0001439288-16-000149.txt : 20160504
0001439288-16-000149.hdr.sgml : 20160504
20160504153435
ACCESSION NUMBER: 0001439288-16-000149
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160502
FILED AS OF DATE: 20160504
DATE AS OF CHANGE: 20160504
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rexnord Corp
CENTRAL INDEX KEY: 0001439288
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 205197013
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 247 FRESHWATER WAY
STREET 2: SUITE 300
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
BUSINESS PHONE: 414-643-3000
MAIL ADDRESS:
STREET 1: 247 FRESHWATER WAY
STREET 2: SUITE 300
CITY: MILWAUKEE
STATE: WI
ZIP: 53204
FORMER COMPANY:
FORMER CONFORMED NAME: Rexnord Holdings, Inc
DATE OF NAME CHANGE: 20080707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADAMS TODD A.
CENTRAL INDEX KEY: 0001525211
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35475
FILM NUMBER: 161619089
MAIL ADDRESS:
STREET 1: 4701 WEST GREENFIELD AVENUE
CITY: MILWAUKEE
STATE: WI
ZIP: 53214
4
1
wf-form4_146239046088955.xml
FORM 4
X0306
4
2016-05-02
0
0001439288
Rexnord Corp
RXN
0001525211
ADAMS TODD A.
4701 WEST GREENFIELD AVENUE
MILWAUKEE
WI
53214
1
1
0
0
President & CEO
Common Stock
2016-05-02
4
M
0
25000
4.79
A
94200
D
Common Stock
2016-05-02
4
S
0
25000
21.8066
D
69200
D
Common Stock
3690
I
By 401(k) Plan
Common Stock
1200
I
By SEP IRA
Stock Option (right to buy)
4.79
2016-05-02
4
M
0
25000
0
D
2016-07-21
Common Stock
25000.0
0
D
Stock Option (right to buy)
4.79
2017-04-19
Common Stock
165138.0
165138
D
Stock Option (right to buy)
9.609
2018-06-24
Common Stock
89914.0
89914
D
Stock Option (right to buy)
4.804
2019-07-30
Common Stock
224785.0
224785
D
Stock Option (right to buy)
4.804
2019-09-11
Common Stock
499524.0
499524
D
Stock Option (right to buy)
8.888
2020-10-29
Common Stock
166508.0
166508
D
Stock Option (right to buy)
18.0
2012-03-29
2022-03-29
Common Stock
937000.0
937000
D
The transactions were executed pursuant to a Rule 10b5-1 plan.
This transaction was executed in multiple trades at prices ranging from $21.61 to $21.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
Based on information from the trustee of the 401(k) Plan.
Option fully vested.
One half of the original option vested three years from the date listed above and the other half vests five years from the date listed above.
Pursuant to the Reporting Person's Rule 10b5-1 plan, options that were nearing expiration were exercised and the underlying shares were sold.
/s/ Jeffrey J. LaValle under Power of Attorney for Todd A. Adams
2016-05-03