0001104659-20-113156.txt : 20201007 0001104659-20-113156.hdr.sgml : 20201007 20201007192237 ACCESSION NUMBER: 0001104659-20-113156 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201001 FILED AS OF DATE: 20201007 DATE AS OF CHANGE: 20201007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aristides Capital LLC CENTRAL INDEX KEY: 0001595521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 201229873 BUSINESS ADDRESS: STREET 1: 25 SOUTH HURON, SUITE 2A CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: 419-214-0412 MAIL ADDRESS: STREET 1: 25 SOUTH HURON, SUITE 2A CITY: TOLEDO STATE: OH ZIP: 43604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Aristides Fund QP, LP CENTRAL INDEX KEY: 0001602063 STATE OF INCORPORATION: DE FISCAL YEAR END: 1214 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 201229874 BUSINESS ADDRESS: STREET 1: C/O ARISTIDES CAPITAL LLC STREET 2: 25 S. HURON STREET, SUITE 2A CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: (419) 214-0412 MAIL ADDRESS: STREET 1: C/O ARISTIDES CAPITAL LLC STREET 2: 25 S. HURON STREET, SUITE 2A CITY: TOLEDO STATE: OH ZIP: 43604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISTIDES FUND LP CENTRAL INDEX KEY: 0001437644 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22690 FILM NUMBER: 201229875 BUSINESS ADDRESS: STREET 1: C/O ARISTIDES CAPITAL LLC STREET 2: 25 S. HURON STREET, SUITE 2A CITY: TOLEDO STATE: OH ZIP: 43604 BUSINESS PHONE: (419) 214-0412 MAIL ADDRESS: STREET 1: C/O ARISTIDES CAPITAL LLC STREET 2: 25 S. HURON STREET, SUITE 2A CITY: TOLEDO STATE: OH ZIP: 43604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE ENERGY INDEPENDENCE FUND, INC. CENTRAL INDEX KEY: 0001547158 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 5100 W. 115TH PLACE CITY: LEAWOOD STATE: KS ZIP: 66211 3 1 tm2032750d1_3.xml OWNERSHIP DOCUMENT X0206 3 2020-10-01 0 0001547158 TORTOISE ENERGY INDEPENDENCE FUND, INC. NDP 0001595521 Aristides Capital LLC 25 SOUTH HURON, SUITE 2A TOLEDO OH 43604 0 0 1 0 0001602063 Aristides Fund QP, LP 25 SOUTH HURON, SUITE 2A TOLEDO OH 43604 0 0 1 0 0001437644 ARISTIDES FUND LP 25 SOUTH HURON, SUITE 2A TOLEDO OH 43604 0 0 1 0 Common Stock 64683 I By: Aristides Fund QP, LP Common Stock 120126 I By: Aristides Fund LP Aristides Fund QP, LP (the "3c7 Fund") is a private investment vehicle. The 3c7 Fund directly owns these securities reported herein. Aristides Capital LLC (the "General Partner") is the general partner of the 3c7 Fund. Christopher M. Brown is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. Aristides Fund LP (the "3c1 Fund") is a private investment vehicle. The 3c1 Fund directly owns these securities reported herein. The General Partner is the general partner of the 3c1 Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose. /s/ Christopher M. Brown as the Managing Member of the General Partner (for itself and on behalf of the 3c7 Fund and the 3c1 Fund) 2020-10-07