0000930413-21-001051.txt : 20210510 0000930413-21-001051.hdr.sgml : 20210510 20210510130145 ACCESSION NUMBER: 0000930413-21-001051 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GAM Holding AG CENTRAL INDEX KEY: 0001438848 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13808 FILM NUMBER: 21906046 BUSINESS ADDRESS: STREET 1: HARDSTRASSE 201 STREET 2: P.O. BOX CITY: ZURICH STATE: V8 ZIP: 8037 BUSINESS PHONE: 01141584263030 MAIL ADDRESS: STREET 1: HARDSTRASSE 201 CITY: ZURICH STATE: V8 ZIP: 8037 FORMER COMPANY: FORMER CONFORMED NAME: GAM Holding Ltd. DATE OF NAME CHANGE: 20091001 FORMER COMPANY: FORMER CONFORMED NAME: Julius Baer Holding Ltd. DATE OF NAME CHANGE: 20080627 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001438848 XXXXXXXX 03-31-2021 03-31-2021 false GAM Holding AG
HARDSTRASSE 201 ZURICH V8 8037
13F HOLDINGS REPORT 028-13808 N
Elmar Zumbuehl Group Chief Risk Officer 41-0-58-426-30-30 /s/ Elmar Zumbuehl Zurich V8 05-05-2021 2 550 2150000 1 0001229918 GAM INTERNATIONAL MANAGEMENT LTD 2 GAM INVESTMENT MANAGEMENT (SWITZERLAND) AG
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INC COM 58933Y105 85 1102 SH SOLE 1102 0 0 MICHAELS COS INC COM 59408Q106 1301 59300 SH SOLE 2 59300 0 0 MICRON TECHNOLOGY INC COM 595112103 19964 226328 SH SOLE 1 226328 0 0 MICRON TECHNOLOGY INC COM 595112103 1 15 SH SOLE 2 15 0 0 MICRON TECHNOLOGY INC COM 595112103 19 212 SH SOLE 212 0 0 MICROSOFT CORP COM 594918104 52088 220928 SH SOLE 1 220928 0 0 MICROSOFT CORP COM 594918104 32100 136150 SH SOLE 2 136150 0 0 MICROSOFT CORP COM 594918104 187 792 SH SOLE 792 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 4738 92623 SH SOLE 2 92623 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 29 570 SH SOLE 570 0 0 MONDELEZ INTL INC CL A 609207105 6346 108431 SH SOLE 1 108431 0 0 MONDELEZ INTL INC CL A 609207105 1 19 SH SOLE 2 19 0 0 MONOLITHIC PWR SYS INC COM 609839105 2317 6763 SH SOLE 1 6763 0 0 MONOLITHIC PWR SYS INC COM 609839105 0 1 SH SOLE 2 1 0 0 MONOLITHIC PWR SYS INC COM 609839105 4 10 SH SOLE 10 0 0 MOSAIC CO NEW COM 61945C103 8048 254588 SH SOLE 2 254588 0 0 NAVISTAR INTL CORP NEW COM 63934E108 2606 59193 SH SOLE 2 59193 0 0 NEKTAR THERAPEUTICS COM 640268108 1028 51403 SH SOLE 2 51403 0 0 NEOGENOMICS INC COM NEW 64049M209 1691 35070 SH SOLE 2 35070 0 0 NETEASE INC SPONSORED ADS 64110W102 5545 53700 SH SOLE 1 53700 0 0 NETEASE INC SPONSORED ADS 64110W102 2637 25536 SH SOLE 2 25536 0 0 NETEASE INC SPONSORED ADS 64110W102 3083 29860 SH SOLE 29860 0 0 NETFLIX INC COM 64110L106 12523 24007 SH SOLE 1 24007 0 0 NETFLIX INC COM 64110L106 3 6 SH SOLE 2 6 0 0 NETFLIX INC COM 64110L106 39 74 SH SOLE 74 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 1916 19704 SH SOLE 2 19704 0 0 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 2240 160000 SH SOLE 1 160000 0 0 NEW ORIENTAL ED & TECHNOLOGY SPON ADR 647581107 1435 102479 SH SOLE 2 102479 0 0 NEW RELIC INC COM 64829B100 6905 112312 SH SOLE 1 112312 0 0 NEWMONT CORP COM 651639106 99 1639 SH SOLE 1 1639 0 0 NEWMONT CORP COM 651639106 4855 80548 SH SOLE 2 80548 0 0 NEWMONT CORP COM 651639106 17 276 SH SOLE 276 0 0 NEXTERA ENERGY INC COM 65339F101 210 2781 SH SOLE 2 2781 0 0 NEXTERA ENERGY INC COM 65339F101 3 46 SH SOLE 46 0 0 NIKE INC CL B 654106103 23153 174228 SH SOLE 1 174228 0 0 NIKE INC CL B 654106103 4688 35277 SH SOLE 2 35277 0 0 NIKE INC CL B 654106103 32 243 SH SOLE 243 0 0 NIO INC SPON ADS 62914V106 7484 192000 SH SOLE 1 192000 0 0 NIO INC SPON ADS 62914V106 0 8 SH SOLE 2 8 0 0 NIO INC SPON ADS 62914V106 2660 68233 SH SOLE 68233 0 0 NOMAD FOODS LTD USD ORD SHS G6564A105 252 9170 SH SOLE 2 9170 0 0 NORTONLIFELOCK INC COM 668771108 1012 47960 SH SOLE 1 47960 0 0 NORTONLIFELOCK INC COM 668771108 0 7 SH SOLE 2 7 0 0 NORTONLIFELOCK INC COM 668771108 4 179 SH SOLE 179 0 0 NUTRIEN LTD COM 67077M108 14309 265522 SH SOLE 1 265522 0 0 NVIDIA CORPORATION COM 67066G104 70 132 SH SOLE 1 132 0 0 NVIDIA CORPORATION COM 67066G104 5006 9375 SH SOLE 2 9375 0 0 NVIDIA CORPORATION COM 67066G104 37 70 SH SOLE 70 0 0 OMNICELL COM COM 68213N109 15306 117889 SH SOLE 1 117889 0 0 OMNICELL COM COM 68213N109 118 906 SH SOLE 906 0 0 ORACLE CORP COM 68389X105 12928 184241 SH SOLE 2 184241 0 0 ORACLE CORP COM 68389X105 81 1159 SH SOLE 1159 0 0 OVERSTOCK COM INC DEL COM 690370101 367 5642 SH SOLE 1 5642 0 0 PACCAR INC COM 693718108 0 5 SH SOLE 2 5 0 0 PACCAR INC COM 693718108 236 2539 SH SOLE 2539 0 0 PAGSEGURO DIGITAL LTD COM CL A G68707101 870 18800 SH SOLE 1 18800 0 0 PALO ALTO NETWORKS INC COM 697435105 1309 4064 SH SOLE 2 4064 0 0 PAYPAL HLDGS INC COM 70450Y103 7984 33045 SH SOLE 1 33045 0 0 PAYPAL HLDGS INC COM 70450Y103 3496 14397 SH SOLE 2 14397 0 0 PAYPAL HLDGS INC COM 70450Y103 53 220 SH SOLE 220 0 0 PEGASYSTEMS INC COM 705573103 8602 74811 SH SOLE 1 74811 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 7677 68273 SH SOLE 1 68273 0 0 PELOTON INTERACTIVE INC CL A COM 70614W100 0 3 SH SOLE 2 3 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 650 36300 SH SOLE 2 36300 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3053 360000 SH SOLE 1 360000 0 0 PFIZER INC COM 717081103 4920 135804 SH SOLE 2 135804 0 0 PFIZER INC COM 717081103 54 1478 SH SOLE 1478 0 0 PINDUODUO INC SPONSORED ADS 722304102 7096 53000 SH SOLE 1 53000 0 0 PINDUODUO INC SPONSORED ADS 722304102 3735 27900 SH SOLE 2 27900 0 0 PINDUODUO INC SPONSORED ADS 722304102 2838 21196 SH SOLE 21196 0 0 PINTEREST INC CL A 72352L106 12934 174718 SH SOLE 1 174718 0 0 PINTEREST INC CL A 72352L106 0 7 SH SOLE 2 7 0 0 PLURALSIGHT INC COM CL A 72941B106 659 29500 SH SOLE 2 29500 0 0 PNM RES INC COM 69349H107 3622 73850 SH SOLE 2 73850 0 0 PPL CORP COM 69351T106 5470 189674 SH SOLE 2 189674 0 0 PPL CORP COM 69351T106 26 898 SH SOLE 898 0 0 PRA HEALTH SCIENCES INC COM 69354M108 909 5927 SH SOLE 2 5927 0 0 PROCTER AND GAMBLE CO COM 742718109 5223 38567 SH SOLE 2 38567 0 0 PROCTER AND GAMBLE CO COM 742718109 67 498 SH SOLE 498 0 0 PROGRESSIVE CORP COM 743315103 220 2297 SH SOLE 2 2297 0 0 PROGRESSIVE CORP COM 743315103 15 154 SH SOLE 154 0 0 PROOFPOINT INC COM 743424103 434 3464 SH SOLE 1 3464 0 0 PTC INC COM 69370C100 16040 116525 SH SOLE 1 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COM 79466L302 1059 5000 SH Call SOLE 2 5000 0 0 SALESFORCE COM INC COM 79466L302 5 25 SH SOLE 25 0 0 SAREPTA THERAPEUTICS INC COM 803607100 536 7187 SH SOLE 2 7187 0 0 SCHWAB CHARLES CORP COM 808513105 8324 127709 SH SOLE 2 127709 0 0 SEA LTD SPONSORD ADS 81141R100 2768 12400 SH SOLE 1 12400 0 0 SEA LTD SPONSORD ADS 81141R100 1675 7502 SH SOLE 2 7502 0 0 SEA LTD SPONSORD ADS 81141R100 397 1780 SH SOLE 1780 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 26068 340097 SH SOLE 1 340097 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 0 3 SH SOLE 2 3 0 0 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 14853 256300 SH SOLE 1 256300 0 0 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 0 2 SH SOLE 2 2 0 0 SENSATA TECHNOLOGIES HLDG PL SHS G8060N102 14 233 SH SOLE 233 0 0 SERVICENOW INC COM 81762P102 6170 12407 SH SOLE 1 12407 0 0 SERVICENOW INC COM 81762P102 2911 5822 SH SOLE 2 5822 0 0 SERVICENOW INC COM 81762P102 23 46 SH SOLE 46 0 0 SILVERGATE CAP CORP CL A 82837P408 4911 34540 SH SOLE 1 34540 0 0 SIMON PPTY GROUP INC NEW COM 828806109 3186 28004 SH SOLE 2 28004 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 14415 78564 SH SOLE 1 78564 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 0 2 SH SOLE 2 2 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 18 100 SH SOLE 100 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 2783 68506 SH SOLE 2 68506 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B 833635105 3365 63400 SH SOLE 1 63400 0 0 SONOS INC COM 83570H108 6482 172989 SH SOLE 1 172989 0 0 SONY CORP SPONSORED ADR 835699307 3534 33336 SH SOLE 1 33336 0 0 SPORTSMANS WHSE HLDGS INC COM 84920Y106 1960 113661 SH SOLE 2 113661 0 0 STANLEY BLACK & DECKER INC COM 854502101 290 1452 SH SOLE 2 1452 0 0 STANLEY BLACK & DECKER INC COM 854502101 7 34 SH SOLE 34 0 0 STARBUCKS CORP COM 855244109 5048 46200 SH SOLE 1 46200 0 0 STARBUCKS CORP COM 855244109 2 15 SH SOLE 2 15 0 0 STARBUCKS CORP COM 855244109 17 157 SH SOLE 157 0 0 STRYKER CORPORATION COM 863667101 4191 17204 SH SOLE 2 17204 0 0 SVMK INC COM 78489X103 494 27647 SH SOLE 1 27647 0 0 SYNCHRONY FINANCIAL COM 87165B103 6725 165408 SH SOLE 2 165408 0 0 SYNCHRONY FINANCIAL COM 87165B103 19 465 SH SOLE 465 0 0 SYNNEX CORP COM 87162W100 184 1604 SH SOLE 2 1604 0 0 SYNNEX CORP COM 87162W100 23 198 SH SOLE 198 0 0 SYNOPSYS INC COM 871607107 2766 11165 SH SOLE 2 11165 0 0 SYNOPSYS INC COM 871607107 40 161 SH SOLE 161 0 0 SYSCO CORP COM 871829107 1646 20905 SH SOLE 2 20905 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 15648 132296 SH SOLE 1 132296 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 16105 136157 SH SOLE 2 136157 0 0 TATA MTRS LTD SPONSORED ADR 876568502 4158 200000 SH SOLE 2 200000 0 0 TCR2 THERAPEUTICS INC COM 87808K106 1288 58343 SH SOLE 2 58343 0 0 TE CONNECTIVITY LTD REG SHS H84989104 6797 52642 SH SOLE 2 52642 0 0 TELADOC HEALTH INC COM 87918A105 709 3902 SH SOLE 2 3902 0 0 TELADOC HEALTH INC COM 87918A105 13 73 SH SOLE 73 0 0 TEMPUR SEALY INTL INC COM 88023U101 287 7843 SH SOLE 2 7843 0 0 TEMPUR SEALY INTL INC COM 88023U101 15 406 SH 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BROTHERS INC COM 889478103 6 111 SH SOLE 111 0 0 TRIP COM GROUP LTD ADS 89677Q107 6182 156000 SH SOLE 1 156000 0 0 TRIP COM GROUP LTD ADS 89677Q107 4875 123025 SH SOLE 2 123025 0 0 TRIP COM GROUP LTD ADS 89677Q107 5824 146971 SH SOLE 146971 0 0 TWIST BIOSCIENCE CORP COM 90184D100 434 3500 SH SOLE 2 3500 0 0 TYSON FOODS INC CL A 902494103 2898 39001 SH SOLE 2 39001 0 0 TYSON FOODS INC CL A 902494103 94 1271 SH SOLE 1271 0 0 UBER TECHNOLOGIES INC COM 90353T100 17535 321686 SH SOLE 1 321686 0 0 UBER TECHNOLOGIES INC COM 90353T100 1 13 SH SOLE 2 13 0 0 UNION PAC CORP COM 907818108 3014 13673 SH SOLE 2 13673 0 0 UNION PAC CORP COM 907818108 44 198 SH SOLE 198 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 4046 444083 SH SOLE 2 444083 0 0 UNITED PARCEL SERVICE INC CL B 911312106 221 1302 SH SOLE 1 1302 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2 9 SH SOLE 2 9 0 0 UNITED PARCEL SERVICE INC CL B 911312106 106 621 SH SOLE 621 0 0 UNITEDHEALTH GROUP INC COM 91324P102 18287 49148 SH SOLE 2 49148 0 0 UNITEDHEALTH GROUP INC COM 91324P102 73 197 SH SOLE 197 0 0 VAIL RESORTS INC COM 91879Q109 5147 17647 SH SOLE 1 17647 0 0 VAIL RESORTS INC COM 91879Q109 0 1 SH SOLE 2 1 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 37202 102120 SH SOLE 2 102120 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3238 62200 SH SOLE 2 62200 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 10725 130000 SH SOLE 2 130000 0 0 VARIAN MED SYS INC COM 92220P105 4397 24909 SH SOLE 2 24909 0 0 VEEVA SYS INC CL A COM 922475108 421 1687 SH SOLE 1 1687 0 0 VEEVA SYS INC CL A COM 922475108 5791 22168 SH SOLE 2 22168 0 0 VEEVA SYS INC CL A COM 922475108 49 186 SH SOLE 186 0 0 VERISK ANALYTICS INC COM 92345Y106 4168 23588 SH SOLE 2 23588 0 0 VERISK ANALYTICS INC COM 92345Y106 45 252 SH SOLE 252 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 2064 9603 SH SOLE 2 9603 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 15 68 SH SOLE 68 0 0 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 7293 244228 SH SOLE 1 244228 0 0 VIPSHOP HOLDINGS LIMITED SPONSORED ADS A 92763W103 0 3 SH SOLE 2 3 0 0 VISA INC COM CL A 92826C839 36896 174246 SH SOLE 1 174246 0 0 VISA INC COM CL A 92826C839 12360 58377 SH SOLE 2 58377 0 0 VISA INC COM CL A 92826C839 62 294 SH SOLE 294 0 0 VMWARE INC CL A COM 928563402 3804 25285 SH SOLE 2 25285 0 0 VMWARE INC CL A COM 928563402 29 192 SH SOLE 192 0 0 WATFORD HLDGS LTD SHS G94787101 1256 36300 SH SOLE 2 36300 0 0 WELLS FARGO CO NEW COM 949746101 10321 264155 SH SOLE 2 264155 0 0 WELLS FARGO CO NEW COM 949746101 13 343 SH SOLE 343 0 0 WILLIAMS SONOMA INC COM 969904101 5968 33301 SH SOLE 1 33301 0 0 WILLIAMS SONOMA INC COM 969904101 118 660 SH SOLE 660 0 0 WIX COM LTD SHS M98068105 940 3520 SH SOLE 1 3520 0 0 WIX COM LTD SHS M98068105 0 1 SH SOLE 2 1 0 0 XILINX INC COM 983919101 2768 22341 SH SOLE 2 22341 0 0 YETI HLDGS INC COM 98585X104 192 2656 SH SOLE 2 2656 0 0 YETI HLDGS INC COM 98585X104 14 200 SH SOLE 200 0 0 YUM CHINA HLDGS INC COM 98850P109 2517 42506 SH SOLE 2 42506 0 0 YUM CHINA HLDGS INC COM 98850P109 42 712 SH SOLE 712 0 0 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 1499 51409 SH SOLE 2 51409 0 0 ZUORA INC COM CL A 98983V106 6796 459749 SH SOLE 1 459749 0 0