0001193125-17-039478.txt : 20170213 0001193125-17-039478.hdr.sgml : 20170213 20170213085702 ACCESSION NUMBER: 0001193125-17-039478 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 GROUP MEMBERS: DAVID J. COLLIER GROUP MEMBERS: FAYSAL SOHAIL GROUP MEMBERS: JAMES WATSON GROUP MEMBERS: PRESIDIO PARTNERS 2007 (PARALLEL), L.P. GROUP MEMBERS: PRESIDIO PARTNERS 2007 GP, L.P. GROUP MEMBERS: PRESIDIO PARTNERS 2007, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARDELYX, INC. CENTRAL INDEX KEY: 0001437402 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-88209 FILM NUMBER: 17596123 BUSINESS ADDRESS: STREET 1: 34175 ARDENWOOD BLVD. CITY: FREMONT STATE: CA ZIP: 94555 BUSINESS PHONE: 510-745-7047 MAIL ADDRESS: STREET 1: 34175 ARDENWOOD BLVD. CITY: FREMONT STATE: CA ZIP: 94555 FORMER COMPANY: FORMER CONFORMED NAME: NTERYX INC DATE OF NAME CHANGE: 20080611 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Presidio Partners 2007 GP, LLC CENTRAL INDEX KEY: 0001425391 IRS NUMBER: 450565357 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 BUSINESS PHONE: (415) 352-1520 MAIL ADDRESS: STREET 1: 1 LETTERMAN DRIVE STREET 2: BUILDING C, SUITE CM500 CITY: SAN FRANCISCO STATE: CA ZIP: 94129 FORMER COMPANY: FORMER CONFORMED NAME: CMEA Ventures VII GP, LLC DATE OF NAME CHANGE: 20080129 SC 13G/A 1 d322408dsc13ga.htm SC 13G/A SC 13G/A
CUSIP No. 03969107   Page 1 of 13

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Ardelyx, Inc.

(Name of Issuer)

Common Stock, $0.0001 par value per share

(Title of Class of Securities)

039697107

(CUSIP Number)

December 31, 2016

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 03969107   Page 2 of 13

 

  1   

NAMES OF REPORTING PERSONS

 

Presidio Partners 2007 GP, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    2,640,559 (2)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    2,640,559 (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,640,559 (2)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.58% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    OO

 

(1) This Schedule 13G is filed by Presidio Partners 2007 GP, LLC (“Presidio GP LLC”), Presidio Partners 2007 GP, L.P. (“Presidio GP LP”), Presidio Partners 2007, L.P. (“Presidio 2007”) and Presidio Partners 2007 (Parallel), L.P. (“Presidio Parallel”), David J. Collier (“Collier”), Faysal A. Sohail (“Sohail”) and James F. Watson (“Watson”) (together, the “Reporting Persons”). The Reporting Persons may be considered a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G. Presidio GP LLC serves as the general partner of Presidio GP LP, which serves as the general partner of Presidio 2007 and Presidio Parallel and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel. Collier, Watson and Sohail share voting and investment power over and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel.
(2) Includes 2,574,369 shares of Common Stock held by Presidio 2007, 648 shares of Common Stock held by Presidio GP LP and 65,542 shares of Common Stock held by Presidio Parallel as of December 31, 2016.
(3) The percentage is based upon 47,301,894 shares of Common Stock of the Issuer outstanding (as of November 1, 2016) as reported by the Issuer in its 10-Q for the period ended September 30, 2016; and filed on November 7, 2016.


CUSIP No. 03969107   Page 3 of 13

 

  1   

NAMES OF REPORTING PERSONS

 

Presidio Partners 2007 GP, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    2,640,559 (2)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    2,640,559 (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,640,559 (2)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.58% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    PN

 

(1) This Schedule 13G is filed by Presidio Partners 2007 GP, LLC (“Presidio GP LLC”), Presidio Partners 2007 GP, L.P. (“Presidio GP LP”), Presidio Partners 2007, L.P. (“Presidio 2007”) and Presidio Partners 2007 (Parallel), L.P. (“Presidio Parallel”), David J. Collier (“Collier”), Faysal A. Sohail (“Sohail”) and James F. Watson (“Watson”) (together, the “Reporting Persons”). The Reporting Persons may be considered a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G. Presidio GP LLC serves as the general partner of Presidio GP LP, which serves as the general partner of Presidio 2007 and Presidio Parallel and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel. Collier, Watson and Sohail share voting and investment power over and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel.
(2) Includes 2,574,369 shares of Common Stock held by Presidio 2007, 648 shares of Common Stock held by Presidio GP LP and 65,542 shares of Common Stock held by Presidio Parallel as of December 31, 2016.
(3) The percentage is based upon 47,301,894 shares of Common Stock of the Issuer outstanding (as of November 1, 2016) as reported by the Issuer in its 10-Q for the period ended September 30, 2016; and filed on November 7, 2016.


CUSIP No. 03969107   Page 4 of 13

 

  1   

NAMES OF REPORTING PERSONS

 

Presidio Partners 2007, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    2,640,559 (2)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    2,640,559 (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,640,559 (2)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.58% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    PN

 

(1) This Schedule 13G is filed by Presidio Partners 2007 GP, LLC (“Presidio GP LLC”), Presidio Partners 2007 GP, L.P. (“Presidio GP LP”), Presidio Partners 2007, L.P. (“Presidio 2007”) and Presidio Partners 2007 (Parallel), L.P. (“Presidio Parallel”), David J. Collier (“Collier”), Faysal A. Sohail (“Sohail”) and James F. Watson (“Watson”) (together, the “Reporting Persons”). The Reporting Persons may be considered a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G. Presidio GP LLC serves as the general partner of Presidio GP LP, which serves as the general partner of Presidio 2007 and Presidio Parallel and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel. Collier, Watson and Sohail share voting and investment power over and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel.
(2) Includes 2,574,369 shares of Common Stock held by Presidio 2007, 648 shares of Common Stock held by Presidio GP LP and 65,542 shares of Common Stock held by Presidio Parallel as of December 31, 2016.
(3) The percentage is based upon 47,301,894 shares of Common Stock of the Issuer outstanding (as of November 1, 2016) as reported by the Issuer in its 10-Q for the period ended September 30, 2016; and filed on November 7, 2016.


CUSIP No. 03969107   Page 5 of 13

 

  1   

NAMES OF REPORTING PERSONS

 

Presidio Partners 2007 (Parallel), L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Delaware

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    2,640,559 (2)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    2,640,559 (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,640,559 (2)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.58% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    PN

 

(1) This Schedule 13G is filed by Presidio Partners 2007 GP, LLC (“Presidio GP LLC”), Presidio Partners 2007 GP, L.P. (“Presidio GP LP”), Presidio Partners 2007, L.P. (“Presidio 2007”) and Presidio Partners 2007 (Parallel), L.P. (“Presidio Parallel”), David J. Collier (“Collier”), Faysal A. Sohail (“Sohail”) and James F. Watson (“Watson”) (together, the “Reporting Persons”). The Reporting Persons may be considered a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G. Presidio GP LLC serves as the general partner of Presidio GP LP, which serves as the general partner of Presidio 2007 and Presidio Parallel and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel. Collier, Watson and Sohail share voting and investment power over and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel.
(2) Includes 2,574,369 shares of Common Stock held by Presidio 2007, 648 shares of Common Stock held by Presidio GP LP and 65,542 shares of Common Stock held by Presidio Parallel as of December 31, 2016.
(3) The percentage is based upon 47,301,894 shares of Common Stock of the Issuer outstanding (as of November 1, 2016) as reported by the Issuer in its 10-Q for the period ended September 30, 2016; and filed on November 7, 2016.


CUSIP No. 03969107   Page 6 of 13

 

  1   

NAMES OF REPORTING PERSONS

 

David J. Collier

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    2,640,559 (2)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    2,640,559 (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,640,559 (2)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.58% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    IN

 

(1) This Schedule 13G is filed by Presidio Partners 2007 GP, LLC (“Presidio GP LLC”), Presidio Partners 2007 GP, L.P. (“Presidio GP LP”), Presidio Partners 2007, L.P. (“Presidio 2007”) and Presidio Partners 2007 (Parallel), L.P. (“Presidio Parallel”), David J. Collier (“Collier”), Faysal A. Sohail (“Sohail”) and James F. Watson (“Watson”) (together, the “Reporting Persons”). The Reporting Persons may be considered a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G. Presidio GP LLC serves as the general partner of Presidio GP LP, which serves as the general partner of Presidio 2007 and Presidio Parallel and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel. Collier, Watson and Sohail share voting and investment power over and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel.
(2) Includes 2,574,369 shares of Common Stock held by Presidio 2007, 648 shares of Common Stock held by Presidio GP LP and 65,542 shares of Common Stock held by Presidio Parallel as of December 31, 2016.
(3) The percentage is based upon 47,301,894 shares of Common Stock of the Issuer outstanding (as of November 1, 2016) as reported by the Issuer in its 10-Q for the period ended September 30, 2016; and filed on November 7, 2016.


CUSIP No. 03969107   Page 7 of 13

 

  1   

NAMES OF REPORTING PERSONS

 

Faysal A. Sohail

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    0

   6   

SHARED VOTING POWER

 

    2,640,559 (2)

   7   

SOLE DISPOSITIVE POWER

 

    0

   8   

SHARED DISPOSITIVE POWER

 

    2,640,559 (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,640,559 (2)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.58% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    IN

 

(1) This Schedule 13G is filed by Presidio Partners 2007 GP, LLC (“Presidio GP LLC”), Presidio Partners 2007 GP, L.P. (“Presidio GP LP”), Presidio Partners 2007, L.P. (“Presidio 2007”) and Presidio Partners 2007 (Parallel), L.P. (“Presidio Parallel”), David J. Collier (“Collier”), Faysal A. Sohail (“Sohail”) and James F. Watson (“Watson”) (together, the “Reporting Persons”). The Reporting Persons may be considered a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G. Presidio GP LLC serves as the general partner of Presidio GP LP, which serves as the general partner of Presidio 2007 and Presidio Parallel and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel. Collier, Watson and Sohail share voting and investment power over and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel.
(2) Includes 2,574,369 shares of Common Stock held by Presidio 2007, 648 shares of Common Stock held by Presidio GP LP and 65,542 shares of Common Stock held by Presidio Parallel as of December 31, 2016.
(3) The percentage is based upon 47,301,894 shares of Common Stock of the Issuer outstanding (as of November 1, 2016) as reported by the Issuer in its 10-Q for the period ended September 30, 2016; and filed on November 7, 2016.


CUSIP No. 03969107   Page 8 of 13

 

  1   

NAMES OF REPORTING PERSONS

 

James F. Watson

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

(a)  ☐        (b)  ☒ (1)

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH:

     

SOLE VOTING POWER

 

    5,318

   6   

SHARED VOTING POWER

 

    2,640,559 (2)

   7   

SOLE DISPOSITIVE POWER

 

    5,318

   8   

SHARED DISPOSITIVE POWER

 

    2,640,559 (2)

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,645,229 (2)

10  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)    ☐

 

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    5.59% (3)

12  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

    IN

 

(1) This Schedule 13G is filed by Presidio Partners 2007 GP, LLC (“Presidio GP LLC”), Presidio Partners 2007 GP, L.P. (“Presidio GP LP”), Presidio Partners 2007, L.P. (“Presidio 2007”) and Presidio Partners 2007 (Parallel), L.P. (“Presidio Parallel”), David J. Collier (“Collier”), Faysal A. Sohail (“Sohail”) and James F. Watson (“Watson”) (together, the “Reporting Persons”). The Reporting Persons may be considered a “group” for purposes of Section 13 of the Exchange Act and expressly disclaim status as a “group” for purposes of this Schedule 13G. Presidio GP LLC serves as the general partner of Presidio GP LP, which serves as the general partner of Presidio 2007 and Presidio Parallel and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel. Collier, Watson and Sohail share voting and investment power over and may be deemed to own beneficially the shares held by Presidio 2007 and Presidio Parallel.
(2) Includes 2,574,369 shares of Common Stock held by Presidio 2007, 648 shares of Common Stock held by Presidio GP LP and 65,542 shares of Common Stock held by Presidio Parallel as of December 31, 2016.
(3) The percentage is based upon 47,301,894 shares of Common Stock of the Issuer outstanding (as of November 1, 2016) as reported by the Issuer in its 10-Q for the period ended September 30, 2016; and filed on November 7, 2016.


Schedule 13G

 

CUSIP No. 03969107    Page 9 of 13

 

Item 1(a). Name of Issuer:

Ardelyx, Inc.

 

Item 1(b). Address of Issuer’s Principal Executive Offices:

34175 Ardenwood Boulevard, Suite 200, Fremont, CA 94555

 

Item 2(a). Names of Persons Filing:

This Schedule 13G is being jointly filed by:

Presidio Partners 2007 GP, LLC (“Presidio GP LLC”)

Presidio Partners 2007 GP, L.P. (“Presidio GP LP”)

Presidio Partners 2007, L.P. (“Presidio 2007”)

Presidio Partners 2007 (Parallel), L.P. (“Presidio Parallel”)

David J. Collier (“Collier”)

Faysal A. Sohail (“Sohail”)

James F. Watson (“Watson”)

 

Item 2(b). Address of Principal Business Office or, if None, Residence:

Presidio Partners

1 Letterman Drive, Building C, Suite CM 500

San Francisco, CA 94129

 

Item 2(c). Citizenship:

 

Presidio GP LLC    -      Delaware Limited Liability Company
Presidio GP LP    -      Delaware Limited Partnership
Presidio 2007    -      Delaware Limited Partnership
Presidio Parallel    -      Delaware Limited Partnership
Collier    -      Unites States citizen
Sohail    -      United States citizen
Watson    -      United States citizen

 

Item 2(d). Title of Class of Securities:

Common Stock, $0.0001 par value per share.

 

Item 2(e). CUSIP Number:

039697107

 

Item 3. If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

Not applicable.


CUSIP No. 03969107       Page 10 of 13

 

Item 4. Ownership.

 

Presidio Entity

   Shares Held
Directly
     Sole
Voting
Power
     Shared
Voting
Power
     Sole
Dispositive
Power
     Shared
Dispositive

Power
     Beneficial
Ownership
     Percentage
of Class
 

Presidio GP LLC

     0         0         2,640,559         0         2,640,559         2,640,559         5.58

Presidio GP LP

     648         0         2,640,559         0         2,640,559         2,640,559         5.58

Presidio 2007

     2,574,369         0         2,640,559         0         2,640,559         2,640,559         5.58

Presidio Parallel

     65,542         0         2,640,559         0         2,640,559         2,640,559         5.58

Collier

     0         0         2,640,559         0         2,640,559         2,640,559         5.58

Sohail

     0         0         2,640,559         0         2,640,559         2,640,559         5.58

Watson

     5,318         5,318         2,640,559         5,318         2,640,559         2,645,229         5.59

 

Item 5. Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the Reporting Persons have ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ☐.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purposes or effect.


CUSIP No. 03969107       Page 11 of 13

 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 10, 2017

 

Presidio Partners 2007 GP, LLC
By:  

/s/ David J. Collier

  David J. Collier, Manager
Presidio Partners 2007 GP, L.P.
By:   Presidio Partners 2007 GP, LLC
Its:   General Partner
By:  

/s/ David J. Collier

  David J. Collier, Manager
Presidio Partners 2007, L.P.
By:   Presidio Partners 2007 GP, L.P.
Its:   General Partner
By:   Presidio Partners 2007 GP, LLC
Its:   General Partner
By:  

/s/ David J. Collier

  David J. Collier, Manager
Presidio Partners 2007 (Parallel), L.P.
By:   Presidio Partners 2007 GP, L.P.
Its:   General Partner
By:   Presidio Partners 2007 GP, LLC
Its:   General Partner
By:  

/s/ David J. Collier

  David J. Collier, Manager

/s/ David J. Collier

David J. Collier

/s/ James F. Watson

James F. Watson

/s/ Faysal A. Sohail

Faysal A. Sohail


CUSIP No. 03969107       Page 12 of 13

 

EXHIBIT INDEX

 

Exhibit

No.

    
99.1    Agreement pursuant to 13d-1(k)(1) among Presidio Partners 2007 GP, LLC, Presidio Partners 2007 GP, L.P., Presidio Partners 2007, L.P. and Presidio Partners 2007 (Parallel), L.P.


CUSIP No. 03969107       Page 13 of 13

 

AGREEMENT

Pursuant to Rule 13d-1(k)(1) promulgated pursuant to the Securities Exchange Act of 1934, as amended, the undersigned agree that the attached Schedule 13G is being filed on behalf of each of the undersigned.

Dated: February 10, 2017

 

Presidio Partners 2007 GP, LLC
By:  

/s/ David J. Collier

  David J. Collier, Manager
Presidio Partners 2007 GP, L.P.
By:   Presidio Partners 2007 GP, LLC
Its:   General Partner
By:  

/s/ David J. Collier

  David J. Collier, Manager
Presidio Partners 2007, L.P.
By:   Presidio Partners 2007 GP, L.P.
Its:   General Partner
By:   Presidio Partners 2007 GP, LLC
Its:   General Partner
By:  

/s/ David J. Collier

  David J. Collier, Manager
Presidio Partners 2007 (Parallel), L.P.
By:   Presidio Partners 2007 GP, L.P.
Its:   General Partner
By:   Presidio Partners 2007 GP, LLC
Its:   General Partner
By:  

/s/ David J. Collier

  David J. Collier, Manager

/s/ David J. Collier

David J. Collier

/s/ James F. Watson

James F. Watson

/s/ Faysal A. Sohail

Faysal A. Sohail