0001213900-21-058245.txt : 20211110 0001213900-21-058245.hdr.sgml : 20211110 20211110183025 ACCESSION NUMBER: 0001213900-21-058245 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211108 FILED AS OF DATE: 20211110 DATE AS OF CHANGE: 20211110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Metzger Gary M. CENTRAL INDEX KEY: 0001671245 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40701 FILM NUMBER: 211398272 MAIL ADDRESS: STREET 1: 3333 PINNACLE HILLS PARKWAY, SUITE 220 CITY: ROGERS STATE: AR ZIP: 72758 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ecoark Holdings, Inc. CENTRAL INDEX KEY: 0001437491 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 303 PEARL PARKWAY SUITE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78215 BUSINESS PHONE: (800) 762-7293 MAIL ADDRESS: STREET 1: 303 PEARL PARKWAY SUITE 200 CITY: SAN ANTONIO STATE: TX ZIP: 78215 FORMER COMPANY: FORMER CONFORMED NAME: Magnolia Solar Corp DATE OF NAME CHANGE: 20100107 FORMER COMPANY: FORMER CONFORMED NAME: Mobilis Relocation Services Inc. DATE OF NAME CHANGE: 20080612 4 1 ownership.xml X0306 4 2021-11-08 0 0001437491 Ecoark Holdings, Inc. ZEST 0001671245 Metzger Gary M. 303 PEARL PARKWAY SUITE 200 SAN ANTONIO TX 72758 1 0 0 0 Common Stock 2021-11-08 4 A 0 12469 0 A 780214 D Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The grant was exempt from Section 16(b) under the Securities Exchange Act of 1934 by virtue of Rule 16b-3 promulgated thereunder as it was approved in advance by the Compensation Committee of the Issuer. The restricted stock units vest on November 8, 2022, subject to continued service as a director of the Issuer on the vesting date and execution of the Issuer's standard Restricted Stock Unit Agreement. Shares of common stock will be delivered to the Reporting Person upon the vesting of the restricted stock units. The restricted stock units were issued under the Issuer's 2017 Omnibus Incentive Plan. /s/ Gary Metzger 2021-11-10