0001104659-20-113156.txt : 20201007
0001104659-20-113156.hdr.sgml : 20201007
20201007192237
ACCESSION NUMBER: 0001104659-20-113156
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201001
FILED AS OF DATE: 20201007
DATE AS OF CHANGE: 20201007
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aristides Capital LLC
CENTRAL INDEX KEY: 0001595521
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22690
FILM NUMBER: 201229873
BUSINESS ADDRESS:
STREET 1: 25 SOUTH HURON, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
BUSINESS PHONE: 419-214-0412
MAIL ADDRESS:
STREET 1: 25 SOUTH HURON, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aristides Fund QP, LP
CENTRAL INDEX KEY: 0001602063
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1214
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22690
FILM NUMBER: 201229874
BUSINESS ADDRESS:
STREET 1: C/O ARISTIDES CAPITAL LLC
STREET 2: 25 S. HURON STREET, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
BUSINESS PHONE: (419) 214-0412
MAIL ADDRESS:
STREET 1: C/O ARISTIDES CAPITAL LLC
STREET 2: 25 S. HURON STREET, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARISTIDES FUND LP
CENTRAL INDEX KEY: 0001437644
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22690
FILM NUMBER: 201229875
BUSINESS ADDRESS:
STREET 1: C/O ARISTIDES CAPITAL LLC
STREET 2: 25 S. HURON STREET, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
BUSINESS PHONE: (419) 214-0412
MAIL ADDRESS:
STREET 1: C/O ARISTIDES CAPITAL LLC
STREET 2: 25 S. HURON STREET, SUITE 2A
CITY: TOLEDO
STATE: OH
ZIP: 43604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE ENERGY INDEPENDENCE FUND, INC.
CENTRAL INDEX KEY: 0001547158
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 5100 W. 115TH PLACE
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 5100 W. 115TH PLACE
CITY: LEAWOOD
STATE: KS
ZIP: 66211
3
1
tm2032750d1_3.xml
OWNERSHIP DOCUMENT
X0206
3
2020-10-01
0
0001547158
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
0001595521
Aristides Capital LLC
25 SOUTH HURON, SUITE 2A
TOLEDO
OH
43604
0
0
1
0
0001602063
Aristides Fund QP, LP
25 SOUTH HURON, SUITE 2A
TOLEDO
OH
43604
0
0
1
0
0001437644
ARISTIDES FUND LP
25 SOUTH HURON, SUITE 2A
TOLEDO
OH
43604
0
0
1
0
Common Stock
64683
I
By: Aristides Fund QP, LP
Common Stock
120126
I
By: Aristides Fund LP
Aristides Fund QP, LP (the "3c7 Fund") is a private investment vehicle. The 3c7 Fund directly owns these securities reported herein. Aristides Capital LLC (the "General Partner") is the general partner of the 3c7 Fund. Christopher M. Brown is the controlling person of the General Partner. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
Aristides Fund LP (the "3c1 Fund") is a private investment vehicle. The 3c1 Fund directly owns these securities reported herein. The General Partner is the general partner of the 3c1 Fund. Each Reporting Person disclaims beneficial ownership of all securities reported herein, except to the extent of their pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities and Exchange Act of 1934 or for any other purpose.
/s/ Christopher M. Brown as the Managing Member of the General Partner (for itself and on behalf of the 3c7 Fund and the 3c1 Fund)
2020-10-07