0001439288-16-000137.txt : 20160314 0001439288-16-000137.hdr.sgml : 20160314 20160314174520 ACCESSION NUMBER: 0001439288-16-000137 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160310 FILED AS OF DATE: 20160314 DATE AS OF CHANGE: 20160314 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rexnord Corp CENTRAL INDEX KEY: 0001439288 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 205197013 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 247 FRESHWATER WAY STREET 2: SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53204 BUSINESS PHONE: 414-643-3000 MAIL ADDRESS: STREET 1: 247 FRESHWATER WAY STREET 2: SUITE 300 CITY: MILWAUKEE STATE: WI ZIP: 53204 FORMER COMPANY: FORMER CONFORMED NAME: Rexnord Holdings, Inc DATE OF NAME CHANGE: 20080707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS TODD A. CENTRAL INDEX KEY: 0001525211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35475 FILM NUMBER: 161504971 MAIL ADDRESS: STREET 1: 4701 WEST GREENFIELD AVENUE CITY: MILWAUKEE STATE: WI ZIP: 53214 4 1 wf-form4_145799190876500.xml FORM 4 X0306 4 2016-03-10 0 0001439288 Rexnord Corp RXN 0001525211 ADAMS TODD A. 4701 WEST GREENFIELD AVENUE MILWAUKEE WI 53214 1 1 0 0 President & CEO Common Stock 2016-03-10 4 M 0 25000 4.79 A 67000 D Common Stock 2016-03-10 4 S 0 13012 18.7299 D 53988 D Common Stock 3848 I By 401(k) Plan Common Stock 1200 I By SEP IRA Stock Option (right to buy) 4.79 2016-03-10 4 M 0 25000 0 D 2016-07-21 Common Stock 25000.0 56012 D Stock Option (right to buy) 4.79 2017-04-19 Common Stock 165138.0 165138 D Stock Option (right to buy) 9.609 2018-06-24 Common Stock 89914.0 89914 D Stock Option (right to buy) 4.804 2019-07-30 Common Stock 224785.0 224785 D Stock Option (right to buy) 4.804 2019-09-11 Common Stock 499524.0 499524 D Stock Option (right to buy) 8.888 2020-10-29 Common Stock 166508.0 166508 D Stock Option (right to buy) 18.0 2012-03-29 2022-03-29 Common Stock 937000.0 937000 D The transactions were executed pursuant to a Rule 10b5-1 plan. This transaction was executed in multiple trades at prices ranging from $18.45 to $19.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Based on information from the trustee of the 401(k) Plan. Option fully vested. One half of the original option vested three years from the date listed above and the other half vests five years from the date listed above. Pursuant to the Reporting Person's Rule 10b5-1 plan, options that were nearing expiration were exercised and a portion of the underlying shares were held. /s/ Jeffrey J. LaValle under Power of Attorney for Todd A. Adams 2016-03-14