0001140361-16-052683.txt : 20160216 0001140361-16-052683.hdr.sgml : 20160215 20160216104715 ACCESSION NUMBER: 0001140361-16-052683 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERMAL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001438129 IRS NUMBER: 412048502 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14027 FILM NUMBER: 161424485 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-6500 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PERMAL ASSET MANAGEMENT INC. DATE OF NAME CHANGE: 20080619 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001438129 XXXXXXXX 12-31-2015 12-31-2015 PERMAL ASSET MANAGEMENT LLC

900 THIRD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14027 N Glyn Clark 44-20-7389-1358 Glyn Clark London X0 02-16-2016 2 34 98600 false 1 0000704051 028-01700 LEGG MASON, INC. 2 0001505598 028-14026 Permal Investment Management Services Ltd INFORMATION TABLE 2 form13fInfoTable.xml AG MTG INVT TR INC COM 001228105 1891 147200 SH DFND 1 147200 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 2195 131700 SH DFND 1 131700 0 0 AMERICAN RESIDENTIAL PPTYS I COM 02927E303 2221 117500 SH DFND 1 117500 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1860 107900 SH DFND 1 107900 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 2104 215100 SH DFND 1 215100 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 1898 70900 SH DFND 1 70900 0 0 CHIMERA INVT CORP COM NEW 16934Q208 1994 146175 SH DFND 1 146175 0 0 COLONY CAP INC CL A 19624R106 1925 98800 SH DFND 1 98800 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 1792 20876 SH DFND 1 20876 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 1269 23411 SH DFND 1 23411 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 3267 223870 SH DFND 1 223870 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 2174 154400 SH DFND 1 154400 0 0 FIRST TR ENERGY INCOME & GRW COM 33738G104 2378 103388 SH DFND 1 103388 0 0 ISHARES MSCI HONG KG ETF 464286871 2730 137700 SH DFND 1,2 137700 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 8087 229150 SH DFND 1,2 229150 0 0 ISHARES TR U.S. PFD STK ETF 464288687 3186 82000 SH DFND 1 82000 0 0 ISHARES TR U.S. PHARMA ETF 464288836 6420 39700 SH DFND 1 39700 0 0 MFA FINL INC COM 55272X102 1940 293800 SH DFND 1 293800 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 2077 108100 SH DFND 1 108100 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 13191 662522 SH DFND 1,2 662522 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 2103 172900 SH DFND 1 172900 0 0 PENNYMAC MTG INVT TR COM 70931T103 1910 125100 SH DFND 1 125100 0 0 PIMCO ETF TR 25YR+ ZERO U S 72201R882 4165 38100 SH DFND 1 38100 0 0 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 2197 155200 SH DFND 1 155200 0 0 PRUDENTIAL SHT DURATION HG Y COM 74442F107 2188 149800 SH DFND 1 149800 0 0 REACHLOCAL INC COM 75525F104 177 106692 SH DFND 1,2 106692 0 0 REDWOOD TR INC COM 758075402 2008 152100 SH DFND 1 152100 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3687 36330 SH DFND 1 36330 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 2121 135400 SH DFND 1 135400 0 0 STARWOOD PPTY TR INC COM 85571B105 1856 90229 SH DFND 1 90229 0 0 TWO HBRS INVT CORP COM 90187B101 1916 236433 SH DFND 1 236433 0 0 WELLS FARGO INCOME OPPORTUNI COM SHS 94987B105 2162 290200 SH DFND 1 290200 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 3597 192200 SH DFND 1 192200 0 0 THIRD PT REINS LTD COM G8827U100 3914 291800 SH DFND 1 291800 0 0