0001438133-20-000007.txt : 20200131 0001438133-20-000007.hdr.sgml : 20200131 20200131172315 ACCESSION NUMBER: 0001438133-20-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200129 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vosseller Leigh CENTRAL INDEX KEY: 0001726322 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 20566084 MAIL ADDRESS: STREET 1: C/O TANDEM DIABETES CARE, INC. STREET 2: 11075 ROSELLE STREET CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 4 1 wf-form4_158050937793387.xml FORM 4 X0306 4 2020-01-29 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001726322 Vosseller Leigh C/O TANDEM DIABETES CARE, INC. 11075 ROSELLE STREET SAN DIEGO CA 92121 0 1 0 0 EVP & CHIEF FINANCIAL OFFICER Common Stock 2020-01-29 4 M 0 9617 2.59 A 12882 D Common Stock 2020-01-29 4 S 0 9617 75.91 D 3265 D Common Stock 2020-01-29 4 M 0 383 2.59 A 3648 D Common Stock 2020-01-29 4 S 0 383 76.31 D 3265 D Common Stock 145 I Leigh A. Vosseller Trust Stock Option 2.59 2020-01-29 4 M 0 10000 0 D Common Stock 10000.0 30000 D Represents shares of common stock received upon exercise of a stock option award. The shares were sold, pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person March 7, 2019, as amended on August 26, 2019. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $75.29 to $76.20. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $76.23 to $76.54. The Reporting Person undertakes to provide the Securities and Exchange Commission (the "SEC"), the issuer, and any security holder full information regarding the number of shares and the prices at which the shares were sold. The securities are held by the Leigh A. Vosseller Trust dated January 17, 2010, of which Leigh Vosseller is the Trustee. The option shall vest as to fifty percent (50%) of the underlying shares on 12/01/2018, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter. The expiration date for these options is 10 years from the date of grant. David B. Berger, Attorney-in-Fact for Leigh A. Vosseller 2020-01-31