DEFA14A 1 aljj-defa14a_20190723.htm DEFA14A(FY'19) aljj-defa14a_20190723.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A INFORMATION

Proxy Statement Pursuant to Section 14(a) of

the Securities Exchange Act of 1934

 

Filed by the Registrant ( X )

Filed by a Party other than the Registrant (  )

 

Check the appropriate box:

(   )Preliminary Proxy Statement

 

(   )Confidential, for Use of the Commission Only (as permitted by

Rule 14a-6(e)(2))

(   )Definitive Proxy Statement

 

(X)Definitive Additional Materials

 

(   )Soliciting Material Pursuant to Section 240.14a-11(c) or

Section 240.14a-12

 

ALJ Regional Holdings, Inc.

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(Name of Registrant as Specified In Its Charter)

 

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(Name of Person(s) Filing Proxy Statement if other than the Registrant)

 

Payment of Filing Fee (Check the appropriate box):

(X)No fee required.

 

(   )Fee computed on table below per Exchange Act Rules 14a-6(i) and O-11.

 

 1)Title of each class of securities to which transaction applies:

 

 2)Aggregate number of securities to which transaction applies:

 

 3)Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule O-11 (set forth the amount on which the filing fee is calculated and state how it was determined):

 

 4)Proposed maximum aggregate value of transaction:

 

 5)Total fee paid:

 

(   )Fee paid previously with preliminary materials.

 

(   )Check box if any part of the fee is offset as provided by Exchange Act Rule O-11(a)(2) and identify the filing for which the offsetting fee was paid previously.  Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

 

 1)Amount Previously Paid:

 

 2)Form, Schedule or Registration State No.:

 

 3)Filing Party:

 

 4)Date Filed:

 


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ANNUAL MEETING OF STOCKHOLDERS OF  ALJ REGIONAL HOLDINGS, INC.  September 6, 2019  NOTICE OF INTERNET AVAILABILITY OF PROXY MATERIALS:  The Notice of Meeting, Proxy Statement, Proxy Card and Annual Report on Form 10-K  are available at http://www.astproxyportal.com/ast/10808/  Please sign, date and mail  your proxy card in the  envelope provided as soon  as possible.  Signature of Stockholder Date: Signature of Stockholder Date:  Note: Please sign exactly as your name or names appear on this Proxy. When shares are held jointly, each holder should sign. When signing as executor, administrator, attorney, trustee or guardian, please give full  title as such. If the signer is a corporation, please sign full corporate name by duly authorized officer, giving full title as such. If signer is a partnership, please sign in partnership name by authorized person.  To change the address on your account, please check the box at right and  indicate your new address in the address space above. Please note that  changes to the registered name(s) on the account may not be submitted via  this method.  1. To elect Michael C. Borofsky, Jess M. Ravich, Anna Van Buren, Robert Scott Fritz, Marc Reisch, and John Scheel  as directors to hold office until the Company’s 2020 Annual Meeting of Stockholders or until their respective  successors are elected and duly qualified, or until their respective earlier resignation or removal.  O Michael C. Borofsky  O Jess M. Ravich  O Anna Van Buren  O Robert Scott Fritz  O Marc Reisch  O John Scheel  2. To ratify the appointment of Deloitte & Touche LLP as the Company’s  independent registered public accounting firm for the fiscal year ending  September 30, 2019.  3. To transact such other business as may properly come before the Annual Meeting or any adjournment  or postponement thereof.  In their discretion, the proxies are authorized to vote upon such other business as may properly come  before the Annual Meeting. This proxy when properly executed will be voted as directed herein by the  undersigned shareholder. If no direction is made, this proxy will be voted FOR ALL NOMINEES  in Proposal 1, and FOR Proposal 2.  FOR ALL NOMINEES  WITHHOLD AUTHORITY  FOR ALL NOMINEES  FOR ALL EXCEPT  (See instructions below)  INSTRUCTIONS: To withhold authority to vote for any individual nominee(s), mark “FOR ALL EXCEPT”  and fill in the circle next to each nominee you wish to withhold, as shown here:  NOMINEES:  THE BOARD OF DIRECTORS RECOMMENDS A VOTE "FOR ALL NOMINEES" IN PROPOSAL 1, AND "FOR" PROPOSAL 2.  PLEASE SIGN, DATE AND RETURN PROMPTLY IN THE ENCLOSED ENVELOPE. PLEASE MARK YOUR VOTE IN BLUE OR BLACK INK AS SHOWN HERE x  Please detach along perforated line and mail in the ------------------ e n v e l o p e p r o v i d e d . ----------------  20630000000000001000 5 090619  GO GREEN  e-Consent makes it easy to go paperless. With e-Consent, you can quickly access your proxy  material, statements and other eligible documents online, while reducing costs, clutter and  paper waste. Enroll today via www.astfinancial.com to enjoy online access.  MARK “X” HERE IF YOU PLAN TO ATTEND THE MEETING.  FOR AGAINST ABSTAIN

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