SEC Form 4
Washington, D.C. 20549


Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Troutman Michael

(Last) (First) (Middle)


(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Rexnord Corp [ RXN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Information Officer
3. Date of Earliest Transaction (Month/Day/Year)
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 06/20/2019 S(1) 17,244(2) D $29.51(2)(3) 17,436 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (right to buy) $8.888 06/20/2019 M(1) 11,845 (4) 07/29/2020 Common Stock 11,845 $0 17,293 D
Stock Option (right to buy) $22.03 (4) 05/11/2022 Common Stock 45,000 45,000 D
Stock Option (right to buy) $19 (4) 05/23/2023 Common Stock 25,000 25,000 D
Stock Option (right to buy) $29.31 (4) 09/03/2024 Common Stock 17,490 17,490 D
Stock Option (right to buy) $25.77 (4) 05/22/2025 Common Stock 25,978 25,978 D
Stock Option (right to buy) $19.7 (4) 05/20/2026 Common Stock 38,768 38,768 D
Stock Option (right to buy) $23.13 05/19/2018(5) 05/19/2027 Common Stock 18,519 18,519 D
Stock Option (right to buy) $28.91 05/25/2019(5) 05/25/2028 Common Stock 7,430 7,430 D
Explanation of Responses:
1. The transactions were executed pursuant to a Rule 10b5-1 plan.
2. This amendment is being filed to correct the number of shares sold pursuant to the Reporting Person's Rule 10b5-1 Plan and the weighted average sale price, that were both incorrect on the original Form 4 due to an administrative error by the Reporting Person's broker.
3. This transaction was executed in multiple trades at prices ranging from $29.50 to $29.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
4. Option fully vested.
5. The original option vests in three annual installments beginning on the date listed above.
/s/ Jeffrey J. LaValle under Power of Attorney for Michael Troutman 06/26/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.