0001752724-23-009059.txt : 20230123 0001752724-23-009059.hdr.sgml : 20230123 20230123154919 ACCESSION NUMBER: 0001752724-23-009059 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221130 FILED AS OF DATE: 20230123 DATE AS OF CHANGE: 20230123 PERIOD START: 20230831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AlphaMark Investment Trust CENTRAL INDEX KEY: 0001438681 IRS NUMBER: 000000000 STATE OF INCORPORATION: OH FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22213 FILM NUMBER: 23544173 BUSINESS ADDRESS: STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC STREET 2: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 513-587-3400 MAIL ADDRESS: STREET 1: C/O ULTIMUS FUND SOLUTIONS, LLC STREET 2: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 0001438681 S000023388 AlphaMark Fund C000068538 AlphaMark Fund AMLCX NPORT-P 1 primary_doc.xml NPORT-P false 0001438681 XXXXXXXX S000023388 C000068538 AlphaMark Investment Trust 811-22213 0001438681 549300HUCF756EKZBL61 810 Wright's Summit Parkway Suite 100 Ft. Wright 41011 513-587-3433 ALPHAMARK FUND S000023388 549300HUCF756EKZBL61 2023-08-31 2022-11-30 N 19710419.07 18051.51 19692367.56 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00 N Leidos Holdings Inc 549300IUTGTP6EJP8124 Leidos Holdings, Inc. 525327102 1641.00000000 NS USD 179410.53000000 0.911066327872 Long EC CORP US N 1 N N N Intercontinental Exchange Inc 5493000F4ZO33MV32P92 Intercontinental Exchange, Inc. 45866F104 1086.00000000 NS USD 117624.66000000 0.597310910644 Long EC CORP US N 1 N N N Celanese Corporation 549300FHJQTDPPN41627 Celanese Corporation 150870103 308.00000000 NS USD 33048.40000000 0.167823396040 Long EC CORP US N 1 N N N Polaris Incorporation 549300QJSN8UVWN1EI78 Polaris, Inc. 731068102 807.00000000 NS USD 92046.42000000 0.467421805527 Long EC CORP US N 1 N N N Fifth Third Bancorp THRNG6BD57P9QWTQLG42 Fifth Third Bancorp 316773100 3843.00000000 NS USD 139731.48000000 0.709571764665 Long EC CORP US N 1 N N N United States Treasury Bills 254900HROIFWPRGM1V77 U.S. Treasury Bill 0.000%, Due 04/27/2023 912796YV5 920000.00000000 PA USD 903338.80000000 4.587253397782 Long DBT UST US N 2 2023-04-27 None 0.00000000 N N N N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Energy Select Sector SPDR Fund 81369Y506 4191.00000000 NS USD 382009.65000000 1.939886856347 Long EC RF US N 1 N N N Verizon Communications Inc. 2S72QS2UO2OESLG6Y829 Verizon Communications, Inc. 92343V104 9124.00000000 NS USD 355653.52000000 1.806047540583 Long EC CORP US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 REAL ESTATE SELECT SECTOR SPDR FUND (THE) 81369Y860 14200.00000000 NS USD 557208.00000000 2.829563272685 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Financial Select Sector SPDR Fund 81369Y605 41724.00000000 NS USD 1514998.44000000 7.693328064205 Long EC RF US N 1 N N N Ross Stores Inc 549300ENZFLPGRDFZQ60 Ross Stores, Inc. 778296103 1021.00000000 NS USD 120141.07000000 0.610089516326 Long EC CORP US N 1 N N N United States Treasury Bills 254900HROIFWPRGM1V77 U.S. Treasury Bill 0.000%, Due 12/29/2022 912796R27 1500000.00000000 PA USD 1495574.54000000 7.594691371889 Long DBT UST US N 2 2022-12-29 None 0.00000000 N N N N N N Marathon Petroleum Company 3BNYRYQHD39K4LCKQF12 Marathon Petroleum Corporation 56585A102 3494.00000000 NS USD 425604.14000000 2.161264452855 Long EC CORP US N 1 N N N Lowes Companies, Inc. WAFCR4OKGSC504WU3E95 Lowe's Companies, Inc. 548661107 614.00000000 NS USD 130505.70000000 0.662722243033 Long EC CORP US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 UTILITIES SELECT SECTOR SPDR FUND (THE) 81369Y886 875.00000000 NS USD 62501.25000000 0.317388195246 Long EC RF US N 1 N N N The Estee Lauder Companies Inc. 549300VFZ8XJ9NUPU221 Estee Lauder Companies, Inc. (The) Class A 518439104 586.00000000 NS USD 138172.94000000 0.701657327789 Long EC CORP US N 1 N N N Waste Management, Inc. 549300YX8JIID70NFS41 Waste Management, Inc. 94106L109 834.00000000 NS USD 139878.48000000 0.710318246771 Long EC CORP US N 1 N N N Amphenol Corporation 549300D3L3G0R4U4VT04 Amphenol Corporation Class A 032095101 2626.00000000 NS USD 211209.18000000 1.072543356488 Long EC CORP US N 1 N N N Amazon.com, Inc. ZXTILKJKG63JELOEG630 Amazon.com, Inc. 023135106 720.00000000 NS USD 69508.80000000 0.352973301906 Long EC CORP US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Consumer Discretionary Select Sector SPDR Fund (The) 81369Y407 7325.00000000 NS USD 1070695.25000000 5.437107786749 Long EC RF US N 1 N N N Molina Healthcare, Inc. 549300NQQCEQ46YHZ591 Molina Healthcare, Inc. 60855R100 710.00000000 NS USD 239106.70000000 1.214210019549 Long EC CORP US N 1 N N N Vertex Pharmaceuticals Incorporated 54930015RAQRRZ5ZGJ91 Vertex Pharmaceuticals, Inc. 92532F100 822.00000000 NS USD 260080.80000000 1.320718797308 Long EC CORP US N 1 N N N SS&C Technologies Holdings Inc. 529900POY8H7NPPNKK71 SS&C Technologies Holdings, Inc. 78467J100 2436.00000000 NS USD 130959.36000000 0.665025978217 Long EC CORP US N 1 N N N Tyson Foods, Inc. WD6L6041MNRW1JE49D58 Tyson Foods, Inc. 902494103 2268.00000000 NS USD 150323.04000000 0.763356866775 Long EC CORP US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Technology Select Sector SPDR Fund (The) 81369Y803 10824.00000000 NS USD 1471631.04000000 7.473103655597 Long EC RF US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Consumer Staples Select Sector SPDR Fund (The) 81369Y308 14815.00000000 NS USD 1143569.85000000 5.807172989817 Long EC RF US N 1 N N N Boyd Gaming Corporation 254900787YGRYS2A1Z35 Boyd Gaming Corporation 103304101 1545.00000000 NS USD 94754.85000000 0.481175509807 Long EC CORP US N 1 N N N Western Alliance Bancorporation 5493003VJXZ5JXT9S762 Western Alliance Bancorp 957638109 1410.00000000 NS USD 96641.40000000 0.490755617401 Long EC CORP US N 1 N N N International Paper Company 824LMFJDH41EY779Q875 International Paper Company 460146103 802.00000000 NS USD 29770.24000000 0.151176540399 Long EC CORP US N 1 N N N ON Semiconductor Corp. ZV20P4CNJVT8V1ZGJ064 ON Semiconductor Corporation 682189105 2643.00000000 NS USD 198753.60000000 1.009292556592 Long EC CORP US N 1 N N N Hubbell Incorporated 54930088VDQ6840Y6597 Hubbell, Inc. 443510607 608.00000000 NS USD 154468.48000000 0.784407865277 Long EC CORP US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Materials Select Sector SPDR Fund (The) 81369Y100 4276.00000000 NS USD 353839.00000000 1.796833209221 Long EC RF US N 1 N N N International Business Machines Corporation VGRQXHF3J8VDLUA7XE92 International Business Machines Corporation 459200101 1344.00000000 NS USD 200121.60000000 1.016239410473 Long EC CORP US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Health Care Select Sector SPDR Fund (The) 81369Y209 14816.00000000 NS USD 2059720.32000000 10.45948545152 Long EC RF US N 1 N N N Zebra Technologies Corporation PO0I32GKZ3HZMMDPZZ08 Zebra Technologies Corporation Class A 989207105 404.00000000 NS USD 109193.12000000 0.554494626749 Long EC CORP US N 1 N N N Take-Two Interactive Software Inc. BOMSTHHJK882EWYX3334 Take-Two Interactive Software, Inc. 874054109 1758.00000000 NS USD 185803.02000000 0.943528092464 Long EC CORP US N 1 N N N FIRST AMERN FDS INC 549300J5J5SJCZ9IA369 FIRST AMERICAN GOVERNMENT OBLIGATIONS FUND CLASS X 31846V336 78417.80000000 PA USD 78417.80000000 0.398214179991 Long STIV RF US N 1 N N N Global Payments Inc 549300NOMHGVQBX6S778 Global Payments, Inc. 37940X102 1521.00000000 NS USD 157849.38000000 0.801576445894 Long EC CORP US N 1 N N N United Parcel Service, Inc. D01LMJZU09ULLNCY6Z23 United Parcel Service, Inc. Class B 911312106 495.00000000 NS USD 93916.35000000 0.476917514939 Long EC CORP US N 1 N N N Autozone, Inc. GA3JGKJ41LJKXDN23E90 AutoZone, Inc. 053332102 71.00000000 NS USD 183109.00000000 0.929847563743 Long EC CORP US N 1 N N N THE OPTIONS CLEARING CORPORATION 549300CII6SLYGKNHA04 Utilities Select SPDR Put @ $66.00, Expiring December 2022 N/A 200.00000000 NS USD 4400.00000000 0.022343682071 Long DE CORP US N 1 WALL STREET ACCESS N/A Put Purchased THE OPTIONS CLEARING CORPORATION Utilities Select SPDR 100.00000000 66.00000000 USD 2022-12-16 XXXX -35054.38000000 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Communication Services Select Sector SPDR Fund 81369Y852 12109.00000000 NS USD 623734.59000000 3.167392585475 Long EC RF US N 1 N N N Eastman Chemical Company FDPVHDGJ1IQZFK9KH630 Eastman Chemical Company 277432100 384.00000000 NS USD 33262.08000000 0.168908486491 Long EC CORP US N 1 N N N Bristol-Myers Squibb Company HLYYNH7UQUORYSJQCN42 Bristol-Myers Squibb Company 110122108 3007.00000000 NS USD 241401.96000000 1.225865601302 Long EC CORP US N 1 N N N Regeneron Pharmaceuticals, Inc. 549300RCBFWIRX3HYQ56 Regeneron Pharmaceuticals, Inc. 75886F107 370.00000000 NS USD 278129.00000000 1.412369534300 Long EC CORP US N 1 N N N Quanta Services, Inc. SHVRXXEACT60MMH07S24 Quanta Services, Inc. 74762E102 1123.00000000 NS USD 168315.24000000 0.854723229632 Long EC CORP US N 1 N N N TD Synnex Corp 5493004HI6PFLF46NS53 SYNNEX Corporation 87162W100 1485.00000000 NS USD 151915.50000000 0.771443553128 Long EC CORP US N 1 N N N Packaging Corporation of America 549300XZP8MFZFY8TJ84 Packaging Corporation of America 695156109 646.00000000 NS USD 87784.94000000 0.445781543191 Long EC CORP US N 1 N N N Select Sector Spdr 5493008JJKIPMEX3CO91 Industrial Select Sector SPDR Fund (The) 81369Y704 10653.00000000 NS USD 1083623.16000000 5.502757130133 Long EC RF US N 1 N N N Goldman Sachs Group, Inc. 784F5XWPLTWKTBV3E584 Goldman Sachs Group, Inc. (The) 38141G104 412.00000000 NS USD 159093.80000000 0.807895746995 Long EC CORP US N 1 N N N Alphabet Inc. 5493006MHB84DD0ZWV18 Alphabet, Inc. Class C 02079K107 1620.00000000 NS USD 164349.00000000 0.834582228364 Long EC CORP US N 1 N N N Gallagher Aj &Co 54930049QLLMPART6V29 Arthur J. Gallagher & Company 363576109 1047.00000000 NS USD 208468.17000000 1.058624207398 Long EC CORP US N 1 N N N Broadcom Inc 549300WV6GIDOZJTV909 Broadcom, Inc. 11135F101 376.00000000 NS USD 207187.28000000 1.052119707641 Long EC CORP US N 1 N N N Thermo Fisher Scientific Inc HCHV7422L5HDJZCRFL38 Thermo Fisher Scientific, Inc. 883556102 346.00000000 NS USD 193836.12000000 0.984321054385 Long EC CORP US N 1 N N N The Kroger Co. 6CPEOKI6OYJ13Q6O7870 Kroger Company (The) 501044101 4325.00000000 NS USD 212746.75000000 1.080351305406 Long EC CORP US N 1 N N N Apple Inc. HWUPKR0MPOU8FGXBT394 Apple, Inc. 037833100 1408.00000000 NS USD 208426.24000000 1.058411282264 Long EC CORP US N 1 N N N Ametek, Inc. 549300WZDEF9KKE40E98 AMETEK, Inc. 031100100 809.00000000 NS USD 115217.78000000 0.585088510302 Long EC CORP US N 1 N N N 2022-12-21 AlphaMark Fund Daniel Bauer Daniel Bauer VP, Fund Accounting XXXX NPORT-EX 2 alphamark_nport.htm ALPHAMARK SOI 11-30-22

 

AlphaMark Fund  
Schedule of Investments  
November 30, 2022 (Unaudited)  
   
Common Stocks - 34.9%   Shares Value
Communications - 3.6%  
Entertainment Content - 1.0%  
Take-Two Interactive Software, Inc. *   1,758   $ 185,803  
       
Internet Media & Services - 0.8%  
Alphabet, Inc. - Class C *   1,620   164,349  
       
Telecommunications - 1.8%  
Verizon Communications, Inc.   9,124   355,654  
       
Consumer Discretionary - 3.5%  
E-Commerce Discretionary - 0.3%  
Amazon.com, Inc. *   720   69,509  
       
Leisure Facilities & Services - 0.5%  
Boyd Gaming Corporation   1,545   94,755  
       
Leisure Products - 0.5%  
Polaris, Inc.   807   92,046  
       
Retail - Discretionary - 2.2%  
AutoZone, Inc. *   71   183,109  
Lowe's Companies, Inc.     614   130,506  
Ross Stores, Inc.   1,021   120,141  
      433,756  
Consumer Staples - 2.5%  
Food - 0.7%  
Tyson Foods, Inc. - Class A   2,268   150,323  
       
Household Products - 0.7%  
Estée Lauder Companies, Inc. (The) - Class A   586   138,173  
       
Retail - Consumer Staples - 1.1%  
Kroger Company (The)   4,325   212,747  
       
Energy - 2.2%  
Oil & Gas Producers - 2.2%  
Marathon Petroleum Corporation   3,494   425,604  
       

 

 
 

 

AlphaMark Fund  
Schedule of Investments (Continued)  
   
Common Stocks - 34.9% (Continued)   Shares Value
Financials - 3.7%  
Banking - 1.2%  
Fifth Third Bancorp   3,843   $ 139,732  
Western Alliance Bancorp   1,410   96,641  
      236,373  
Institutional Financial Services - 1.4%  
Goldman Sachs Group, Inc. (The)   412   159,094  
Intercontinental Exchange, Inc.   1,086   117,625  
      276,719  
Insurance - 1.1%  
Arthur J. Gallagher & Company   1,047   208,468  
       
Health Care - 6.2%  
Biotech & Pharma - 4.0%  
Bristol-Myers Squibb Company   3,007   241,402  
Regeneron Pharmaceuticals, Inc. *   370   278,128  
Vertex Pharmaceuticals, Inc. *   822   260,081  
      779,611  
Health Care Facilities & Services - 1.2%  
Molina Healthcare, Inc. *   710   239,107  
       
Medical Equipment & Devices - 1.0%  
Thermo Fisher Scientific, Inc.   346   193,836  
       
Industrials - 3.4%  
Commercial Support Services - 0.7%  
Waste Management, Inc.   834   139,878  
       
Electrical Equipment - 1.4%  
AMETEK, Inc.   809   115,218  
Hubbell, Inc.   608   154,469  
      269,687  
Engineering & Construction - 0.8%  
Quanta Services, Inc.   1,123   168,315  
       
Transportation & Logistics - 0.5%  
United Parcel Service, Inc. - Class B   495   93,916  
       
Materials - 0.9%  
Chemicals - 0.3%  
Celanese Corporation   308   33,048  

 

 
 

 

AlphaMark Fund  
Schedule of Investments (Continued)  
   
Common Stocks - 34.9% (Continued)   Shares Value
Materials - 0.9% (Continued)  
Chemicals - 0.3% (Continued)  
Eastman Chemical Company   384   $ 33,262  
      66,310  
Containers & Packaging - 0.6%  
International Paper Company   802   29,770  
Packaging Corporation of America   646   87,786  
      117,556  
Technology - 8.9%  
Semiconductors - 2.1%  
Broadcom, Inc.   376   207,187  
ON Semiconductor Corporation *   2,643   198,754  
      405,941  
Software - 0.7%  
SS&C Technologies Holdings, Inc.   2,436   130,959  
       
Technology Hardware - 3.4%  
Amphenol Corporation - Class A   2,626   211,208  
Apple, Inc.   1,408   208,426  
TD SYNNEX Corporation   1,485   151,916  
Zebra Technologies Corporation - Class A *   404   109,193  
      680,743  
Technology Services - 2.7%  
Global Payments, Inc.   1,521   157,849  
International Business Machines Corporation   1,344   200,122  
Leidos Holdings, Inc.   1,641   179,411  
      537,382  
       
Total Common Stocks (Cost $5,027,206)   $ 6,867,520  
       
       
Exchange-Traded Funds - 52.4%   Shares Value
Communication Services Select Sector SPDR® Fund (The)   12,109   $ 623,735  
Consumer Discretionary Select Sector SPDR® Fund (The)   7,325   1,070,695  
Consumer Staples Select Sector SPDR® Fund (The)   14,815   1,143,570  
Energy Select Sector SPDR® Fund (The)   4,191   382,010  
Financial Select Sector SPDR® Fund (The)   41,724   1,514,998  
Health Care Select Sector SPDR® Fund (The)   14,816   2,059,721  
Industrial Select Sector SPDR® Fund (The)   10,653   1,083,623  
Materials Select Sector SPDR® Fund (The)   4,276   353,839  
Real Estate Select Sector SPDR® Fund (The)   14,200   557,208  
Technology Select Sector SPDR® Fund (The)   10,824   1,471,631  

 

 
 

 

AlphaMark Fund  
Schedule of Investments (Continued)  
   
Exchange-Traded Funds - 52.4% (Continued)   Shares Value
Utilities Select Sector SPDR® Fund (The)   875   $    62,501  
Total Exchange-Traded Funds (Cost $9,102,035)   $ 10,323,531
       
       
U.S. Treasury Obligations - 12.2% Coupon Par Value Value
U.S. Treasury Bills (a) - 12.2%  
U.S. Treasury Bills,      
due 12/29/2022   3.300%   $ 1,500,000   $ 1,495,574  
due 04/27/2023   4.440%   920,000   903,339  
Total U.S. Treasury Obligations (Cost $2,400,100)   $ 2,398,913  
     
       
Purchased Put Option Contracts - 0.0% (b) Contracts Notional Amount Value
Utilities Select SPDR® Fund (The), 12/19/2022 at $66 (Cost $39,454) 200   $ 1,428,600   $ 4,400  
       
       
Money Market Funds - 0.4%   Shares Value
First American Government Obligations Fund- 
Class X, 3.67% (c) (Cost $78,418) 		  78,418   $ 78,418  
       
Total Investments at Value - 99.9% (Cost $16,647,213)   $ 19,672,782
     
Other Assets in Excess of Liabilities - 0.1%   19,586  
     
Total Net Assets - 100.0%   $ 19,692,368
 

 

 

 

 

* Non-income producing security.
(a) Rate shown is the annualized yield at time of purchase.  
(b) Percentage rounds to less than 0.1%.
(c) The rate shown is the 7-day effective yield as of November 30, 2022.