0001225208-16-037050.txt : 20160727 0001225208-16-037050.hdr.sgml : 20160727 20160727163357 ACCESSION NUMBER: 0001225208-16-037050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160727 FILED AS OF DATE: 20160727 DATE AS OF CHANGE: 20160727 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CUMMINS INC CENTRAL INDEX KEY: 0000026172 STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510] IRS NUMBER: 350257090 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 JACKSON ST STREET 2: BOX 3005 MAIL CODE 60207 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 BUSINESS PHONE: 8123773842 MAIL ADDRESS: STREET 1: BOX 3005 MAIL CODE 60207 STREET 2: 500 CITY: COLUMBUS STATE: IN ZIP: 47202-3005 FORMER COMPANY: FORMER CONFORMED NAME: CUMMINS ENGINE CO INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward Pat CENTRAL INDEX KEY: 0001436125 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04949 FILM NUMBER: 161787095 MAIL ADDRESS: STREET 1: 500 JACKSON STREET CITY: COLUMBUS STATE: IN ZIP: 47201 4 1 doc4.xml X0306 4 2016-07-27 0000026172 CUMMINS INC CMI 0001436125 Ward Pat 500 JACKSON STREET COLUMBUS IN 47201 1 VP - Chief Financial Officer Common 2016-07-27 4 S 0 5000.0000 122.5000 D 8024.0000 D Common 1122.9200 I By 401(k) Plan Common 24705.0000 I By Trust Stock Option (Right-to-Buy) 58.1150 2012-03-01 2020-03-01 Common 5900.0000 5900.0000 D Stock Option (Right-to-Buy) 120.2800 2014-04-02 2022-04-02 Common 11030.0000 11030.0000 D Stock Option (Right-to-Buy) 111.8400 2015-04-02 2023-04-02 Common 15020.0000 15020.0000 D Stock Option (Right-to-Buy) 149.3400 2017-04-02 2024-04-02 Common 11220.0000 11220.0000 D Stock Option (Right-to-Buy) 136.8200 2018-04-02 2025-04-02 Common 15420.0000 15420.0000 D Stock Option (Right-to-Buy) 109.0900 2019-04-04 2026-04-04 Common 38810.0000 38810.0000 D Stock Option (Right-to-Buy) 119.7700 2013-05-02 2021-05-02 Common 8150.0000 8150.0000 D Sale pursuant to Rule 10b5-1 Trading Plan entered into on February 18, 2016. The number of shares is based on the dollar value of the reporting person's interest in the Cummins Stock Fund under the Company's 401(k) plan as most recently provided by the plan. The actual number of shares underlying the interest is not known since the Cummins Stock Fund is a unitized account consisting of approximately 98% common stock and 2% cash or cash equivalents. /s/ Mark Sifferlen, Attorney-In-Fact 2016-07-27