0001193125-17-227327.txt : 20170713 0001193125-17-227327.hdr.sgml : 20170713 20170713095533 ACCESSION NUMBER: 0001193125-17-227327 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170713 DATE AS OF CHANGE: 20170713 GROUP MEMBERS: GRI-CEL, S.A. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TiGenix NV CENTRAL INDEX KEY: 0001581987 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: C9 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-89730 FILM NUMBER: 17962837 BUSINESS ADDRESS: STREET 1: ROMEINSE STRAAT 12 BOX 2, 3001 CITY: LEUVEN STATE: C9 ZIP: 0000000 BUSINESS PHONE: 34918060946 MAIL ADDRESS: STREET 1: ROMEINSE STRAAT 12 BOX 2, 3001 CITY: LEUVEN STATE: C9 ZIP: 0000000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Grifols SA CENTRAL INDEX KEY: 0001438569 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1585 BROADWAY STREET 2: SUITE 2376 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-969-3335 MAIL ADDRESS: STREET 1: 1585 BROADWAY STREET 2: SUITE 2376 CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G 1 d425347dsc13g.htm SCHEDULE 13G Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No.    )*

 

 

TiGenix

 

(Name of Issuer)

        ordinary shares, no nominal value per share        

(Title of Class of Securities)

                88675R 10 9                

(CUSIP Number)

                December 20, 2016                

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☒ Rule 13d-1(c)

☐ Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Grifols, S.A.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Spain

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

41,929,954

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

41,929,954

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

41,929,954

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

16.1%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO

  1   

NAMES OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Gri-Cel, S.A.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Spain

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

    5    

SOLE VOTING POWER

 

41,929,954

   6   

SHARED VOTING POWER

 

0

   7   

SOLE DISPOSITIVE POWER

 

41,929,954

   8   

SHARED DISPOSITIVE POWER

 

0

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

41,929,954

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

16.1%

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

CO

Item 1(a). Name of Issuer:

TiGenix (the “Issuer”)

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

Romeinse straat 12, 3001 Leuven, Belgium

 

Item 2(a). Names of Persons Filing:

The names of the persons filing this report (collectively, the “Reporting Persons”) are:

Grifols, S.A. (“Grifols”)

Gri-Cel, S.A. (“Gri-Cel”)

 

Item 2(b). Address of Principal Business Office or, if None, Residence:

The address of the principal business office of each of the Reporting Persons is:

Avinguda de la Generalitat, 152-158

Parc de Negocis Can Sant Joan

Sant Cugat del Valles 08174

Barcelona, Spain

 

Item 2(c). Citizenship:

The citizenship of each Reporting Person is Spain

 

Item 2(d). Title of Class of Securities:

Ordinary shares, no nominal value per share

 

Item 2(e). CUSIP Number:

88675R 10 9

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.

 

Item 4. Ownership.

The information required by this item with respect to each Reporting Person is set forth in Rows 5 through 9 and 11 of the cover page to this Schedule 13G. The ownership percentages reported are based on 259,956,365 outstanding ordinary shares as of December 31, 2016, as reported in the Issuer’s Form 20-F filed on April 6, 2017.

Grifols may be deemed to beneficially own the ordinary shares directly held by Gri-Cel because Gri-Cel is a direct, wholly-owned subsidiary of Grifols.

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☐.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date: July 13, 2017

 

GRIFOLS, S.A.
By:   /s/ David Bell
 

Name: David Bell

Title:   Authorized Signatory

 

GRI-CEL, S.A.
By:   /s/ Raimon Grifols
 

Name: Raimon Grifols

Title:   Co-CEO

By:   /s/ Victor Grifols Deu
 

Name: Victor Grifols Deu

Title:   Co-CEO

EXHIBIT 1

AGREEMENT

The persons below hereby agree that the Schedule 13G to which this agreement is attached as an exhibit, as well as all future amendments to such Schedule 13G, shall be filed on behalf of each of them. This agreement is intended to satisfy the requirements of Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934.

Date: July 13, 2017

 

GRIFOLS, S.A.
By:   /s/ David Bell
 

Name: David Bell

Title:   Authorized Signatory

 

GRI-CEL, S.A.
By:   /s/ Raimon Grifols
 

Name: Raimon Grifols

Title:   Co-CEO

By:   /s/ Victor Grifols Deu
 

Name: Victor Grifols Deu

Title:   Co-CEO