0001209191-20-052790.txt : 20201001 0001209191-20-052790.hdr.sgml : 20201001 20201001201714 ACCESSION NUMBER: 0001209191-20-052790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200929 FILED AS OF DATE: 20201001 DATE AS OF CHANGE: 20201001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gjerdrum Thor CENTRAL INDEX KEY: 0001437553 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36347 FILM NUMBER: 201217789 MAIL ADDRESS: STREET 1: 5 FRANCIS J. CLARKE CIRCLE CITY: BETHEL STATE: CT ZIP: 06801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc. CENTRAL INDEX KEY: 0001591588 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094] IRS NUMBER: 112464169 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 BUSINESS PHONE: 310-587-1414 MAIL ADDRESS: STREET 1: 2121 ROSECRANS AVENUE STREET 2: SUITE 6300 CITY: EL SEGUNDO STATE: CA ZIP: 90245 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-09-29 0 0001591588 A-Mark Precious Metals, Inc. AMRK 0001437553 Gjerdrum Thor 2121 ROSECRANS AVE SUITE 6300 EL SEGUNDO CA 90245 0 1 0 0 President Common Stock, par value $0.01 per share 2020-09-29 4 M 0 8333 11.84 A 8333 D Common Stock, par value $0.01 per share 2020-09-29 4 S 0 8133 33.61 D 200 D Common Stock, par value $0.01 per share 2020-09-29 4 S 0 200 34.61 D 0 D Common Stock, par value $0.01 per share 2020-09-29 4 M 0 10000 11.70 A 10000 D Common Stock, par value $0.01 per share 2020-09-29 4 S 0 7229 34.54 D 2771 D Common Stock, par value $0.01 per share 2020-09-29 4 S 0 2771 34.98 D 0 D Stock Options (right to buy) 11.84 2020-09-29 4 M 0 8333 0.00 D 2029-07-31 Common Stock, par value $0.01 per share 8333 16667 D Stock Options (right to buy) 11.70 2020-09-29 4 M 0 10000 0.00 D 2028-08-30 Common Stock, par value $0.01 per share 10000 5000 D The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $33.145 to not more than $34.08. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.21 to not more than $35.00. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $33.86 to not more than $34.845. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.90 to not more than $35.01. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form. The option vests 33.3% per year on June 30,2020, 2021 and 2022. The option vests 33.3% per year on August 30, 2019, 2020 and 2021. /s/ Thor Gjerdrum 2020-10-01