Compliance Officer

0001435346-17-000002.txt : 20170111 0001435346-17-000002.hdr.sgml : 20170111 20170110211622 ACCESSION NUMBER: 0001435346-17-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170111 DATE AS OF CHANGE: 20170110 EFFECTIVENESS DATE: 20170111 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa SB Investments Ltd. CENTRAL INDEX KEY: 0001435346 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13129 FILM NUMBER: 17521848 BUSINESS ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0013 BUSINESS PHONE: 81362050200 MAIL ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0013 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001435346 XXXXXXXX 12-31-2016 12-31-2016 Daiwa SB Investments Ltd.

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU TOKYO M0 100-0013

13F HOLDINGS REPORT 028-13129 N Chikara Nakamura Compliance Officer 81-3-6205-0681 Chinara Nakamura Chiyoda-ku, Tokyo M0 01-09-2017 0 236 380136 false INFORMATION TABLE 2 dsbiform13f20161231.xml ARCH CAPITAL GROUP LTD ORD G0450A105 174 2020 SH SOLE 2020 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 185 2840 SH SOLE 2840 0 0 ACCENTURE PLC-CL A SHS CLASS A G1151C101 751 6410 SH SOLE 6410 0 0 BUNGE LIMITED COM G16962105 108 1490 SH SOLE 1490 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 95 1410 SH SOLE 1410 0 0 EVEREST RE GROUP LTD COM G3223R108 182 840 SH SOLE 840 0 0 JOHNSON CONTROLS INTERNATIONAL PLC SHS G51502105 719 17457 SH SOLE 17457 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 181 1330 SH SOLE 1330 0 0 WILLIS TOWERS WATSON PLC SHS G96629103 4 30 SH SOLE 30 0 0 XL GROUP LTD COM G98294104 442 11870 SH SOLE 11870 0 0 CHUBB LTD COM H1467J104 182 1380 SH SOLE 1380 0 0 STRATASYS LTD SHS M85548101 850 51400 SH SOLE 51400 0 0 MOBILEYE NV ORD SHS N51488117 1140 29900 SH SOLE 29900 0 0 LYONDELLBASELL INDU-CL A SHS -A- N53745100 150 1750 SH SOLE 1750 0 0 BROADCOM LTD SHS Y09827109 7110 40220 SH SOLE 40220 0 0 FLEX LTD ORD Y2573F102 724 50390 SH SOLE 50390 0 0 AGNC INVESTMENT CORPORATION COM 00123Q104 4 210 SH SOLE 210 0 0 AT&T INC COM 00206R102 9838 231310 SH SOLE 231310 0 0 ACUITY BRANDS INC COM 00508Y102 586 2540 SH SOLE 2540 0 0 AETNA INC COM 00817Y108 73 590 SH SOLE 590 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 242 5800 SH SOLE 5800 0 0 AGNICO EAGLE MINES LTD COM 008474108 105 2490 SH SOLE 2490 0 0 AGRIUM INC COM 008916108 55 550 SH SOLE 550 0 0 ALBEMARLE CORP COM 012653101 5 60 SH SOLE 60 0 0 ALDER BIOPHARMACEUTICALS INC COM 014339105 250 12040 SH SOLE 12040 0 0 ALIBABA GROUP HOLDING-SP ADR SPONSORED ADS 01609W102 8434 96050 SH SOLE 96050 0 0 ALLSTATE CORP COM 020002101 493 6650 SH SOLE 6650 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 304 8111 SH SOLE 8111 0 0 ALPHABET INC-CL C CAP STK CL C 02079K107 1051 1362 SH SOLE 1362 0 0 ALPHABET INC-CL A CAP STK CL A 02079K305 1514 1910 SH SOLE 1910 0 0 ALTRIA GROUP INC COM 02209S103 9680 143160 SH SOLE 143160 0 0 AMAZON.COM INC COM 023135106 1432 1910 SH SOLE 1910 0 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 57 870 SH SOLE 870 0 0 AMERICAN WATER WORKS CO INC COM 030420103 9426 130260 SH SOLE 130260 0 0 AMGEN INC COM 031162100 458 3130 SH SOLE 3130 0 0 ANALOG DEVICES COM 032654105 10659 146780 SH SOLE 146780 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 144 14470 SH SOLE 14470 0 0 ANTHEM INC COM 036752103 1205 8380 SH SOLE 8380 0 0 APPLE INC COM 037833100 11294 97510 SH SOLE 97510 0 0 ARROW ELECTRONICS INC COM 042735100 177 2480 SH SOLE 2480 0 0 ASSURANT INC COM 04621X108 110 1180 SH SOLE 1180 0 0 ATHENAHEALTH INC COM 04685W103 841 8000 SH SOLE 8000 0 0 AUTOLIV INC COM 052800109 26 230 SH SOLE 230 0 0 AUTONATION INC COM 05329W102 87 1790 SH SOLE 1790 0 0 AUTOZONE INC COM 053332102 600 760 SH SOLE 760 0 0 AVALONBAY COMMUNITIES INC COM 053484101 14 80 SH SOLE 80 0 0 AVANGRID INC COM 05351W103 630 16625 SH SOLE 16625 0 0 AVNET INC COM 053807103 1 20 SH SOLE 20 0 0 BCE INC COM NEW 05534B760 4 90 SH SOLE 90 0 0 BAIDU INC - SPON ADR SPON ADR REP A 056752108 2844 17300 SH SOLE 17300 0 0 BANK OF AMERICA CORP COM 060505104 1027 46470 SH SOLE 46470 0 0 BANK OF MONTREAL COM 063671101 11 150 SH SOLE 150 0 0 BANK OF NOVA SCOTIA COM 064149107 269 4840 SH SOLE 4840 0 0 BECTON DICKINSON AND CO COM 075887109 166 1000 SH SOLE 1000 0 0 BOSTON PROPERTIES INC COM 101121101 550 4370 SH SOLE 4370 0 0 BRISTOL-MYERS SQUIBB COM 110122108 8827 151050 SH SOLE 151050 0 0 BROWN-FORMAN CORP-CLASS B CL B 115637209 7300 162510 SH SOLE 162510 0 0 CDW CORP/DE COM 12514G108 5 90 SH SOLE 90 0 0 CIGNA CORP COM 125509109 37 280 SH SOLE 280 0 0 CME GROUP INC COM 12572Q105 9 80 SH SOLE 80 0 0 CVS HEALTH CORP COM 126650100 3 40 SH SOLE 40 0 0 CAN IMPERIAL BK OF COMMERCE COM 136069101 5 60 SH SOLE 60 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 8691 166950 SH SOLE 166950 0 0 CELANESE CORP-SERIES A COM SER A 150870103 34 430 SH SOLE 430 0 0 CELGENE CORP COM 151020104 1325 11450 SH SOLE 11450 0 0 CHESAPEAKE LODGING TRUST SH BEN INT 165240102 5 190 SH SOLE 190 0 0 CHEVRON CORP COM 166764100 7 60 SH SOLE 60 0 0 CINCINNATI FINANCIAL CORP COM 172062101 3 40 SH SOLE 40 0 0 CISCO SYSTEMS COM 17275R102 11 350 SH SOLE 350 0 0 CINTAS CORP COM 172908105 300 2600 SH SOLE 2600 0 0 CITIGROUP INC COM NEW 172967424 1084 18240 SH SOLE 18240 0 0 CITIZENS FINANCIAL GROUP COM 174610105 7 200 SH SOLE 200 0 0 COMCAST CORP-CL A CL A 20030N101 200 2900 SH SOLE 2900 0 0 CONOCOPHILLIPS COM 20825C104 10772 214830 SH SOLE 214830 0 0 CONSOLIDATED EDISON INC COM 209115104 6 80 SH SOLE 80 0 0 CORNING INC. 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