0001209191-23-052980.txt : 20231017 0001209191-23-052980.hdr.sgml : 20231017 20231017171537 ACCESSION NUMBER: 0001209191-23-052980 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231013 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Mark Joseph CENTRAL INDEX KEY: 0001435748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40125 FILM NUMBER: 231330341 MAIL ADDRESS: STREET 1: LOCAL BOUNTI CORPORATION STREET 2: 220 W MAIN STREET CITY: HAMILTON STATE: MT ZIP: 59840 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Local Bounti Corporation/DE CENTRAL INDEX KEY: 0001840780 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 981584830 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 W. MAIN ST. CITY: HAMILTON STATE: MT ZIP: 59840 BUSINESS PHONE: 406-361-3711 MAIL ADDRESS: STREET 1: 400 W. MAIN ST. CITY: HAMILTON STATE: MT ZIP: 59840 FORMER COMPANY: FORMER CONFORMED NAME: Leo Holdings III Corp. DATE OF NAME CHANGE: 20210115 4 1 doc4.xml FORM 4 SUBMISSION X0508 4 2023-10-13 0 0001840780 Local Bounti Corporation/DE LOCL 0001435748 Nelson Mark Joseph C/O LOCAL BOUNTI CORPORATION 400 W. MAIN ST. HAMILTON MT 59840 1 0 0 0 0 Common Stock 2023-10-13 4 S 0 714 1.5356 D 31495 D Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on May 11, 2022, as amended on November 11, 2022. This transaction was executed in multiple trades at prices ranging from $1.47 to $1.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. /s/ Kathleen Valiasek, as Attorney-in-Fact for Mark J. Nelson 2023-10-16