0000945621-14-000161.txt : 20140623 0000945621-14-000161.hdr.sgml : 20140623 20140602140759 ACCESSION NUMBER: 0000945621-14-000161 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20140602 DATE AS OF CHANGE: 20140602 EFFECTIVENESS DATE: 20140602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC CENTRAL INDEX KEY: 0001439382 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-119937 FILM NUMBER: 14883482 BUSINESS ADDRESS: STREET 1: C/O ROCKEFELLER & CO INC STREET 2: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-549-5471 MAIL ADDRESS: STREET 1: C/O ROCKEFELLER & CO INC STREET 2: 10 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 D/A 1 primary_doc.xml X0707 D/A LIVE 0001439382 ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC C/O ROCKEFELLER & CO INC 10 ROCKEFELLER PLAZA NEW YORK NY NEW YORK 10020 212-549-5471 DELAWARE None None Limited Liability Company true n/a n/a Rockefeller Fund Managers, LLC c/o Rockefeller & Co., Inc. 10 Rockefeller Plaza, Third Floor New York NY NEW YORK 10020 Executive Officer Promoter Managing Member of the Issuer ("Manager") n/a n/a Rockefeller & Co., Inc. 10 Rockefeller Plaza Third Floor New York NY NEW YORK 10020 Executive Officer Sole Member of the Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 true 0000945621-13-000212 2008-06-12 true true true false 500000 Indefinite 25256000 Indefinite false 16 0 0 0 The Manager will receive quarterly in advance, a management and administrative fee equal to a percentage of the net asset value of a member's capital account as such net asset value is determined by the Manager under the operating agreement. false ROCKEFELLER GLOBAL FINANCIAL SERVICES RECOVERY FUND LLC /s/ Timothy J. McCarthy Timothy J. McCarthy Authorized Person of Issuer 2014-06-02