0001438574-16-000005.txt : 20160216
0001438574-16-000005.hdr.sgml : 20160215
20160216093244
ACCESSION NUMBER: 0001438574-16-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sterneck Capital Management, LLC
CENTRAL INDEX KEY: 0001438574
IRS NUMBER: 222988722
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13362
FILM NUMBER: 161423799
BUSINESS ADDRESS:
STREET 1: 4510 BELLEVIEW AVE, SUITE 204
CITY: KANSAS CITY
STATE: MO
ZIP: 66209
BUSINESS PHONE: 816-531-2254
MAIL ADDRESS:
STREET 1: 4510 BELLEVIEW AVE, SUITE 204
CITY: KANSAS CITY
STATE: MO
ZIP: 66209
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001438574
XXXXXXXX
12-31-2015
12-31-2015
Sterneck Capital Management, LLC
4510 BELLEVIEW AVE, SUITE 204
KANSAS CITY
MO
66209
13F HOLDINGS REPORT
028-13362
N
Frank Sterneck
CIO
8162682237
Frank Sterneck
Kansas City
MO
02-16-2016
0
130
157102
false
INFORMATION TABLE
2
20151231_13F_File.xml
20151231 13F
ISHARES TR
RUS 1000 VAL ETF
464287598
209
2136
SH
SOLE
0
0
2136
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3968
19463
SH
SOLE
0
0
19463
BRISTOL MYERS SQUIBB CO
COM
110122108
446
6485
SH
SOLE
0
0
6485
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1268
9605
SH
SOLE
0
0
9605
ALCOA INC
COM
013817101
449
45492
SH
SOLE
0
0
45492
E M C CORP MASS
COM
268648102
365
14200
SH
SOLE
0
0
14200
BOEING CO
COM
097023105
3348
23158
SH
SOLE
0
0
23158
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
459
7000
SH
SOLE
0
0
7000
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
929
8309
SH
SOLE
0
0
8309
FEDEX CORP
COM
31428X106
211
1419
SH
SOLE
0
0
1419
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
4188
103782
SH
SOLE
0
0
103782
INTEL CORP
COM
458140100
314
9102
SH
SOLE
0
0
9102
ILLINOIS TOOL WKS INC
COM
452308109
241
2600
SH
SOLE
0
0
2600
DU PONT E I DE NEMOURS & CO
COM
263534109
795
11941
SH
SOLE
0
0
11941
QUALCOMM INC
COM
747525103
2689
53788
SH
SOLE
4000
0
49788
DISNEY WALT CO
COM DISNEY
254687106
498
4737
SH
SOLE
0
0
4737
US BANCORP DEL
COM NEW
902973304
235
5500
SH
SOLE
0
0
5500
JOHNSON & JOHNSON
COM
478160104
341
3322
SH
SOLE
0
0
3322
PFIZER INC
COM
717081103
1942
60164
SH
SOLE
0
0
60164
KROGER CO
COM
501044101
1285
30724
SH
SOLE
0
0
30724
CHEVRON CORP NEW
COM
166764100
1108
12315
SH
SOLE
0
0
12315
MICROSOFT CORP
COM
594918104
5746
103565
SH
SOLE
5010
0
98555
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
2345
72688
SH
SOLE
0
0
72688
AT&T INC
COM
00206R102
6064
176216
SH
SOLE
7500
0
168716
CITIGROUP INC
COM NEW
172967424
2138
41317
SH
SOLE
0
0
41317
CA INC
COM
12673P105
3774
132129
SH
SOLE
5000
0
127129
CISCO SYS INC
COM
17275R102
1471
54161
SH
SOLE
0
0
54161
INTERNATIONAL BUSINESS MACHS
COM
459200101
1550
11260
SH
SOLE
0
0
11260
COCA COLA CO
COM
191216100
2552
59397
SH
SOLE
0
0
59397
PEPSICO INC
COM
713448108
221
2208
SH
SOLE
0
0
2208
VERIZON COMMUNICATIONS INC
COM
92343V104
6077
131489
SH
SOLE
0
0
131489
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
432
7170
SH
SOLE
0
0
7170
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
438
5632
SH
SOLE
0
0
5632
BANK AMER CORP
COM
060505104
284
16900
SH
SOLE
0
0
16900
EXXON MOBIL CORP
COM
30231G102
413
5295
SH
SOLE
0
0
5295
WAL-MART STORES INC
COM
931142103
452
7374
SH
SOLE
0
0
7374
CVS HEALTH CORP
COM
126650100
587
6004
SH
SOLE
0
0
6004
SCHLUMBERGER LTD
COM
806857108
398
5701
SH
SOLE
0
0
5701
PROCTER & GAMBLE CO
COM
742718109
1166
14688
SH
SOLE
0
0
14688
GENERAL ELECTRIC CO
COM
369604103
1418
45535
SH
SOLE
0
0
45535
MCDONALDS CORP
COM
580135101
306
2589
SH
SOLE
0
0
2589
JPMORGAN CHASE & CO
COM
46625H100
2901
43938
SH
SOLE
0
0
43938
MATTEL INC
COM
577081102
2252
82876
SH
SOLE
0
0
82876
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
847
186085
SH
SOLE
0
0
186085
SYMANTEC CORP
COM
871503108
2311
110028
SH
SOLE
5160
0
104868
WELLS FARGO & CO NEW
COM
949746101
482
8864
SH
SOLE
0
0
8864
FIRSTENERGY CORP
COM
337932107
374
11795
SH
SOLE
0
0
11795
CONOCOPHILLIPS
COM
20825C104
233
4980
SH
SOLE
0
0
4980
APPLE INC
COM
037833100
9169
87110
SH
SOLE
1870
0
85240
DEVON ENERGY CORP NEW
COM
25179M103
212
6625
SH
SOLE
0
0
6625
AMERICAN EXPRESS CO
COM
025816109
1498
21543
SH
SOLE
0
0
21543
BLOCK H & R INC
COM
093671105
1039
31181
SH
SOLE
0
0
31181
BARNES & NOBLE INC
COM
067774109
1871
214758
SH
SOLE
10000
0
204758
EATON VANCE LTD DUR INCOME F
COM
27828H105
795
62288
SH
SOLE
0
0
62288
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
396
2
SH
SOLE
0
0
2
ANNALY CAP MGMT INC
COM
035710409
615
65600
SH
SOLE
0
0
65600
AUTOZONE INC
COM
053332102
445
600
SH
SOLE
0
0
600
ROYCE VALUE TR INC
COM
780910105
1743
148057
SH
SOLE
0
0
148057
AIR PRODS & CHEMS INC
COM
009158106
242
1860
SH
SOLE
0
0
1860
TRAVELERS COMPANIES INC
COM
89417E109
451
4000
SH
SOLE
0
0
4000
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
1456
264255
SH
SOLE
0
0
264255
LEUCADIA NATL CORP
COM
527288104
952
54755
SH
SOLE
0
0
54755
CHURCH & DWIGHT INC
COM
171340102
662
7800
SH
SOLE
0
0
7800
ENTERPRISE PRODS PARTNERS L
COM
293792107
379
14818
SH
SOLE
0
0
14818
ALLIANCE DATA SYSTEMS CORP
COM
018581108
899
3250
SH
SOLE
0
0
3250
PRECISION DRILLING CORP
COM 2010
74022D308
43
11000
SH
SOLE
0
0
11000
PUTNAM PREMIER INCOME TR
SH BEN INT
746853100
1757
354888
SH
SOLE
0
0
354888
BLACKROCK FLOAT RATE OME STR
COM
09255X100
1119
86734
SH
SOLE
0
0
86734
ALPHABET INC
CAP STK CL A
02079K305
1435
1845
SH
SOLE
0
0
1845
SPDR GOLD TRUST
GOLD SHS
78463V107
814
8021
SH
SOLE
0
0
8021
TORONTO DOMINION BK ONT
COM NEW
891160509
1044
26659
SH
SOLE
0
0
26659
OLIN CORP
COM PAR $1
680665205
972
56300
SH
SOLE
2500
0
53800
NUVEEN DIVID ADVANTAGE MUN I
COM
67071L106
348
24000
SH
SOLE
0
0
24000
POTASH CORP SASK INC
COM
73755L107
292
17044
SH
SOLE
0
0
17044
CBS CORP NEW
CL B
124857202
2908
61694
SH
SOLE
0
0
61694
THERMO FISHER SCIENTIFIC INC
COM
883556102
443
3125
SH
SOLE
0
0
3125
DRYSHIPS INC
SHS
Y2109Q101
2
12000
SH
SOLE
0
0
12000
BOULDER GROWTH & INCOME FD I
COM
101507101
407
52606
SH
SOLE
0
0
52606
NUVEEN MULTI MKT INCOME FD
COM
67075J107
568
80055
SH
SOLE
0
0
80055
ISHARES SILVER TRUST
ISHARES
46428Q109
829
62870
SH
SOLE
0
0
62870
KAYNE ANDERSON MLP INVT CO
COM
486606106
270
15590
SH
SOLE
0
0
15590
NUVEEN DIV ADVANTAGE MUN FD
COM
67070F100
624
44054
SH
SOLE
0
0
44054
ARBOR RLTY TR INC
COM
038923108
72
10000
SH
SOLE
0
0
10000
DYNEX CAP INC
COM NEW
26817Q506
110
17320
SH
SOLE
0
0
17320
NUVEEN DIVID ADV MUN FD 3
COM SH BEN INT
67070X101
354
24638
SH
SOLE
0
0
24638
NORTHSTAR RLTY FIN CORP
COM
66704R803
219
12860
SH
SOLE
0
0
12860
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
592
21279
SH
SOLE
0
0
21279
CENTRAL GOLDTRUST
TR UNIT
153546106
705
18691
SH
SOLE
0
0
18691
EATON VANCE TAX MNGD GBL DV
COM
27829F108
189
21400
SH
SOLE
0
0
21400
HERTZ GLOBAL HOLDINGS INC
COM
42805T105
2684
188606
SH
SOLE
0
0
188606
ISHARES TR
IBOXX HI YD ETF
464288513
208
2585
SH
SOLE
0
0
2585
VMWARE INC
CL A COM
928563402
1184
20930
SH
SOLE
3000
0
17930
ISHARES TR
NAT AMT FREE BD
464288414
277
2500
SH
SOLE
0
0
2500
EATON VANCE RISK MNGD DIV EQ
COM
27829G106
976
96085
SH
SOLE
0
0
96085
PENNANTPARK INVT CORP
COM
708062104
1572
254369
SH
SOLE
0
0
254369
GUGGENHEIM STRATEGIC OPP FD
COM SBI
40167F101
310
18410
SH
SOLE
0
0
18410
BARCLAYS BANK PLC
SP ADR 7.1%PF3
06739H776
685
26395
SH
SOLE
0
0
26395
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
2488
143459
SH
SOLE
2000
0
141459
GOODRICH PETE CORP
NOTE 5.000%10/0
382410AC2
6
40000
PRN
SOLE
0
0
40000
ALPS ETF TR
ALERIAN MLP
00162Q866
181
15000
SH
SOLE
0
0
15000
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
430
2298
SH
SOLE
0
0
2298
BLACKSTONE GSO FLTING RTE FU
COM
09256U105
652
43900
SH
SOLE
0
0
43900
GENERAL MTRS CO
COM
37045V100
2373
69768
SH
SOLE
0
0
69768
STAG INDL INC
COM
85254J102
1466
79446
SH
SOLE
5000
0
74446
FIRST TR ENERGY INFRASTRCTR
COM
33738C103
619
42451
SH
SOLE
0
0
42451
MANNING & NAPIER INC
CL A
56382Q102
1438
169377
SH
SOLE
0
0
169377
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
4237
88792
SH
SOLE
0
0
88792
FACEBOOK INC
CL A
30303M102
3126
29870
SH
SOLE
1000
0
28870
ZOETIS INC
CL A
98978V103
515
10755
SH
SOLE
0
0
10755
ICONIX BRAND GROUP INC
NOTE 2.500% 6/0
451055AE7
13
15000
PRN
SOLE
0
0
15000
FIRST TR INTER DUR PFD & IN
COM
33718W103
5935
279046
SH
SOLE
0
0
279046
CANCER GENETICS INC
COM
13739U104
50
15200
SH
SOLE
5000
0
10200
POTBELLY CORP
COM
73754Y100
753
64282
SH
SOLE
10119
0
54163
ROYCE GLOBAL VALUE TR INC
COM
78081T104
160
21427
SH
SOLE
0
0
21427
ALPHABET INC
CAP STK CL C
02079K107
1865
2457
SH
SOLE
0
0
2457
TARGET CORP
COM
87612E106
262
20000
SH
Call
SOLE
0
0
20000
DIVERSIFIED REAL ASSET INC F
COM SHS
25533B108
4029
259746
SH
SOLE
0
0
259746
BIOCEPT INC
COM
09072V105
18
13000
SH
SOLE
8000
0
5000
ARVINMERITOR INC
FRNT 4.000% 2/1
043353AH4
80
85000
PRN
SOLE
0
0
85000
AVATAR HLDGS INC
NOTE 7.500% 2/1
053494AG5
35
35000
PRN
SOLE
0
0
35000
JOINT CORP
COM
47973J102
1509
252826
SH
SOLE
25470
0
227356
PEAK RESORTS INC
COM
70469L100
2792
464620
SH
SOLE
0
0
464620
MGM RESORTS INTERNATIONAL
COM
552953101
1
10000
SH
Call
SOLE
0
0
10000
GREAT AJAX CORP
COM
38983D300
242
19969
SH
SOLE
0
0
19969
COCA COLA CO
COM
191216100
0
10000
SH
Call
SOLE
0
0
10000
GENERAL ELECTRIC CO
COM
369604103
11
15000
SH
Call
SOLE
0
0
15000
COCA COLA CO
COM
191216100
9
20000
SH
Call
SOLE
0
0
20000
BANCO SANTANDER SA
ADR
05964H105
0
10000
SH
Call
SOLE
0
0
10000
BARNES & NOBLE ED INC
COM
06777U101
250
25163
SH
SOLE
2500
0
22663
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
2201
186361
SH
SOLE
0
0
186361