0001438133-19-000020.txt : 20191106 0001438133-19-000020.hdr.sgml : 20191106 20191106171318 ACCESSION NUMBER: 0001438133-19-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN BRIAN B CENTRAL INDEX KEY: 0001542377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 191197209 MAIL ADDRESS: STREET 1: 10210 GENETIC CENTER DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 4 1 wf-form4_157307838319846.xml FORM 4 X0306 4 2019-11-04 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001542377 HANSEN BRIAN B 11075 ROSELLE ST SAN DIEGO CA 92121 0 1 0 0 EVP & CHIEF COMMERCIAL OFFICER Common Stock 2019-11-04 4 M 0 15000 2.59 A 17991 D Common Stock 2019-11-04 4 S 0 15000 62.0087 D 2991 D Stock Option 2.59 2019-11-04 4 M 0 15000 0 A Common Stock 15000.0 10000 D The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018 and amended on May 16,2019. The price reported reflects the weighted average price per share of multiple transactions with prices per share ranging between $61.75 and$62.26. The option shall vest as to fifty percent (50%) of the underlying shares on 12/01/2018, and the remaining shares shall vest in twelve (12) equalmonthly installments thereafter. The expiration date for these options is 10 years from the date of grant. /s/David Berger, Attorney-in-fact for Brian B. Hansen 2019-11-06