0001209191-20-052790.txt : 20201001
0001209191-20-052790.hdr.sgml : 20201001
20201001201714
ACCESSION NUMBER: 0001209191-20-052790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200929
FILED AS OF DATE: 20201001
DATE AS OF CHANGE: 20201001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gjerdrum Thor
CENTRAL INDEX KEY: 0001437553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36347
FILM NUMBER: 201217789
MAIL ADDRESS:
STREET 1: 5 FRANCIS J. CLARKE CIRCLE
CITY: BETHEL
STATE: CT
ZIP: 06801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: A-Mark Precious Metals, Inc.
CENTRAL INDEX KEY: 0001591588
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-JEWELRY, WATCHES, PRECIOUS STONES & METALS [5094]
IRS NUMBER: 112464169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE
STREET 2: SUITE 6300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
BUSINESS PHONE: 310-587-1414
MAIL ADDRESS:
STREET 1: 2121 ROSECRANS AVENUE
STREET 2: SUITE 6300
CITY: EL SEGUNDO
STATE: CA
ZIP: 90245
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-09-29
0
0001591588
A-Mark Precious Metals, Inc.
AMRK
0001437553
Gjerdrum Thor
2121 ROSECRANS AVE
SUITE 6300
EL SEGUNDO
CA
90245
0
1
0
0
President
Common Stock, par value $0.01 per share
2020-09-29
4
M
0
8333
11.84
A
8333
D
Common Stock, par value $0.01 per share
2020-09-29
4
S
0
8133
33.61
D
200
D
Common Stock, par value $0.01 per share
2020-09-29
4
S
0
200
34.61
D
0
D
Common Stock, par value $0.01 per share
2020-09-29
4
M
0
10000
11.70
A
10000
D
Common Stock, par value $0.01 per share
2020-09-29
4
S
0
7229
34.54
D
2771
D
Common Stock, par value $0.01 per share
2020-09-29
4
S
0
2771
34.98
D
0
D
Stock Options (right to buy)
11.84
2020-09-29
4
M
0
8333
0.00
D
2029-07-31
Common Stock, par value $0.01 per share
8333
16667
D
Stock Options (right to buy)
11.70
2020-09-29
4
M
0
10000
0.00
D
2028-08-30
Common Stock, par value $0.01 per share
10000
5000
D
The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $33.145 to not more than $34.08. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.21 to not more than $35.00. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $33.86 to not more than $34.845. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $34.90 to not more than $35.01. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
The option vests 33.3% per year on June 30,2020, 2021 and 2022.
The option vests 33.3% per year on August 30, 2019, 2020 and 2021.
/s/ Thor Gjerdrum
2020-10-01