0001104659-20-135583.txt : 20201215 0001104659-20-135583.hdr.sgml : 20201215 20201215115811 ACCESSION NUMBER: 0001104659-20-135583 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201215 FILED AS OF DATE: 20201215 DATE AS OF CHANGE: 20201215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Grifols SA CENTRAL INDEX KEY: 0001438569 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-35193 FILM NUMBER: 201388798 BUSINESS ADDRESS: STREET 1: 1585 BROADWAY STREET 2: SUITE 2376 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-969-3335 MAIL ADDRESS: STREET 1: 1585 BROADWAY STREET 2: SUITE 2376 CITY: NEW YORK STATE: NY ZIP: 10036 6-K 1 tm2038529d1_6k.htm FORM 6-K

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 6-K

 

REPORT OF FOREIGN ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16 OF THE
SECURITIES EXCHANGE ACT OF 1934

 

For the month December 2020

 

(Commission File No. 001-35193)

 

Grifols, S.A.

(Translation of registrant’s name into English)

 

 

 

Avinguda de la Generalitat, 152-158

Parc de Negocis Can Sant Joan

Sant Cugat del Valles 08174

Barcelona, Spain

(Address of registrant’s principal executive office)

 

 

 

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

 

Form 20-F x  Form 40-F o

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (1):

 

Yes o  No x

 

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101 (b) (7):

 

Yes o  No x

 

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 

Yes o  No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-         .                       .

 

 

 

 

 

Grifols, S.A.

 

TABLE OF CONTENTS

 

Item   Sequential Page Number
     
1.                         Other Relevant Information, dated December 15, 2020 3
     

 

 

 

  Grifols, S.A.
 

Avinguda de la Generalitat 152-158

08174 Sant Cugat del Vallès

Barcelona - ESPAÑA

 
Tel. [34] 935 710 500
Fax [34] 935 710 267
 
www.grifols.com

 

Pursuant to the provisions of article 227 of the Consolidated Text of the Securities Market Act, approved by the Legislative Royal Decree 4/2015, of 23 October, Grifols, S.A. ("Grifols") hereby informs about the following

 

OTHER RELEVANT INFORMATION

 

Following the “Other Relevant Information” note communicated on 7 September 2020, Grifols informs that it has closed the transaction by means of which Grifols acquires the remaining shares of Alkahest, Inc. (“Alkahest”) (approximately 55%) in exchange of a total price of $146 million, on a debt free basis. $20 million have been paid at closing of the transaction and the remaining amount will be paid on 1 February 2021. With this transaction, Grifols gains total control of Alkahest.

 

Alkahest is a clinical stage biopharmaceutical company targeting neurodegenerative and age-related diseases with transformative therapies derived from a deep understanding of the plasma proteome in aging and disease.

 

In Barcelona, on 15 December 2020

 

   
Nuria Martín Barnés  
Secretary to the Board of Directors  

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereto duly authorized.

 

  Grifols, S.A.
     
  By: /s/ David I. Bell
    Name: David I. Bell
    Title: Authorized Signatory

 

Date:  December 15, 2020

 

 

 

GRAPHIC 2 image_003.jpg GRAPHIC begin 644 image_003.jpg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end