V1091021200SHOTR 120000ONEOK PARTNERS LPUNIT LTD PARTN68268N1032424520SHSOLE 452000ORACLE CORPCOM68389X10511138272267SHSOLE 23346231538490ORACLE CORPCOM68389X10583020300SHOTR 156304550120OWENS RLTY MTG INCCOM69082810834323281SHSOLE 2328100PARKER HANNIFIN CORPCOM7010941044253550SHSOLE 355000PAYCHEX INCCOM70432610778218366SHSOLE 1836600PAYCHEX INCCOM704326107942200SHOTR 220000PENN WEST PETE LTD NEWCOM707887105718500SHSOLE 850000PENN WEST PETE LTD NEWCOM707887105445300SHOTR 50003000PENTAIR LTDSHSH6169Q1084545721SHSOLE 572100PEPSICO INCCOM713448108535064074SHSOLE 6165502419PEPSICO INCCOM7134481086537820SHOTR 578520350PFIZER INCCOM71708110312374385237SHSOLE 36860027516362PFIZER INCCOM717081103136942610SHOTR 4136012500PG&E CORPCOM69331C10899823105SHSOLE 227050400PHILIP MORRIS INTL INCCOM7181721097779486SHOTR 650129850PHILIP MORRIS INTL INCCOM7181721098624105337SHSOLE 100567704700PHILLIPS 66COM7185461041832374SHSOLE 237400PHILLIPS 66COM71854610467868SHOTR 08680PIONEER NAT RES COCOM72378710711165965SHSOLE 596500PPG INDS INCCOM69350610787450SHOTR 45000PPG INDS INCCOM6935061072321200SHSOLE 120000PROCTER & GAMBLE COCOM742718109438954456SHSOLE 5027604180PROCTER & GAMBLE COCOM742718109129016010SHOTR 1466013500PUBLIC STORAGECOM74460D1093101838SHSOLE 183800RAYTHEON COCOM NEW7551115074404452SHSOLE 445200REPUBLIC SVCS INCCOM76075910092927195SHSOLE 2571501480REYNOLDS AMERICAN INCCOM7617131063326208SHSOLE 620800ROCHE HLDG LTDSPONSORED ADR7711951043198500SHSOLE 550003000ROCHE HLDG LTDSPONSORED ADR7711951042556800SHOTR 680000ROCKWELL AUTOMATION INCCOM7739031092421947SHSOLE 194700ROPER INDS INC NEWCOM7766961064953710SHSOLE 371000ROSS STORES INCCOM778296103205528715SHSOLE 2240506310ROYAL DUTCH SHELL PLCSPONS ADR A7802592066619048SHSOLE 712201926ROYAL DUTCH SHELL PLCSPONS ADR A78025920644600SHOTR 06000SCHLUMBERGER LTDCOM8068571083493580SHOTR 258010000SCHLUMBERGER LTDCOM806857108387439733SHSOLE 3653303200SEMPRA ENERGYCOM816851109328433935SHSOLE 3278501150SEMPRA ENERGYCOM8168511092412492SHOTR 249200SHERWIN WILLIAMS COCOM8243481062561300SHSOLE 130000SOUTHERN COCOM842587107143332605SHSOLE 3020502400SOUTHERN COCOM8425871073948975SHOTR 572532500SPECTRA ENERGY CORPCOM8475601099738263605SHSOLE 2565534626590SPECTRA ENERGY CORPCOM84756010976720774SHOTR 1282479500STARBUCKS CORPCOM8552441092273098SHSOLE 309800STARBUCKS CORPCOM8552441092944000SHOTR 400000STRYKER CORPCOM8636671014075000SHSOLE 324001760SYSCO CORPCOM87182910765518135SHSOLE 1480503330TARGET CORPCOM87612E1064547501SHSOLE 750100TEVA PHARMACEUTICAL INDS LTDADR8816242094919300SHOTR 930000TEVA PHARMACEUTICAL INDS LTDADR8816242091683175SHSOLE 28000375TEXAS INSTRS INCCOM8825081042575445SHSOLE 544500THERMO FISHER SCIENTIFIC INCCOM8835561022181810SHSOLE 181000TORCHMARK CORPJR SUB DEB 5289102730224210000SHSOLE 1000000TOTAL S ASPONSORED ADR89151E1095848895SHSOLE 85450350TOTAL S ASPONSORED ADR89151E1092253425SHOTR 29005250TRAVELERS COMPANIES INCCOM89417E1091321546SHSOLE 154600TRAVELERS COMPANIES INCCOM89417E1098089500SHOTR 750020000UDR INCCOM90265310425910018SHSOLE 1001800UDR INCCOM902653104893457SHOTR 129621610UNION PAC CORPCOM90781810812526673SHSOLE 529501378UNITED PARCEL SERVICE INCCL B911312106400141089SHSOLE 3918401905UNITED PARCEL SERVICE INCCL B9113121062252310SHOTR 231000UNITED TECHNOLOGIES CORPCOM9130171097936790SHOTR 420525850UNITED TECHNOLOGIES CORPCOM913017109952081479SHSOLE 7762903850US BANCORP DELCOM NEW9029733042746384SHSOLE 538401000US BANCORP DELCOM NEW9029733042435681SHOTR 400016810VERIZON COMMUNICATIONS INCCOM92343V104101221283SHSOLE 21257026VERIZON COMMUNICATIONS INCCOM92343V10452310988SHOTR 660243860VISA INCCOM CL A92826C83921359892SHSOLE 770702185VISA INCCOM CL A92826C839173800SHOTR 3005000VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W3082807603SHSOLE 7549054VODAFONE GROUP PLC NEWSPNSR ADR NO PAR92857W3081855039SHOTR 340816310WALGREEN COCOM9314221091722601SHSOLE 260100WALGREEN COCOM931422109831250SHOTR 125000WAL-MART STORES INCCOM9311421038196107234SHSOLE 9115911015965WAL-MART STORES INCCOM9311421034075330SHOTR 4260102050WASTE CONNECTIONS INCCOM9410531003588155SHSOLE 815500WASTE MGMT INC DELCOM94106L109117127833SHSOLE 276330200WASTE MGMT INC DELCOM94106L10949511775SHOTR 1077510000WELLS FARGO & CO NEWCOM949746101245349311SHSOLE 4714202169WELLS FARGO & CO NEWCOM9497461011272545SHOTR 54520000WILLIAMS COS INC DELCOM9694571004241104516SHSOLE 10199602520WILLIAMS COS INC DELCOM9694571002556275SHOTR 58004750XEROX CORPCOM98412110320518162SHSOLE 1816200YUM BRANDS INCCOM988498101388751555SHSOLE 4922502330YUM BRANDS INCCOM9884981013965250SHOTR 425010000ZIMMER HLDGS INCCOM98956P1021371445SHOTR 40010450ZIMMER HLDGS INCCOM98956P102106111217SHSOLE 1121700