0001140361-15-020084.txt : 20150515 0001140361-15-020084.hdr.sgml : 20150515 20150515125615 ACCESSION NUMBER: 0001140361-15-020084 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERMAL ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001438129 IRS NUMBER: 412048502 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14027 FILM NUMBER: 15867330 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-418-6500 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PERMAL ASSET MANAGEMENT INC. DATE OF NAME CHANGE: 20080619 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001438129 XXXXXXXX 03-31-2015 03-31-2015 PERMAL ASSET MANAGEMENT LLC

900 THIRD AVENUE NEW YORK NY 10022

13F HOLDINGS REPORT 028-14027 N Glyn Clark 44-20-7389-1358 Glyn Clark London X0 05-15-2015 2 37 82065 false 1 0000704051 028-01700 LEGG MASON, INC. 2 0001505598 028-14026 Permal Investment Management Services Ltd INFORMATION TABLE 2 form13fInfoTable.xml AG MTG INVT TR INC COM 001228105 1105 58600 SH DFND 1 58600 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1133 65900 SH DFND 1 65900 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 1071 67100 SH DFND 1 67100 0 0 ARES CAP CORP COM 04010L103 531 30898 SH DFND 1 30898 0 0 BLACKROCK CAPITAL INVESTMENT COM 092533108 543 59900 SH DFND 1 59900 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 1039 36600 SH DFND 1 36600 0 0 CHIMERA INVT CORP COM 16934Q109 989 314877 SH DFND 1 314877 0 0 ETFS PLATINUM TR SH BEN INT 26922V101 3004 27128 SH DFND 1 27128 0 0 ETFS PALLADIUM TR SH BEN INT 26923A106 2575 34500 SH DFND 1 34500 0 0 FS INVT CORP COM 302635107 500 49300 SH DFND 1 49300 0 0 FIFTH STREET FINANCE CORP COM 31678A103 582 79677 SH DFND 1 79677 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 2236 98070 SH DFND 1 98070 0 0 GLOBAL X FDS FTSE GREECE 20 37950E366 1226 111200 SH DFND 1 111200 0 0 GOLUB CAP BDC INC COM 38173M102 487 27700 SH DFND 1 27700 0 0 ISHARES MSCI SZ CAP ETF 464286749 2229 67100 SH DFND 1 67100 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 10175 229150 SH DFND 1,2 229150 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 2177 17500 SH DFND 1 17500 0 0 ISHARES U.S. PFD STK ETF 464288687 3406 84900 SH DFND 1 84900 0 0 MFA FINL INC COM 55272X102 1049 133400 SH DFND 1 133400 0 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 1149 50600 SH DFND 1 50600 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 21811 662522 SH DFND 1,2 662522 0 0 NEW MTN FIN CORP COM 647551100 482 32996 SH DFND 1 32996 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 1128 75000 SH DFND 1 75000 0 0 PROSPECT CAPITAL CORPORATION COM 74348T102 497 58746 SH DFND 1 58746 0 0 REACHLOCAL INC COM 75525F104 311 106692 SH DFND 1,2 106692 0 0 RESOURCE CAP CORP COM 76120W302 1083 238378 SH DFND 1 238378 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3437 30235 SH DFND 1 30235 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 2434 47100 SH DFND 1 47100 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 2246 29800 SH DFND 1 29800 0 0 SOLAR CAP LTD COM 83413U100 555 27400 SH DFND 1 27400 0 0 STARWOOD PPTY TR INC COM 85571B105 1136 46729 SH DFND 1 46729 0 0 TCP CAP CORP COM 87238Q103 488 30400 SH DFND 1 30400 0 0 TPG SPECIALTY LENDING INC COM 87265K102 501 29100 SH DFND 1 29100 0 0 TWO HBRS INVT CORP COM 90187B101 1114 104833 SH DFND 1 104833 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 4454 80800 SH DFND 1 80800 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 2106 66200 SH DFND 1 66200 0 0 THIRD PT REINS LTD COM G8827U100 1076 76000 SH DFND 1 76000 0 0