0001438133-21-000176.txt : 20210917 0001438133-21-000176.hdr.sgml : 20210917 20210917172134 ACCESSION NUMBER: 0001438133-21-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210915 FILED AS OF DATE: 20210917 DATE AS OF CHANGE: 20210917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vosseller Leigh CENTRAL INDEX KEY: 0001726322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 211261357 MAIL ADDRESS: STREET 1: C/O TANDEM DIABETES CARE, INC. STREET 2: 11075 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 4 1 wf-form4_163191367972066.xml FORM 4 X0306 4 2021-09-15 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001726322 Vosseller Leigh C/O TANDEM DIABETES CARE, INC. 11075 ROSELLE STREET SAN DIEGO CA 92121 0 1 0 0 EVP & CHIEF FINANCIAL OFFICER Common Stock 2021-09-15 4 M 0 3500 18.86 A 9645 D Common Stock 2021-09-15 4 S 0 3500 125 D 6145 D Common Stock 2021-09-16 4 M 0 6500 18.86 A 12645 D Common Stock 2021-09-16 4 S 0 6500 125 D 6145 D Common Stock 145 I Leigh A. Vosseller Trust Stock Option 18.86 2021-09-15 4 M 0 3500 18.86 A Common Stock 3500.0 51660 D Stock Option 18.86 2021-09-16 4 M 0 6500 18.86 A Common Stock 6500.0 45160 D Represents shares of common stock received upon exercise of a stock option award. The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 12, 2021. The securities are held by the Leigh A. Vosseller Trust dated January 17, 2010, of which Leigh Vosseller is the Trustee. The options vested as to fifty (50%) of the underlying shares on 6/14/2019, and the remaining shares vested in twelve (12) equal monthly installments thereafter, subject to the terms of Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan"). The expiration date for these options is 10 years from the date of grant. s/ David B. Berger, Attorney-in-Fact for Leigh A. Vosseller 2021-09-17