0001225208-16-037050.txt : 20160727
0001225208-16-037050.hdr.sgml : 20160727
20160727163357
ACCESSION NUMBER: 0001225208-16-037050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160727
FILED AS OF DATE: 20160727
DATE AS OF CHANGE: 20160727
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CUMMINS INC
CENTRAL INDEX KEY: 0000026172
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 350257090
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 JACKSON ST
STREET 2: BOX 3005 MAIL CODE 60207
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
BUSINESS PHONE: 8123773842
MAIL ADDRESS:
STREET 1: BOX 3005 MAIL CODE 60207
STREET 2: 500
CITY: COLUMBUS
STATE: IN
ZIP: 47202-3005
FORMER COMPANY:
FORMER CONFORMED NAME: CUMMINS ENGINE CO INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ward Pat
CENTRAL INDEX KEY: 0001436125
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04949
FILM NUMBER: 161787095
MAIL ADDRESS:
STREET 1: 500 JACKSON STREET
CITY: COLUMBUS
STATE: IN
ZIP: 47201
4
1
doc4.xml
X0306
4
2016-07-27
0000026172
CUMMINS INC
CMI
0001436125
Ward Pat
500 JACKSON STREET
COLUMBUS
IN
47201
1
VP - Chief Financial Officer
Common
2016-07-27
4
S
0
5000.0000
122.5000
D
8024.0000
D
Common
1122.9200
I
By 401(k) Plan
Common
24705.0000
I
By Trust
Stock Option (Right-to-Buy)
58.1150
2012-03-01
2020-03-01
Common
5900.0000
5900.0000
D
Stock Option (Right-to-Buy)
120.2800
2014-04-02
2022-04-02
Common
11030.0000
11030.0000
D
Stock Option (Right-to-Buy)
111.8400
2015-04-02
2023-04-02
Common
15020.0000
15020.0000
D
Stock Option (Right-to-Buy)
149.3400
2017-04-02
2024-04-02
Common
11220.0000
11220.0000
D
Stock Option (Right-to-Buy)
136.8200
2018-04-02
2025-04-02
Common
15420.0000
15420.0000
D
Stock Option (Right-to-Buy)
109.0900
2019-04-04
2026-04-04
Common
38810.0000
38810.0000
D
Stock Option (Right-to-Buy)
119.7700
2013-05-02
2021-05-02
Common
8150.0000
8150.0000
D
Sale pursuant to Rule 10b5-1 Trading Plan entered into on February 18, 2016.
The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents.
/s/ Mark Sifferlen, Attorney-In-Fact
2016-07-27