0001209191-19-047601.txt : 20190828 0001209191-19-047601.hdr.sgml : 20190828 20190828160914 ACCESSION NUMBER: 0001209191-19-047601 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190827 FILED AS OF DATE: 20190828 DATE AS OF CHANGE: 20190828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSEN BRIAN B CENTRAL INDEX KEY: 0001542377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36189 FILM NUMBER: 191062027 MAIL ADDRESS: STREET 1: 10210 GENETIC CENTER DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TANDEM DIABETES CARE INC CENTRAL INDEX KEY: 0001438133 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 204327508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 BUSINESS PHONE: 858-366-6900 MAIL ADDRESS: STREET 1: 11075 ROSELLE STREET CITY: San Diego STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-08-27 0 0001438133 TANDEM DIABETES CARE INC TNDM 0001542377 HANSEN BRIAN B C/O TANDEM DIABETES CARE, INC., 11075 ROSELLE STREET SAN DIEGO CA 92121 0 1 0 0 EVP & CHIEF COMMERCIAL OFFICER Common Stock 2019-08-27 4 M 0 6969 18.86 A 9960 D Common Stock 2019-08-27 4 S 0 6969 70.00 D 2991 D Stock Option 18.86 2019-08-27 4 M 0 6969 0.00 D Common Stock 6969 75000 D The shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2018 and amended on May 16, 2019. The option shall vest as to fifty percent (50%) of the underlying shares on 06/14/2019, and the remaining shares shall vest in twelve (12) equal monthly installments thereafter. The expiration date for these options is 10 years from the date of grant. /s/David B. Berger, Attorney-in-Fact for Brian B. Hansen 2019-08-28