0000930413-21-001871.txt : 20211112
0000930413-21-001871.hdr.sgml : 20211112
20211112102100
ACCESSION NUMBER: 0000930413-21-001871
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAM Holding AG
CENTRAL INDEX KEY: 0001438848
IRS NUMBER: 000000000
STATE OF INCORPORATION: V8
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13808
FILM NUMBER: 211401042
BUSINESS ADDRESS:
STREET 1: HARDSTRASSE 201
STREET 2: P.O. BOX
CITY: ZURICH
STATE: V8
ZIP: 8037
BUSINESS PHONE: 01141584263030
MAIL ADDRESS:
STREET 1: HARDSTRASSE 201
CITY: ZURICH
STATE: V8
ZIP: 8037
FORMER COMPANY:
FORMER CONFORMED NAME: GAM Holding Ltd.
DATE OF NAME CHANGE: 20091001
FORMER COMPANY:
FORMER CONFORMED NAME: Julius Baer Holding Ltd.
DATE OF NAME CHANGE: 20080627
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001438848
XXXXXXXX
09-30-2021
09-30-2021
false
GAM Holding AG
HARDSTRASSE 201
ZURICH
V8
8037
13F HOLDINGS REPORT
028-13808
N
Elmar Zumbuehl
Group Chief Risk Officer
41-0-58-426-30-30
/s/ Elmar Zumbuehl
Zurich
V8
11-09-2021
2
372
2149208
1
0001229918
GAM INTERNATIONAL MANAGEMENT LTD
2
GAM INVESTMENT MANAGEMENT (SWITZERLAND) AG
INFORMATION TABLE
2
c102459.xml
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28250A105
449
45296
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8X8 INC NEW
COM
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648
20567
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SOLE
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COM
002824100
6919
58574
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ABBVIE INC
COM
00287Y109
2076
19248
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ACCELERON PHARMA INC
COM
00434H108
981
5700
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ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
6882
21512
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21512
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ADAPTIVE BIOTECHNOLOGIES COR
COM
00650F109
482
14175
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ADOBE SYSTEMS INCORPORATED
COM
00724F101
20155
35927
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COM
00724F101
12511
21731
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AEA-BRIDGES IMPACT CORP
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G01046104
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32700
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AFLAC INC
COM
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AKAMAI TECHNOLOGIES INC
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COM
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CAP STK CL C
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10
4
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ALPHABET INC
CAP STK CL A
02079K305
26967
10087
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G03709105
506
51400
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2
51400
0
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ALTRIA GROUP INC
COM
02209S103
8436
185320
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AMAZON COM INC
COM
023135106
2621
798
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798
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AMAZON COM INC
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023135106
16566
5043
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AMBARELLA INC
SHS
G037AX101
480
4905
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SOLE
1
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0
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AMEDISYS INC
COM
023436108
1171
7853
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SOLE
2
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0
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AMGEN INC
COM
031162100
1486
6988
SH
SOLE
2
6988
0
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ANTHEM INC
COM
036752103
7147
19171
SH
SOLE
2
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0
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APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
467
47839
SH
SOLE
2
47839
0
0
APPLE INC
COM
037833100
16822
118886
SH
SOLE
2
118886
0
0
APPLE INC
COM
037833100
207
1463
SH
SOLE
1463
0
0
APPLIED MATLS INC
COM
038222105
3761
29219
SH
SOLE
2
29219
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
84
24100
SH
SOLE
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24100
0
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ASTREA ACQUISITION CORP
COM CL A
04637C106
317
31800
SH
SOLE
2
31800
0
0
ATLANTIC AVE ACQUISITION COR
COM CL A
04906P101
333
34000
SH
SOLE
2
34000
0
0
AUSTERLITZ ACQUISITION CORP
SHS CL A
G0633D109
318
32000
SH
SOLE
2
32000
0
0
AVANTI ACQUISITION CORP
SHS CL A
G0682V109
327
33400
SH
SOLE
2
33400
0
0
BAIDU INC
SPON ADR REP A
056752108
7841
51000
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0
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BAIDU INC
SPON ADR REP A
056752108
2739
17812
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2
17812
0
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BEAM THERAPEUTICS INC
COM
07373V105
336
3856
SH
SOLE
2
3856
0
0
BIOGEN INC
COM
09062X103
1032
3646
SH
SOLE
2
3646
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
816
10562
SH
SOLE
2
10562
0
0
BOOKING HOLDINGS INC
COM
09857L108
9539
4019
SH
SOLE
2
4019
0
0
BORGWARNER INC
COM
099724106
1401
32414
SH
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2
32414
0
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BOSTON SCIENTIFIC CORP
COM
101137107
3458
79695
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2
79695
0
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BP PLC
SPONSORED ADR
055622104
1555
56881
SH
SOLE
2
56881
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
12327
208337
SH
SOLE
2
208337
0
0
BROADCOM INC
COM
11135F101
1266
2611
SH
SOLE
2
2611
0
0
BROADSTONE ACQUISITION CORP
SHS CL A
G1739V100
308
31000
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SOLE
2
31000
0
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BROWN FORMAN CORP
CL B
115637209
13585
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1
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BROWN FORMAN CORP
CL B
115637209
0
4
SH
SOLE
2
4
0
0
CADENCE DESIGN SYSTEM INC
COM
127387108
3712
24514
SH
SOLE
2
24514
0
0
CANADA GOOSE HLDGS INC
SHS SUB VTG
135086106
8538
239368
SH
SOLE
1
239368
0
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CAPRI HOLDINGS LIMITED
SHS
G1890L107
7579
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CAPSTAR SPL PURP ACQUISITION
COM CL A
14070Y101
323
32556
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SOLE
2
32556
0
0
CARDINAL HEALTH INC
COM
14149Y108
430
8687
SH
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2
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0
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CARRIER GLOBAL CORPORATION
COM
14448C104
4027
77802
SH
SOLE
2
77802
0
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CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
304
31000
SH
SOLE
2
31000
0
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CENTENE CORP DEL
COM
15135B101
11427
183388
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2
183388
0
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CERNER CORP
COM
156782104
2432
34485
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2
34485
0
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CF ACQUISITION CORP V
CL A
12520R106
317
32000
SH
SOLE
2
32000
0
0
CF INDS HLDGS INC
COM
125269100
4751
85106
SH
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2
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0
0
CHP MERGER CORP
COM CL A
12558Y106
320
31900
SH
SOLE
2
31900
0
0
CHURCH & DWIGHT INC
COM
171340102
4362
52831
SH
SOLE
2
52831
0
0
CHURCHILL CAPITAL CORP V
COM CL A
17144T107
319
32600
SH
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2
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0
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CIGNA CORP NEW
COM
125523100
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38272
SH
SOLE
1
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0
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CIGNA CORP NEW
COM
125523100
2246
11223
SH
SOLE
2
11223
0
0
CISCO SYS INC
COM
17275R102
8288
152262
SH
SOLE
2
152262
0
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CITIC CAPITAL ACQUISITION CO
COM CL A
G21513109
319
32000
SH
SOLE
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32000
0
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CITIGROUP INC
COM NEW
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9539
135921
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CITIGROUP INC
COM NEW
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CITIGROUP INC
COM NEW
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22
310
SH
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310
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CLOUDFLARE INC
CL A COM
18915M107
18758
166520
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1
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0
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CLOUDFLARE INC
CL A COM
18915M107
0
3
SH
SOLE
2
3
0
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COINBASE GLOBAL INC
COM CL A
19260Q107
28528
125410
SH
SOLE
1
125410
0
0
CONOCOPHILLIPS
COM
20825C104
3863
57000
SH
SOLE
1
57000
0
0
CONOCOPHILLIPS
COM
20825C104
1
17
SH
SOLE
2
17
0
0
COPA HOLDINGS SA
CL A
P31076105
6592
81000
SH
SOLE
1
81000
0
0
CORTEVA INC
COM
22052L104
2653
63038
SH
SOLE
2
63038
0
0
CVS HEALTH CORP
COM
126650100
9592
113033
SH
SOLE
1
113033
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CVS HEALTH CORP
COM
126650100
1
17
SH
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2
17
0
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D AND Z MEDIA ACQUISITION CO
COM CL A
23305Q106
319
32800
SH
SOLE
2
32800
0
0
DADA NEXUS LTD
ADS
23344D108
4148
207000
SH
SOLE
1
207000
0
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DANAHER CORPORATION
COM
235851102
9984
32796
SH
SOLE
2
32796
0
0
DECARBONIZATION PLUS ACQU II
COM CL A
242794105
346
35000
SH
SOLE
2
35000
0
0
DECKERS OUTDOOR CORP
COM
243537107
18516
51405
SH
SOLE
1
51405
0
0
DENALI THERAPEUTICS INC
COM
24823R105
424
8403
SH
SOLE
2
8403
0
0
DEXCOM INC
COM
252131107
2151
3934
SH
SOLE
2
3934
0
0
DISCOVERY INC
COM SER A
25470F104
3944
155407
SH
SOLE
2
155407
0
0
DISCOVERY INC
COM SER C
25470F302
0
4
SH
SOLE
2
4
0
0
DOCUSIGN INC
COM
256163106
1994
10125
SH
SOLE
1
10125
0
0
DOCUSIGN INC
COM
256163106
1
2
SH
SOLE
2
2
0
0
DPCM CAP INC
COM CL A
23344P101
319
32600
SH
SOLE
2
32600
0
0
DR REDDYS LABS LTD
ADR
256135203
2427
37253
SH
SOLE
2
37253
0
0
DROPBOX INC
CL A
26210C104
15541
531860
SH
SOLE
1
531860
0
0
DROPBOX INC
CL A
26210C104
0
4
SH
SOLE
2
4
0
0
ECP ENVIRONMENTAL GW OPT COR
COM CL A
26829T100
338
34200
SH
SOLE
2
34200
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
8949
79044
SH
SOLE
2
79044
0
0
ELANCO ANIMAL HEALTH INC
COM
28414H103
944
29614
SH
SOLE
2
29614
0
0
ELECTRONIC ARTS INC
COM
285512109
9670
67977
SH
SOLE
2
67977
0
0
ENVIRONMENTAL IMPACT ACQU CO
COM CL A
29408N106
316
32000
SH
SOLE
2
32000
0
0
EOG RES INC
COM
26875P101
5805
72322
SH
SOLE
2
72322
0
0
EPAM SYS INC
COM
29414B104
8511
17304
SH
SOLE
1
17304
0
0
EPAM SYS INC
COM
29414B104
3671
6436
SH
SOLE
2
6436
0
0
EVOLENT HEALTH INC
CL A
30050B101
777
25063
SH
SOLE
2
25063
0
0
EXACT SCIENCES CORP
COM
30063P105
674
7063
SH
SOLE
2
7063
0
0
EXONE CO
COM
302104104
507
21700
SH
SOLE
2
21700
0
0
EXXON MOBIL CORP
COM
30231G102
4629
78706
SH
SOLE
2
78706
0
0
FACEBOOK INC
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30303M102
34718
102294
SH
SOLE
1
102294
0
0
FACEBOOK INC
CL A
30303M102
24805
73088
SH
SOLE
2
73088
0
0
FATE THERAPEUTICS INC
COM
31189P102
469
7915
SH
SOLE
2
7915
0
0
FEDEX CORP
COM
31428X106
62
281
SH
SOLE
1
281
0
0
FEDEX CORP
COM
31428X106
5595
25515
SH
SOLE
2
25515
0
0
FERRO CORP
COM
315405100
826
40600
SH
SOLE
2
40600
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
9682
79570
SH
SOLE
1
79570
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
1
8
SH
SOLE
2
8
0
0
FIRST RESERVE SUSTAINABLE GW
CLASS A COM
336169107
319
32200
SH
SOLE
2
32200
0
0
FIRSTMARK HORIZON ACQUISITIO
CL A COM
33765Y101
304
31000
SH
SOLE
2
31000
0
0
FISERV INC
COM
337738108
8762
80753
SH
SOLE
2
80753
0
0
FLAME ACQUISITION CORP
COM CL A
33850F108
332
34165
SH
SOLE
2
34165
0
0
FLEXION THERAPEUTICS INC
COM
33938J106
454
74442
SH
SOLE
2
74442
0
0
FMC CORP
COM NEW
302491303
1322
14442
SH
SOLE
2
14442
0
0
FORTINET INC
COM
34959E109
4379
14994
SH
SOLE
2
14994
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
13701
421180
SH
SOLE
1
421180
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
1
19
SH
SOLE
2
19
0
0
FRONTIER COMMUNICATIONS PARE
COM
35909D109
12681
455000
SH
SOLE
1
455000
0
0
FULL TRUCK ALLIANCE CO LTD
SPONSORED ADS
35969L108
11205
730940
SH
SOLE
1
730940
0
0
GDS HLDGS LTD
SPONSORED ADS
36165L108
3340
59000
SH
SOLE
1
59000
0
0
GILEAD SCIENCES INC
COM
375558103
9526
136384
SH
SOLE
2
136384
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
4138
108305
SH
SOLE
2
108305
0
0
GLOBANT S A
COM
L44385109
1293
4600
SH
SOLE
1
4600
0
0
GOAL ACQUISITIONS CORP
COM
38021H107
326
33500
SH
SOLE
2
33500
0
0
GOPRO INC
CL A
38268T103
588
51399
SH
SOLE
1
51399
0
0
GORES METROPOULOS II INC
CL A
382873107
644
65200
SH
SOLE
2
65200
0
0
GREAT WESTERN BANCORP INC
COM
391416104
1473
45000
SH
SOLE
2
45000
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
9615
131551
SH
SOLE
1
131551
0
0
HDFC BANK LTD
SPONSORED ADS
40415F101
15632
198314
SH
SOLE
2
198314
0
0
HEALTHCARE CAPITAL CORP
COM CL A
42228C101
345
35000
SH
SOLE
2
35000
0
0
HELLO GROUP INC
ADS
423403104
1587
150000
SH
SOLE
2
150000
0
0
HENNESSY CAPITAL INVS CORP V
COM CL A
42589T107
302
30600
SH
SOLE
2
30600
0
0
HENRY JACK & ASSOC INC
COM
426281101
2722
16593
SH
SOLE
2
16593
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
22020
166677
SH
SOLE
1
166677
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A203
0
4
SH
SOLE
2
4
0
0
HOME DEPOT INC
COM
437076102
3842
11705
SH
SOLE
2
11705
0
0
HONEYWELL INTL INC
COM
438516106
8102
38169
SH
SOLE
2
38169
0
0
HORIZON ACQUISITION CORP
COM CL A
G46049105
320
32100
SH
SOLE
2
32100
0
0
HUMANA INC
COM
444859102
1849
4752
SH
SOLE
2
4752
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
7876
509450
SH
SOLE
2
509450
0
0
ICICI BANK LIMITED
ADR
45104G104
10228
542000
SH
SOLE
1
542000
0
0
ICICI BANK LIMITED
ADR
45104G104
6188
327950
SH
SOLE
2
327950
0
0
ICON PLC
SHS
G4705A100
9073
34627
SH
SOLE
2
34627
0
0
IDEXX LABS INC
COM
45168D104
4128
6638
SH
SOLE
2
6638
0
0
IEC ELECTRS CORP NEW
COM
44949L105
521
34000
SH
SOLE
2
34000
0
0
IHS MARKIT LTD
SHS
G47567105
3983
34155
SH
SOLE
2
34155
0
0
ILLUMINA INC
COM
452327109
1325
3268
SH
SOLE
2
3268
0
0
IMMUNITYBIO INC
COM
45256X103
324
33239
SH
SOLE
2
33239
0
0
INFOSYS LTD
SPONSORED ADR
456788108
11370
511018
SH
SOLE
2
511018
0
0
INOVALON HLDGS INC
COM CL A
45781D101
3078
76395
SH
SOLE
2
76395
0
0
INSU ACQUISITION CORP III
COM CL A
457817104
108
10964
SH
SOLE
2
10964
0
0
INTEL CORP
COM
458140100
5812
109075
SH
SOLE
2
109075
0
0
INTERPRIVATE III FINANCIAL P
COM CL A
46064R106
319
32200
SH
SOLE
2
32200
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
40712
40952
SH
SOLE
1
40952
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
5276
5308
SH
SOLE
2
5308
0
0
INVITAE CORP
COM
46185L103
629
22126
SH
SOLE
2
22126
0
0
ION ACQUISITION CORP 2 LTD
SHS CL A
G49393104
320
32300
SH
SOLE
2
32300
0
0
IQVIA HLDGS INC
COM
46266C105
3267
13639
SH
SOLE
2
13639
0
0
IRHYTHM TECHNOLOGIES INC
COM
450056106
896
15296
SH
SOLE
2
15296
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
1847
29900
SH
SOLE
2
29900
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
798
3650
SH
SOLE
2
3650
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
75
342
SH
SOLE
342
0
0
ISHARES TR
U.S. FINLS ETF
464287788
306
3706
SH
SOLE
3706
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
3385
31000
SH
SOLE
2
31000
0
0
JD.COM INC
SPON ADR CL A
47215P106
19207
265883
SH
SOLE
1
265883
0
0
JOHNSON & JOHNSON
COM
478160104
49
305
SH
SOLE
1
305
0
0
JOHNSON & JOHNSON
COM
478160104
9379
58072
SH
SOLE
2
58072
0
0
JPMORGAN CHASE & CO
COM
46625H100
11027
67366
SH
SOLE
2
67366
0
0
KADMON HLDGS INC
COM
48283N106
1581
181500
SH
SOLE
2
181500
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
253
933
SH
SOLE
1
933
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
2653
9801
SH
SOLE
2
9801
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
16503
100453
SH
SOLE
1
100453
0
0
KEYSIGHT TECHNOLOGIES INC
COM
49338L103
0
2
SH
SOLE
2
2
0
0
KHOSLA VENTURES ACQUISITION
CL A
482504107
323
32700
SH
SOLE
2
32700
0
0
KLA CORP
COM NEW
482480100
3413
10203
SH
SOLE
2
10203
0
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
509
1809
SH
SOLE
2
1809
0
0
LAM RESEARCH CORP
COM
512807108
3150
5535
SH
SOLE
2
5535
0
0
LAUDER ESTEE COS INC
CL A
518439104
24387
81310
SH
SOLE
1
81310
0
0
LAUDER ESTEE COS INC
CL A
518439104
6459
21536
SH
SOLE
2
21536
0
0
LEFTERIS ACQUISITION CORP
COM CL A
52470X109
305
31200
SH
SOLE
2
31200
0
0
LENNAR CORP
CL A
526057104
9235
98576
SH
SOLE
1
98576
0
0
LENNAR CORP
CL A
526057104
0
4
SH
SOLE
2
4
0
0
LEO HLDGS CORP II
COM CL A
G5463R102
124
12780
SH
SOLE
2
12780
0
0
LEVERE HOLDINGS CORP
CLASS A ORD SHS
G5462L106
303
31000
SH
SOLE
2
31000
0
0
LEVI STRAUSS & CO NEW
CL A COM STK
52736R102
8415
343340
SH
SOLE
1
343340
0
0
LEXINFINTECH HLDGS LTD
ADR
528877103
3346
568000
SH
SOLE
1
568000
0
0
LIBERTY GLOBAL PLC
SHS CL A
G5480U104
803
26958
SH
SOLE
2
26958
0
0
LIBERTY GLOBAL PLC
SHS CL C
G5480U120
0
4
SH
SOLE
2
4
0
0
LILLY ELI & CO
COM
532457108
1403
6071
SH
SOLE
2
6071
0
0
LIONHEART ACQUISITION CORP I
COM CL A
53625R104
186
18797
SH
SOLE
2
18797
0
0
LONGVIEW ACQUISITION CORP II
COM CL A
54319Q105
320
32400
SH
SOLE
2
32400
0
0
LOWES COS INC
COM
548661107
268
1321
SH
SOLE
1
1321
0
0
LOWES COS INC
COM
548661107
2
9
SH
SOLE
2
9
0
0
LULULEMON ATHLETICA INC
COM
550021109
14404
35591
SH
SOLE
1
35591
0
0
LULULEMON ATHLETICA INC
COM
550021109
1
2
SH
SOLE
2
2
0
0
MAGNUM OPUS ACQUISITION LTD
SHS CL A
G5S70A104
151
15296
SH
SOLE
2
15296
0
0
MARAVAI LIFESCIENCES HLDGS I
COM CL A
56600D107
1685
34333
SH
SOLE
2
34333
0
0
MARKEL CORP
COM
570535104
9242
7733
SH
SOLE
2
7733
0
0
MARKETAXESS HLDGS INC
COM
57060D108
2364
5619
SH
SOLE
2
5619
0
0
MARQUEE RAINE ACQUISITION CO
CL A SHS
G58442107
537
53773
SH
SOLE
2
53773
0
0
MARVELL TECHNOLOGY INC
COM
573874104
46398
769333
SH
SOLE
1
769333
0
0
MARVELL TECHNOLOGY INC
COM
573874104
1
10
SH
SOLE
2
10
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
5884
16803
SH
SOLE
1
16803
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
9358
26915
SH
SOLE
2
26915
0
0
MATCH GROUP INC NEW
COM
57667L107
2804
17859
SH
SOLE
2
17859
0
0
MCDONALDS CORP
COM
580135101
3761
15600
SH
SOLE
1
15600
0
0
MCDONALDS CORP
COM
580135101
2
9
SH
SOLE
2
9
0
0
MDH ACQUISITION CORP
COM CL A
55283P106
481
48881
SH
SOLE
2
48881
0
0
MEDALLIA INC
COM
584021109
1599
47200
SH
SOLE
2
47200
0
0
MEDTECH ACQUISITION CORP
COM CL A
58507N105
318
32000
SH
SOLE
2
32000
0
0
MEDTRONIC PLC
SHS
G5960L103
5740
45789
SH
SOLE
2
45789
0
0
MERCADOLIBRE INC
COM
58733R102
5038
3000
SH
SOLE
1
3000
0
0
MERCADOLIBRE INC
COM
58733R102
1
1
SH
SOLE
2
1
0
0
MERCK & CO INC
COM
58933Y105
10233
136245
SH
SOLE
2
136245
0
0
MICRON TECHNOLOGY INC
COM
595112103
3383
39092
SH
SOLE
1
39092
0
0
MICRON TECHNOLOGY INC
COM
595112103
1
14
SH
SOLE
2
14
0
0
MICROSOFT CORP
COM
594918104
77796
275951
SH
SOLE
1
275951
0
0
MICROSOFT CORP
COM
594918104
41132
145899
SH
SOLE
2
145899
0
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
4330
93358
SH
SOLE
2
93358
0
0
MONOLITHIC PWR SYS INC
COM
609839105
2317
6763
SH
SOLE
1
6763
0
0
MONOLITHIC PWR SYS INC
COM
609839105
0
1
SH
SOLE
2
1
0
0
MOSAIC CO NEW
COM
61945C103
13672
382768
SH
SOLE
2
382768
0
0
MUDRICK CAPITAL ACQU CORP II
COM CL A
62477L107
305
30700
SH
SOLE
2
30700
0
0
MYT NETHERLANDS PARENT B V
ADS
55406W103
19853
738029
SH
SOLE
1
738029
0
0
NEOGENOMICS INC
COM NEW
64049M209
816
16909
SH
SOLE
2
16909
0
0
NETEASE INC
SPONSORED ADS
64110W102
2477
29000
SH
SOLE
1
29000
0
0
NETFLIX INC
COM
64110L106
26757
43840
SH
SOLE
1
43840
0
0
NETFLIX INC
COM
64110L106
3
6
SH
SOLE
2
6
0
0
NEUROCRINE BIOSCIENCES INC
COM
64125C109
1205
12568
SH
SOLE
2
12568
0
0
NEW RELIC INC
COM
64829B100
10418
145152
SH
SOLE
1
145152
0
0
NEW VISTA ACQUISITION CORP
CL A SHS
G6529L105
320
32800
SH
SOLE
2
32800
0
0
NEWMONT CORP
COM
651639106
80
1476
SH
SOLE
1
1476
0
0
NEWMONT CORP
COM
651639106
4386
80773
SH
SOLE
2
80773
0
0
NIKE INC
CL B
654106103
26387
181690
SH
SOLE
1
181690
0
0
NIKE INC
CL B
654106103
5055
34810
SH
SOLE
2
34810
0
0
NIO INC
SPON ADS
62914V106
5740
161093
SH
SOLE
1
161093
0
0
NORTHERN GENESIS ACQUISITION
COMMON STOCK
66516U101
202
20364
SH
SOLE
2
20364
0
0
NORTONLIFELOCK INC
COM
668771108
1012
47960
SH
SOLE
1
47960
0
0
NORTONLIFELOCK INC
COM
668771108
0
7
SH
SOLE
2
7
0
0
NUTRIEN LTD
COM
67077M108
7725
119162
SH
SOLE
1
119162
0
0
NVIDIA CORPORATION
COM
67066G104
10992
53062
SH
SOLE
2
53062
0
0
OMNICELL COM
COM
68213N109
22768
153391
SH
SOLE
1
153391
0
0
ON SEMICONDUCTOR CORP
COM
682189105
1688
36883
SH
SOLE
2
36883
0
0
ORACLE CORP
COM
68389X105
16785
192644
SH
SOLE
2
192644
0
0
OUTSET MED INC
COM
690145107
9596
194100
SH
SOLE
1
194100
0
0
OVERSTOCK COM INC DEL
COM
690370101
367
5642
SH
SOLE
1
5642
0
0
PACIFIC BIOSCIENCES CALIF IN
COM
69404D108
758
29670
SH
SOLE
2
29670
0
0
PAGSEGURO DIGITAL LTD
COM CL A
G68707101
1231
23800
SH
SOLE
1
23800
0
0
PALO ALTO NETWORKS INC
COM
697435105
1946
4063
SH
SOLE
2
4063
0
0
PATHFINDER ACQUISITION CORP
CL A
G04119106
316
32000
SH
SOLE
2
32000
0
0
PAYPAL HLDGS INC
COM
70450Y103
24136
92755
SH
SOLE
1
92755
0
0
PAYPAL HLDGS INC
COM
70450Y103
9295
35722
SH
SOLE
2
35722
0
0
PEGASYSTEMS INC
COM
705573103
25143
197822
SH
SOLE
1
197822
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
8515
97823
SH
SOLE
1
97823
0
0
PELOTON INTERACTIVE INC
CL A COM
70614W100
0
3
SH
SOLE
2
3
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
2854
276000
SH
SOLE
1
276000
0
0
PFIZER INC
COM
717081103
2244
52169
SH
SOLE
2
52169
0
0
PILGRIMS PRIDE CORP
COM
72147K108
565
19424
SH
SOLE
2
19424
0
0
PINDUODUO INC
SPONSORED ADS
722304102
4044
44600
SH
SOLE
1
44600
0
0
PINDUODUO INC
SPONSORED ADS
722304102
2482
18000
SH
SOLE
2
18000
0
0
PIONEER MERGER CORP
CL A SHS
G7S24C103
304
30596
SH
SOLE
2
30596
0
0
PNM RES INC
COM
69349H107
3560
71950
SH
SOLE
2
71950
0
0
PPL CORP
COM
69351T106
5276
189226
SH
SOLE
2
189226
0
0
PROCORE TECHNOLOGIES INC
COM
74275K108
8630
96600
SH
SOLE
1
96600
0
0
PTC INC
COM
69370C100
20016
167091
SH
SOLE
1
167091
0
0
PTC INC
COM
69370C100
0
1
SH
SOLE
2
1
0
0
PULTE GROUP INC
COM
745867101
6739
146754
SH
SOLE
1
146754
0
0
PULTE GROUP INC
COM
745867101
0
3
SH
SOLE
2
3
0
0
PURE STORAGE INC
CL A
74624M102
20838
828211
SH
SOLE
1
828211
0
0
PVH CORPORATION
COM
693656100
7423
72211
SH
SOLE
1
72211
0
0
QORVO INC
COM
74736K101
1791
10714
SH
SOLE
2
10714
0
0
QUEENS GAMBIT GROWTH CAPITAL
CL A SHS
G7315C101
502
50900
SH
SOLE
2
50900
0
0
RAVEN INDS INC
COM
754212108
507
8800
SH
SOLE
2
8800
0
0
REATA PHARMACEUTICALS INC
CL A
75615P103
2712
26959
SH
SOLE
2
26959
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
1050
1735
SH
SOLE
2
1735
0
0
REGENXBIO INC
COM
75901B107
1085
25894
SH
SOLE
2
25894
0
0
REINVENT TECHNOLOGY PARTNERS
CLASS A ORD SHS
G7484L106
321
32300
SH
SOLE
2
32300
0
0
ROBLOX CORP
CL A
771049103
12958
171510
SH
SOLE
1
171510
0
0
ROCKWELL AUTOMATION INC
COM
773903109
3622
12316
SH
SOLE
2
12316
0
0
ROKU INC
COM CL A
77543R102
23321
72092
SH
SOLE
1
72092
0
0
ROKU INC
COM CL A
77543R102
0
1
SH
SOLE
2
1
0
0
ROPER TECHNOLOGIES INC
COM
776696106
6576
14740
SH
SOLE
2
14740
0
0
ROTH CH ACQUISITION III CO
COM
77867Q102
323
32500
SH
SOLE
2
32500
0
0
S&P GLOBAL INC
COM
78409V104
7314
17214
SH
SOLE
2
17214
0
0
SAILPOINT TECHNOLOGIES HLDGS
COM
78781P105
704
14226
SH
SOLE
1
14226
0
0
SALESFORCE COM INC
COM
79466L302
1385
5108
SH
SOLE
1
5108
0
0
SALESFORCE COM INC
COM
79466L302
5061
18661
SH
SOLE
2
18661
0
0
SANTANDER CONSUMER USA HLDGS
COM
80283M101
362
8678
SH
SOLE
2
8678
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
665
7186
SH
SOLE
2
7186
0
0
SCHWAB CHARLES CORP
COM
808513105
9265
127197
SH
SOLE
2
127197
0
0
SCORE MEDIA & GAMING INC
CL A SUB VTG SHS
80919D202
565
16500
SH
SOLE
2
16500
0
0
SEA LTD
SPONSORD ADS
81141R100
3935
12345
SH
SOLE
2
12345
0
0
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
35927
435368
SH
SOLE
1
435368
0
0
SEAGATE TECHNOLOGY HLDNGS PL
ORD SHS
G7997R103
0
3
SH
SOLE
2
3
0
0
SELECT INTERIOR CONCEPTS INC
CL A
816120307
805
55800
SH
SOLE
2
55800
0
0
SENIOR CONNECT ACQUISITN COR
COM CL A
81723H108
319
32700
SH
SOLE
2
32700
0
0
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
19001
347240
SH
SOLE
1
347240
0
0
SENSATA TECHNOLOGIES HLDG PL
SHS
G8060N102
0
2
SH
SOLE
2
2
0
0
SERVICENOW INC
COM
81762P102
34559
55537
SH
SOLE
1
55537
0
0
SERVICENOW INC
COM
81762P102
3611
5803
SH
SOLE
2
5803
0
0
SEVEN OAKS ACQUISITION CORP
COM CL A
81787X106
509
51300
SH
SOLE
2
51300
0
0
SILVER CREST ACQUISITION COR
CL A SHS
G81355102
438
44576
SH
SOLE
2
44576
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
3640
28004
SH
SOLE
2
28004
0
0
SK TELECOM LTD
SPONSORED ADR
78440P108
2677
88938
SH
SOLE
2
88938
0
0
SLAM CORP
CL A SHS
G8210L105
319
32700
SH
SOLE
2
32700
0
0
SOCIEDAD QUIMICA Y MINERA DE
SPON ADR SER B
833635105
4298
80000
SH
SOLE
1
80000
0
0
SOLITON INC
COM
834251100
745
36600
SH
SOLE
2
36600
0
0
SONOS INC
COM
83570H108
6373
196929
SH
SOLE
1
196929
0
0
SONY GROUP CORPORATION
SPONSORED ADR
835699307
4438
40133
SH
SOLE
1
40133
0
0
SPORTS ENTERTAINMENT ACQU CO
COM CL A
84918M106
323
32200
SH
SOLE
2
32200
0
0
STARBUCKS CORP
COM
855244109
3618
32800
SH
SOLE
1
32800
0
0
STARBUCKS CORP
COM
855244109
2
15
SH
SOLE
2
15
0
0
STRYKER CORPORATION
COM
863667101
2598
9852
SH
SOLE
2
9852
0
0
SWITCHBACK II CORPORATION
COM CL A
G8633T115
349
35000
SH
SOLE
2
35000
0
0
SYNOPSYS INC
COM
871607107
3331
11125
SH
SOLE
2
11125
0
0
SYSCO CORP
COM
871829107
1644
20941
SH
SOLE
2
20941
0
0
TAILWIND ACQUISITION CORP
COM CL A
87403Q102
636
65000
SH
SOLE
2
65000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
14980
134165
SH
SOLE
1
134165
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
13791
123516
SH
SOLE
2
123516
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
3362
150000
SH
SOLE
2
150000
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
7224
52642
SH
SOLE
2
52642
0
0
TELADOC HEALTH INC
COM
87918A105
495
3902
SH
SOLE
2
3902
0
0
TEXAS INSTRS INC
COM
882508104
3907
20328
SH
SOLE
2
20328
0
0
THE REALREAL INC
COM
88339P101
4379
332237
SH
SOLE
1
332237
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
7317
12807
SH
SOLE
1
12807
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
16851
29494
SH
SOLE
2
29494
0
0
TJX COS INC NEW
COM
872540109
18597
281854
SH
SOLE
1
281854
0
0
TJX COS INC NEW
COM
872540109
1
15
SH
SOLE
2
15
0
0
TOLL BROTHERS INC
COM
889478103
4489
81190
SH
SOLE
2
81190
0
0
TRIP COM GROUP LTD
ADS
89677Q107
8668
281871
SH
SOLE
1
281871
0
0
TRIP COM GROUP LTD
ADS
89677Q107
2717
70000
SH
SOLE
2
70000
0
0
TWIST BIOSCIENCE CORP
COM
90184D100
481
4499
SH
SOLE
2
4499
0
0
TYSON FOODS INC
CL A
902494103
3081
39032
SH
SOLE
2
39032
0
0
UNION PAC CORP
COM
907818108
2654
13542
SH
SOLE
2
13542
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
3230
282624
SH
SOLE
2
282624
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
19427
49718
SH
SOLE
2
49718
0
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
417
3011
SH
SOLE
2
3011
0
0
VAIL RESORTS INC
COM
91879Q109
10425
31207
SH
SOLE
1
31207
0
0
VAIL RESORTS INC
COM
91879Q109
0
1
SH
SOLE
2
1
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
38590
97845
SH
SOLE
2
97845
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
3911
78200
SH
SOLE
2
78200
0
0
VEEVA SYS INC
CL A COM
922475108
10135
35397
SH
SOLE
1
35397
0
0
VEEVA SYS INC
CL A COM
922475108
6566
22787
SH
SOLE
2
22787
0
0
VELOCITY ACQUISITION CORP
COM CL A
92259E104
510
51700
SH
SOLE
2
51700
0
0
VERISK ANALYTICS INC
COM
92345Y106
4678
23357
SH
SOLE
2
23357
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
1312
7235
SH
SOLE
2
7235
0
0
VIPSHOP HOLDINGS LIMITED
SPONSORED ADS A
92763W103
2830
254000
SH
SOLE
1
254000
0
0
VIRTUOSO ACQUISITION CORP
COM CL A
92837J104
318
32100
SH
SOLE
2
32100
0
0
VISA INC
COM CL A
92826C839
9136
41016
SH
SOLE
1
41016
0
0
VISA INC
COM CL A
92826C839
12870
57780
SH
SOLE
2
57780
0
0
VMWARE INC
CL A COM
928563402
3807
25600
SH
SOLE
2
25600
0
0
VY GLOBAL GROWTH
COM CL A
G9444H100
321
32700
SH
SOLE
2
32700
0
0
WELLS FARGO CO NEW
COM
949746101
12188
262610
SH
SOLE
2
262610
0
0
WHIRLPOOL CORP
COM
963320106
3124
15325
SH
SOLE
2
15325
0
0
WIX COM LTD
SHS
M98068105
940
3520
SH
SOLE
1
3520
0
0
WIX COM LTD
SHS
M98068105
0
1
SH
SOLE
2
1
0
0
XILINX INC
COM
983919101
3352
22201
SH
SOLE
2
22201
0
0
YANDEX N V
SHS CLASS A
N97284108
7092
89000
SH
SOLE
1
89000
0
0
YUCAIPA ACQUISITION CORP
COM
G9879L105
422
42757
SH
SOLE
2
42757
0
0
YUM CHINA HLDGS INC
COM
98850P109
2465
42416
SH
SOLE
2
42416
0
0
ZANITE ACQUISITION CORP
COM CL A
98907K103
336
33227
SH
SOLE
2
33227
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
827
5648
SH
SOLE
2
5648
0
0
ZUORA INC
COM CL A
98983V106
12853
775209
SH
SOLE
1
775209
0
0