0000930413-21-001871.txt : 20211112 0000930413-21-001871.hdr.sgml : 20211112 20211112102100 ACCESSION NUMBER: 0000930413-21-001871 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211112 DATE AS OF CHANGE: 20211112 EFFECTIVENESS DATE: 20211112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GAM Holding AG CENTRAL INDEX KEY: 0001438848 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13808 FILM NUMBER: 211401042 BUSINESS ADDRESS: STREET 1: HARDSTRASSE 201 STREET 2: P.O. BOX CITY: ZURICH STATE: V8 ZIP: 8037 BUSINESS PHONE: 01141584263030 MAIL ADDRESS: STREET 1: HARDSTRASSE 201 CITY: ZURICH STATE: V8 ZIP: 8037 FORMER COMPANY: FORMER CONFORMED NAME: GAM Holding Ltd. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Julius Baer Holding Ltd. DATE OF NAME CHANGE: 20080627 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001438848 XXXXXXXX 09-30-2021 09-30-2021 false GAM Holding AG
HARDSTRASSE 201 ZURICH V8 8037
13F HOLDINGS REPORT 028-13808 N
Elmar Zumbuehl Group Chief Risk Officer 41-0-58-426-30-30 /s/ Elmar Zumbuehl Zurich V8 11-09-2021 2 372 2149208 1 0001229918 GAM INTERNATIONAL MANAGEMENT LTD 2 GAM INVESTMENT MANAGEMENT (SWITZERLAND) AG
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ROTH CH ACQUISITION III CO COM 77867Q102 323 32500 SH SOLE 2 32500 0 0 S&P GLOBAL INC COM 78409V104 7314 17214 SH SOLE 2 17214 0 0 SAILPOINT TECHNOLOGIES HLDGS COM 78781P105 704 14226 SH SOLE 1 14226 0 0 SALESFORCE COM INC COM 79466L302 1385 5108 SH SOLE 1 5108 0 0 SALESFORCE COM INC COM 79466L302 5061 18661 SH SOLE 2 18661 0 0 SANTANDER CONSUMER USA HLDGS COM 80283M101 362 8678 SH SOLE 2 8678 0 0 SAREPTA THERAPEUTICS INC COM 803607100 665 7186 SH SOLE 2 7186 0 0 SCHWAB CHARLES CORP COM 808513105 9265 127197 SH SOLE 2 127197 0 0 SCORE MEDIA & GAMING INC CL A SUB VTG SHS 80919D202 565 16500 SH SOLE 2 16500 0 0 SEA LTD SPONSORD ADS 81141R100 3935 12345 SH SOLE 2 12345 0 0 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 35927 435368 SH SOLE 1 435368 0 0 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 0 3 SH SOLE 2 3 0 0 SELECT INTERIOR CONCEPTS INC CL A 816120307 805 55800 SH SOLE 2 55800 0 0 SENIOR CONNECT ACQUISITN COR COM CL A 81723H108 319 32700 SH SOLE 2 32700 0 0 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 19001 347240 SH SOLE 1 347240 0 0 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 0 2 SH SOLE 2 2 0 0 SERVICENOW INC COM 81762P102 34559 55537 SH SOLE 1 55537 0 0 SERVICENOW INC COM 81762P102 3611 5803 SH SOLE 2 5803 0 0 SEVEN OAKS ACQUISITION CORP COM CL A 81787X106 509 51300 SH SOLE 2 51300 0 0 SILVER CREST ACQUISITION COR CL A SHS G81355102 438 44576 SH SOLE 2 44576 0 0 SIMON PPTY GROUP INC NEW COM 828806109 3640 28004 SH SOLE 2 28004 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 2677 88938 SH SOLE 2 88938 0 0 SLAM CORP CL A SHS G8210L105 319 32700 SH SOLE 2 32700 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 4298 80000 SH SOLE 1 80000 0 0 SOLITON INC COM 834251100 745 36600 SH SOLE 2 36600 0 0 SONOS INC COM 83570H108 6373 196929 SH SOLE 1 196929 0 0 SONY GROUP CORPORATION SPONSORED ADR 835699307 4438 40133 SH SOLE 1 40133 0 0 SPORTS ENTERTAINMENT ACQU CO COM CL A 84918M106 323 32200 SH SOLE 2 32200 0 0 STARBUCKS CORP COM 855244109 3618 32800 SH SOLE 1 32800 0 0 STARBUCKS CORP COM 855244109 2 15 SH SOLE 2 15 0 0 STRYKER CORPORATION COM 863667101 2598 9852 SH SOLE 2 9852 0 0 SWITCHBACK II CORPORATION COM CL A G8633T115 349 35000 SH SOLE 2 35000 0 0 SYNOPSYS INC COM 871607107 3331 11125 SH SOLE 2 11125 0 0 SYSCO CORP COM 871829107 1644 20941 SH SOLE 2 20941 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 636 65000 SH SOLE 2 65000 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 14980 134165 SH SOLE 1 134165 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 13791 123516 SH SOLE 2 123516 0 0 TATA MTRS LTD SPONSORED ADR 876568502 3362 150000 SH SOLE 2 150000 0 0 TE CONNECTIVITY LTD REG SHS H84989104 7224 52642 SH SOLE 2 52642 0 0 TELADOC HEALTH INC COM 87918A105 495 3902 SH SOLE 2 3902 0 0 TEXAS INSTRS INC COM 882508104 3907 20328 SH SOLE 2 20328 0 0 THE REALREAL INC COM 88339P101 4379 332237 SH SOLE 1 332237 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 7317 12807 SH SOLE 1 12807 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 16851 29494 SH SOLE 2 29494 0 0 TJX COS INC NEW COM 872540109 18597 281854 SH SOLE 1 281854 0 0 TJX COS INC NEW COM 872540109 1 15 SH SOLE 2 15 0 0 TOLL BROTHERS INC COM 889478103 4489 81190 SH SOLE 2 81190 0 0 TRIP COM GROUP LTD ADS 89677Q107 8668 281871 SH SOLE 1 281871 0 0 TRIP COM GROUP LTD ADS 89677Q107 2717 70000 SH SOLE 2 70000 0 0 TWIST BIOSCIENCE CORP COM 90184D100 481 4499 SH SOLE 2 4499 0 0 TYSON FOODS INC CL A 902494103 3081 39032 SH SOLE 2 39032 0 0 UNION PAC CORP COM 907818108 2654 13542 SH SOLE 2 13542 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 3230 282624 SH SOLE 2 282624 0 0 UNITEDHEALTH GROUP INC COM 91324P102 19427 49718 SH SOLE 2 49718 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 417 3011 SH SOLE 2 3011 0 0 VAIL RESORTS INC COM 91879Q109 10425 31207 SH SOLE 1 31207 0 0 VAIL RESORTS INC COM 91879Q109 0 1 SH SOLE 2 1 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 38590 97845 SH SOLE 2 97845 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3911 78200 SH SOLE 2 78200 0 0 VEEVA SYS INC CL A COM 922475108 10135 35397 SH SOLE 1 35397 0 0 VEEVA SYS INC CL A COM 922475108 6566 22787 SH SOLE 2 22787 0 0 VELOCITY ACQUISITION CORP COM CL A 92259E104 510 51700 SH SOLE 2 51700 0 0 VERISK ANALYTICS INC COM 92345Y106 4678 23357 SH SOLE 2 23357 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 1312 7235 SH SOLE 2 7235 0 0 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 2830 254000 SH SOLE 1 254000 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 318 32100 SH SOLE 2 32100 0 0 VISA INC COM CL A 92826C839 9136 41016 SH SOLE 1 41016 0 0 VISA INC COM CL A 92826C839 12870 57780 SH SOLE 2 57780 0 0 VMWARE INC CL A COM 928563402 3807 25600 SH SOLE 2 25600 0 0 VY GLOBAL GROWTH COM CL A G9444H100 321 32700 SH SOLE 2 32700 0 0 WELLS FARGO CO NEW COM 949746101 12188 262610 SH SOLE 2 262610 0 0 WHIRLPOOL CORP COM 963320106 3124 15325 SH SOLE 2 15325 0 0 WIX COM LTD SHS M98068105 940 3520 SH SOLE 1 3520 0 0 WIX COM LTD SHS M98068105 0 1 SH SOLE 2 1 0 0 XILINX INC COM 983919101 3352 22201 SH SOLE 2 22201 0 0 YANDEX N V SHS CLASS A N97284108 7092 89000 SH SOLE 1 89000 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 422 42757 SH SOLE 2 42757 0 0 YUM CHINA HLDGS INC COM 98850P109 2465 42416 SH SOLE 2 42416 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 336 33227 SH SOLE 2 33227 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 827 5648 SH SOLE 2 5648 0 0 ZUORA INC COM CL A 98983V106 12853 775209 SH SOLE 1 775209 0 0