0001435346-16-000023.txt : 20161012
0001435346-16-000023.hdr.sgml : 20161012
20161011193055
ACCESSION NUMBER: 0001435346-16-000023
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161012
DATE AS OF CHANGE: 20161011
EFFECTIVENESS DATE: 20161012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daiwa SB Investments Ltd.
CENTRAL INDEX KEY: 0001435346
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13129
FILM NUMBER: 161932198
BUSINESS ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
BUSINESS PHONE: 81362050200
MAIL ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001435346
XXXXXXXX
09-30-2016
09-30-2016
Daiwa SB Investments Ltd.
2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
TOKYO
M0
100-0013
13F HOLDINGS REPORT
028-13129
N
Chikara Nakamura
Compliance Officer
81-3-6205-0681
Chikara Nakamura
Chiyoda-ku, Tokyo
M0
10-06-2016
0
211
387313
false
INFORMATION TABLE
2
dsbiform13f20160930.xml
ARCH CAPITAL GROUP LTD
ORD
G0450A105
180
2270
SH
SOLE
2270
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
155
2850
SH
SOLE
2850
0
0
AXALTA COATING SYSTEMS LTD
COM
G0750C108
44
1550
SH
SOLE
1550
0
0
ACCENTURE PLC-CL A
SHS CLASS A
G1151C101
790
6470
SH
SOLE
6470
0
0
BUNGE LIMITED
COM
G16962105
81
1370
SH
SOLE
1370
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
91
1270
SH
SOLE
1270
0
0
EVEREST RE GROUP LTD
COM
G3223R10
167
880
SH
SOLE
880
0
0
JOHNSON CONTROLS INTERNATIONAL PLC
SHS
G51502105
945
20307
SH
SOLE
20307
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G10
167
1390
SH
SOLE
1390
0
0
XL GROUP LTD
COM
G98294104
411
12220
SH
SOLE
12220
0
0
CHUBB LTD
COM
H1467J104
177
1410
SH
SOLE
1410
0
0
STRATASYS LTD
SHS
M85548101
1238
51400
SH
SOLE
51400
0
0
MOBILEYE NV
ORD SHS
N51488117
1273
29900
SH
SOLE
29900
0
0
LYONDELLBASELL INDU-CL A
SHS -A-
N53745100
147
1820
SH
SOLE
1820
0
0
BROADCOM LTD
SHS
Y09827109
6078
35230
SH
SOLE
35230
0
0
AT&T INC
COM
00206R102
9396
231370
SH
SOLE
231370
0
0
ACUITY BRANDS INC
COM
00508Y102
651
2460
SH
SOLE
2460
0
0
AETNA INC
COM
00817Y108
55
480
SH
SOLE
480
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
435
8228
SH
SOLE
8228
0
0
AGRIUM INC
COM
008916108
53
580
SH
SOLE
580
0
0
ALBEMARLE CORP
COM
012653101
4
50
SH
SOLE
50
0
0
ALDER BIOPHARMACEUTICALS INC
COM
014339105
524
16000
SH
SOLE
16000
0
0
ALIBABA GROUP HOLDING-SP ADR
SPONSORED ADS
01609W102
9431
89150
SH
SOLE
89150
0
0
ALLSTATE CORP
COM
020002101
446
6450
SH
SOLE
6450
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
326
4811
SH
SOLE
4811
0
0
ALPHABET INC-CL C
CAP STK CL C
02079K107
1090
1402
SH
SOLE
1402
0
0
ALPHABET INC-CL A
CAP STK CL A
02079K305
1504
1870
SH
SOLE
1870
0
0
ALTRIA GROUP INC
COM
02209S103
9059
143270
SH
SOLE
143270
0
0
AMAZON.COM INC
COM
023135106
1549
1850
SH
SOLE
1850
0
0
AMERICAN CAPITAL AGENCY CORP
COM
02503X105
163
8340
SH
SOLE
8340
0
0
AMERICAN INTERNATIONAL GROUP
COM NEW
026874784
54
910
SH
SOLE
910
0
0
AMERICAN WATER WORKS CO INC
COM
030420103
9772
130570
SH
SOLE
130570
0
0
AMGEN INC
COM
031162100
72
430
SH
SOLE
430
0
0
ANALOG DEVICES
COM
032654105
9493
147290
SH
SOLE
147290
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
166
15810
SH
SOLE
15810
0
0
ANTHEM INC
COM
036752103
1065
8500
SH
SOLE
8500
0
0
APPLE INC
COM
037833100
10944
96810
SH
SOLE
96810
0
0
ARROW ELECTRONICS INC
COM
042735100
151
2360
SH
SOLE
2360
0
0
ASSURANT INC
COM
04621X108
113
1230
SH
SOLE
1230
0
0
ATHENAHEALTH INC
COM
04685W103
1009
8000
SH
SOLE
8000
0
0
AUTOLIV INC
COM
052800109
26
240
SH
SOLE
240
0
0
AUTONATION INC
COM
05329W102
100
2050
SH
SOLE
2050
0
0
AUTOZONE INC
COM
053332102
561
730
SH
SOLE
730
0
0
AVNET INC
COM
053807103
3
70
SH
SOLE
70
0
0
BCE INC
COM NEW
05534B760
3
70
SH
SOLE
70
0
0
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
2804
15400
SH
SOLE
15400
0
0
BANK OF MONTREAL
COM
063671101
8
120
SH
SOLE
120
0
0
BECTON DICKINSON AND CO
COM
075887109
189
1050
SH
SOLE
1050
0
0
BOSTON PROPERTIES INC
COM
101121101
612
4490
SH
SOLE
4490
0
0
BRISTOL-MYERS SQUIBB
COM
110122108
8821
163590
SH
SOLE
163590
0
0
BROWN-FORMAN CORP-CLASS B
CL B
115637209
7755
163480
SH
SOLE
163480
0
0
CDW CORP/DE
COM
12514G108
4
90
SH
SOLE
90
0
0
CIGNA CORP
COM
125509109
40
310
SH
SOLE
310
0
0
CME GROUP INC
COM
12572Q105
7
70
SH
SOLE
70
0
0
CVS HEALTH CORP
COM
126650100
623
7000
SH
SOLE
7000
0
0
CAN IMPERIAL BK OF COMMERCE
COM
136069101
4
50
SH
SOLE
50
0
0
CARDINAL HEALTH INC
COM
14149Y108
9433
121400
SH
SOLE
121400
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
8158
167100
SH
SOLE
167100
0
0
CELANESE CORP-SERIES A
COM SER A
150870103
30
450
SH
SOLE
450
0
0
CELGENE CORP
COM
151020104
1076
10290
SH
SOLE
10290
0
0
CHEVRON CORP
COM
166764100
6
60
SH
SOLE
60
0
0
CINCINNATI FINANCIAL CORP
COM
172062101
2
30
SH
SOLE
30
0
0
CISCO SYSTEMS
COM
17275R102
10
320
SH
SOLE
320
0
0
CINTAS CORP
COM
172908105
597
5300
SH
SOLE
5300
0
0
CITIGROUP INC
COM NEW
172967424
892
18880
SH
SOLE
18880
0
0
COMCAST CORP-CL A
CL A
20030N101
186
2800
SH
SOLE
2800
0
0
CONOCOPHILLIPS
COM
20825C104
9343
214940
SH
SOLE
214940
0
0
CONSOLIDATED EDISON INC
COM
209115104
6456
85740
SH
SOLE
85740
0
0
COVANTA HOLDING CORP
COM
22282E102
1597
103800
SH
SOLE
103800
0
0
CTRIP.COM INTERNATIONAL-ADR
AMERICAN DEP SHS
22943F100
1784
38300
SH
SOLE
38300
0
0
DR HORTON INC
COM
23331A109
4
120
SH
SOLE
120
0
0
DTE ENERGY COMPANY
COM
233331107
5
50
SH
SOLE
50
0
0
DELTA AIR LINES INC
COM NEW
247361702
119
3030
SH
SOLE
3030
0
0
THE WALT DISNEY CO.
COM DISNEY
254687106
798
8590
SH
SOLE
8590
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
486
8590
SH
SOLE
8590
0
0
DOMINION RESOURCES INC/VA
COM
25746U109
40
540
SH
SOLE
540
0
0
DOW CHEMICAL
COM
260543103
448
8640
SH
SOLE
8640
0
0
DR PEPPER SNAPPLE GROUP INC
COM
26138E109
150
1640
SH
SOLE
1640
0
0
DUKE ENERGY CORP
COM NEW
26441C204
172
2150
SH
SOLE
2150
0
0
EOG RESOURCES INC
COM
26875P101
711
7350
SH
SOLE
7350
0
0
ECOLAB INC
COM
278865100
679
5580
SH
SOLE
5580
0
0
ELECTRONIC ARTS INC
COM
285512109
747
8750
SH
SOLE
8750
0
0
ENGILITY HOLDINGS INC
COM
29286C107
1
19
SH
SOLE
19
0
0
EQUIFAX INC
COM
294429105
659
4900
SH
SOLE
4900
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
585
9090
SH
SOLE
9090
0
0
EXELON CORP
COM
30161N101
133
4000
SH
SOLE
4000
0
0
EXPEDITORS INTL WASH INC
COM
302130109
978
18980
SH
SOLE
18980
0
0
EXXON MOBIL CORPORATION
COM
30231G102
8982
102910
SH
SOLE
102910
0
0
FACEBOOK INC-A
CL A
30303M102
1514
11800
SH
SOLE
11800
0
0
FIDELITY NATIONAL INFO SERV
COM
31620M106
123
1600
SH
SOLE
1600
0
0
FIRST REPUBLIC BANK/CA
COM
33616C100
6400
83000
SH
SOLE
83000
0
0
FIRST SOLAR INC
COM
336433107
1145
29000
SH
SOLE
29000
0
0
FISERV INC
COM
337738108
794
7980
SH
SOLE
7980
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
394
7500
SH
SOLE
7500
0
0
FOOT LOCKER INC
COM
344849104
4
60
SH
SOLE
60
0
0
FORD MOTOR CO
COM PAR $0.01
345370860
7
620
SH
SOLE
620
0
0
GENERAL ELECTRIC CO
COM
369604103
28
930
SH
SOLE
930
0
0
GENERAL MILLS INC
COM
370334104
154
2410
SH
SOLE
2410
0
0
GENERAL MOTORS CO
COM
37045V100
200
6290
SH
SOLE
6290
0
0
GILEAD SCIENCES INC
COM
375558103
9
110
SH
SOLE
110
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
637
22780
SH
SOLE
22780
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
81
2510
SH
SOLE
2510
0
0
CGI GROUP INC - CL A
CL A SUB VTG
39945C109
132
2770
SH
SOLE
2770
0
0
HDFC BANK LTD-ADR
ADR REPS 3 SHS
40415F101
223
3100
SH
SOLE
3100
0
0
HP INC
COM
40434L105
198
12780
SH
SOLE
12780
0
0
HARRIS CORP
COM
413875105
71
780
SH
SOLE
780
0
0
HASBRO INC
COM
418056107
773
9750
SH
SOLE
9750
0
0
HEWLETT PACKARD ENTERPRIS
COM
42824C109
217
9540
SH
SOLE
9540
0
0
HOME DEPOT INC
COM
437076102
9687
75280
SH
SOLE
75280
0
0
HORMEL FOODS CORP
COM
440452100
815
21480
SH
SOLE
21480
0
0
HUMANA INC
COM
444859102
129
730
SH
SOLE
730
0
0
IMS HEALTH HOLDINGS INC
COM
44970B109
35
1110
SH
SOLE
1110
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
95
12700
SH
SOLE
12700
0
0
ILLUMINA INC
COM
452327109
545
3000
SH
SOLE
3000
0
0
INFOSYS LTD-SP ADR
SPONSORED ADR
456788108
62
3900
SH
SOLE
3900
0
0
INTEL CORP
COM
458140100
271
7180
SH
SOLE
7180
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
237
1490
SH
SOLE
1490
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
718
990
SH
SOLE
990
0
0
INTUIT INC
COM
461202103
651
5920
SH
SOLE
5920
0
0
ISHARES EDGE MSCI MIN VOL EM
MIN VOL EMRG MKT
464286533
64
1180
SH
SOLE
1180
0
0
ISHARES MSCI PACIFIC EX JAPA
MSCI PAC JP ETF
464286665
2
40
SH
SOLE
40
0
0
ISHARES MSCI EMERGING MARKET
MSCI EMG MKT ETF
464287234
34602
923964
SH
SOLE
923964
0
0
ITRON INC
COM
465741106
909
16300
SH
SOLE
16300
0
0
JPMORGAN CHASE & CO
COM
46625H100
7949
119370
SH
SOLE
119370
0
0
JOHNSON & JOHNSON
COM
478160104
320
2710
SH
SOLE
2710
0
0
KINDER MORGAN INC
COM
49456B101
848
36680
SH
SOLE
36680
0
0
KROGER CO
COM
501044101
968
32620
SH
SOLE
32620
0
0
L-3 COMMUNICATIONS HOLDINGS
COM
502424104
3
20
SH
SOLE
20
0
0
LAM RESEARCH CORP
COM
512807108
5
50
SH
SOLE
50
0
0
LIFELOCK INC
COM
53224V100
990
58500
SH
SOLE
58500
0
0
LOCKHEED MARTIN CORP
COM
539830109
185
770
SH
SOLE
770
0
0
MARSH & MCLENNAN COS
COM
571748102
629
9350
SH
SOLE
9350
0
0
MASCO CORP
COM
574599106
632
18430
SH
SOLE
18430
0
0
MCCORMICK & CO-NON VTG SHRS
COM NON VTG
579780206
50
500
SH
SOLE
500
0
0
MCDONALDS CORP
COM
580135101
5976
51800
SH
SOLE
51800
0
0
MCKESSON CORPORATION
COM
58155Q103
370
2220
SH
SOLE
2220
0
0
MERCK & CO INC
COM
58933Y105
9818
157310
SH
SOLE
157310
0
0
MICROSOFT CORP
COM
594918104
11302
196210
SH
SOLE
196210
0
0
MOHAWK INDUSTRIES INC
COM
608190104
62
310
SH
SOLE
310
0
0
NASDAQ INC
COM
631103108
991
14670
SH
SOLE
14670
0
0
NEOGEN CORP
COM
640491106
593
10600
SH
SOLE
10600
0
0
NET 1 UEPS TECHNOLOGIES INC
COM NEW
64107N206
654
76400
SH
SOLE
76400
0
0
NEW ORIENTAL EDUCATIO-SP ADR
SPON ADR
647581107
185
4000
SH
SOLE
4000
0
0
NEW YORK COMMUNITY BANCORP
COM
649445103
1
90
SH
SOLE
90
0
0
NEXTERA ENERGY INC
COM
65339F101
10042
82100
SH
SOLE
82100
0
0
NIKE INC
CL B
654106103
1098
20850
SH
SOLE
20850
0
0
NISOURCE INC
COM
65473P105
3
130
SH
SOLE
130
0
0
NORTHERN TRUST CORP
COM
665859104
6320
92950
SH
SOLE
92950
0
0
NORTHROP GRUMMAN CORP
COM
666807102
8988
42010
SH
SOLE
42010
0
0
NVIDIA CORP
COM
67066G104
8601
125520
SH
SOLE
125520
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
697
2490
SH
SOLE
2490
0
0
PPG INDUSTRIES INC
COM
693506107
803
7770
SH
SOLE
7770
0
0
PPL CORP
COM
69351T106
5
140
SH
SOLE
140
0
0
PATTERN ENERGY GROUP INC
CL A
70338P100
1023
45500
SH
SOLE
45500
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
573
13990
SH
SOLE
13990
0
0
PEPSICO INC
COM
713448108
877
8060
SH
SOLE
8060
0
0
PFIZER INC
COM
717081103
256
7550
SH
SOLE
7550
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
9940
102240
SH
SOLE
102240
0
0
PHILLIPS 66
COM
718546104
166
2060
SH
SOLE
2060
0
0
PRICELINE GROUP INC/THE
COM NEW
741503403
750
510
SH
SOLE
510
0
0
PROCTER AND GAMBLE CO
COM
742718109
35
390
SH
SOLE
390
0
0
PROOFPOINT INC
COM
743424103
651
8700
SH
SOLE
8700
0
0
RAYTHEON COMPANY
COM NEW
755111507
9049
66470
SH
SOLE
66470
0
0
REPUBLIC SERVICES INC
COM
760759100
5
90
SH
SOLE
90
0
0
REYNOLDS AMERICAN INC
COM
761713106
166
3520
SH
SOLE
3520
0
0
ROPER TECHNOLOGIES INC
COM
776696106
841
4610
SH
SOLE
4610
0
0
ROSS STORES INC
COM
778296103
691
10740
SH
SOLE
10740
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
371
1716
SH
SOLE
1716
0
0
SPDR S&P EMERGING MKTS SMALL
S&P EMKTSC ETF
78463X756
33
770
SH
SOLE
770
0
0
SCHLUMBERGER LTD
COM
806857108
7857
99910
SH
SOLE
99910
0
0
SHAW COMMUNICATIONS INC-B
CL B CONV
82028K200
30
1480
SH
SOLE
1480
0
0
SHERWIN-WILLIAMS CO/THE
COM
824348106
581
2100
SH
SOLE
2100
0
0
SILICON MOTION TECHNOL-ADR
SPONSORED ADR
82706C108
62
1200
SH
SOLE
1200
0
0
SILVER SPRING NETWORKS INC
COM
82817Q103
746
52600
SH
SOLE
52600
0
0
SIMON PROPERTY GROUP INC
COM
828806109
431
2080
SH
SOLE
2080
0
0
JM SMUCKER CO/THE
COM NEW
832696405
3166
23360
SH
SOLE
23360
0
0
SOUTHWEST AIRLINES CO
COM
844741108
1053
27070
SH
SOLE
27070
0
0
SQUARE INC - A
CL A
852234103
1562
134000
SH
SOLE
134000
0
0
STARBUCKS CORP
COM
855244109
8051
148710
SH
SOLE
148710
0
0
STRYKER CORP
COM
863667101
163
1400
SH
SOLE
1400
0
0
SUNPOWER CORP
COM
867652406
636
71300
SH
SOLE
71300
0
0
SYNCHRONY FINANCIAL
COM
87165B103
126
4500
SH
SOLE
4500
0
0
TJX COMPANIES INC
COM
872540109
793
10600
SH
SOLE
10600
0
0
T-MOBILE US INC
COM
872590104
960
20540
SH
SOLE
20540
0
0
TATA MOTORS LTD-SPON ADR
SPONSORED ADR
876568502
88
2200
SH
SOLE
2200
0
0
TELADOC INC
COM
87918A105
1003
54800
SH
SOLE
54800
0
0
TERRAFORM POWER INC - A
CL A COM
88104R100
754
54200
SH
SOLE
54200
0
0
TESLA MOTORS INC
COM
88160R101
1000
4900
SH
SOLE
4900
0
0
TESORO CORP
COM
881609101
130
1630
SH
SOLE
1630
0
0
THOMSON REUTERS CORP
COM
884903105
124
3000
SH
SOLE
3000
0
0
TIME WARNER INC
COM NEW
887317303
30
380
SH
SOLE
380
0
0
TORONTO-DOMINION BANK
COM NEW
891160509
6061
136510
SH
SOLE
136510
0
0
TRAVELERS COS INC/THE
COM
89417E109
168
1470
SH
SOLE
1470
0
0
TYSON FOODS INC-CL A
CL A
902494103
180
2410
SH
SOLE
2410
0
0
UBIQUITI NETWORKS INC
COM
90347A100
642
12000
SH
SOLE
12000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
6174
44100
SH
SOLE
44100
0
0
UNUM GROUP
COM
91529Y106
50
1430
SH
SOLE
1430
0
0
VALERO ENERGY CORP
COM
91913Y100
613
11570
SH
SOLE
11570
0
0
VANGUARD FTSE EUROPE ETF
FTSE EUROPE ETF
922042874
9
180
SH
SOLE
180
0
0
VANGUARD S&P 500 ETF
S&P 500 ETF SHS
922908363
2776
13970
SH
SOLE
13970
0
0
VERIZON COMMUNICATIO
COM
92343V104
163
3130
SH
SOLE
3130
0
0
VISA INC-CLASS A SHRS
COM CL A
92826C839
1164
14070
SH
SOLE
14070
0
0
WAL-MART STORES INC
COM
931142103
212
2940
SH
SOLE
2940
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
6770
83980
SH
SOLE
83980
0
0
WATTS WATER TECHNOLOGIES-A
CL A
942749102
616
9500
SH
SOLE
9500
0
0
WELLS FARGO & COMPANY
COM
949746101
5020
113370
SH
SOLE
113370
0
0
WISDOMTREE EMERGING MARKETS
EMER MKT HIGH FD
97717W315
65
1720
SH
SOLE
1720
0
0
XEROX CORP
COM
984121103
40
3910
SH
SOLE
3910
0
0
XYLEM INC
COM
98419M100
1799
34300
SH
SOLE
34300
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
923
7100
SH
SOLE
7100
0
0
ZOETIS INC
CL A
98978V103
1789
34400
SH
SOLE
34400
0
0