0001209191-19-007431.txt : 20190205 0001209191-19-007431.hdr.sgml : 20190205 20190205173214 ACCESSION NUMBER: 0001209191-19-007431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190205 DATE AS OF CHANGE: 20190205 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schlossman Robert CENTRAL INDEX KEY: 0001435941 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38413 FILM NUMBER: 19569033 MAIL ADDRESS: STREET 1: C/O ZSCALER, INC. STREET 2: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zscaler, Inc. CENTRAL INDEX KEY: 0001713683 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 261173892 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 533-0288 MAIL ADDRESS: STREET 1: 110 ROSE ORCHARD WAY CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-01 0 0001713683 Zscaler, Inc. ZS 0001435941 Schlossman Robert C/O ZSCALER, INC. 110 ROSE ORCHARD WAY SAN JOSE CA 95134 0 1 0 0 Chief Legal Officer Common Stock 2019-02-01 4 M 0 45000 4.40 A 142996 D Common Stock 2019-02-01 4 S 0 28788 47.8743 D 114178 D Common Stock 2019-02-01 4 S 0 16212 48.2482 D 97966 D Employee Stock Option (right to buy) 4.40 2019-02-01 4 M 0 45000 0.00 D 2023-01-15 Common Stock 45000 295000 D The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 21, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.15 to $48.14, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.15 to $48.36, inclusive. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on January 14, 2017 and 1/48 of the shares vest monthly thereafter. /s/ Torrie Nute, by power of attorney 2019-02-05