0001004878-20-000010.txt : 20200110 0001004878-20-000010.hdr.sgml : 20200110 20200110132906 ACCESSION NUMBER: 0001004878-20-000010 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190424 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20200110 DATE AS OF CHANGE: 20200110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Cannabis Corp CENTRAL INDEX KEY: 0001436161 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 261391338 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-54582 FILM NUMBER: 20520373 BUSINESS ADDRESS: STREET 1: 301 COMMERCIAL RD. STREET 2: UNIT D CITY: GOLDEN STATE: CO ZIP: 80401 BUSINESS PHONE: 844-278-2420 MAIL ADDRESS: STREET 1: 301 COMMERCIAL RD. STREET 2: UNIT D CITY: GOLDEN STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: MySkin, Inc. DATE OF NAME CHANGE: 20080528 8-K 1 form8k302hart300kshares1-20.txt 8-K ISSUE HART 300K SHARES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 24, 2019 (Date of earliest event reported) UNITED CANNABIS CORPORATION ------------------------------------------- (Exact name of registrant as specified in charter) Colorado ------------------------------------------------ (State or other Jurisdiction of Incorporation or Organization) 301 Commercial Road, Unit D 000-54582 Golden, CO 80401 46-5221947 ----------------- ------------------------------- ------------------ (Commission File (Address of Principal Executive (IRS Employer Number) Offices and Zip Code) Identification Number) (303) 386-7321 ------------------------------------------- (Registrant's telephone number, including area code) N/A ---------------------------------------------------- (Former Name or Former Address, if Changed Since Last Report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-14(c) under the Exchange Act (17 CFR 240.13e-4(c)) Indicate by check mark whether the Registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (240.12b-2 of this chapter). Emerging Growth Company [ ] If an emerging growth company, indicate by check mark if the Registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13a of the Exchange Act. [ ] Securities registered pursuant to Section 12(b) of the Act: Name of each exchange Title of each class Trading Symbol(s) on which registered ------------------- ----------------- --------------------- None N/A N/A Item 3.02. Unregistered Sale of Equity Securities. On April 24, 2019, the Company issued 300,000 shares of its common stock to a law firm for legal services provided to the Company. The Company relied upon the exemption provided by Section 4(a)(2) of the Securities Act of 1933 in connection with issuance of these shares. The person who acquired these shares was a sophisticated investor and was provided full information regarding the Company's operations. There was no general solicitation in connection with the issuance of the shares. The person who acquired the shares acquired them for its own account. The certificate representing the shares bears a restricted legend providing that they cannot be sold except pursuant to an effective registration statement or an exemption from registration. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. UNITED CANNABIS CORPORATION Dated: January 7, 2020 By: /s/ Chad Ruby ------------------------------- Chad Ruby Chief Operator Officer