0001435346-16-000013.txt : 20160108
0001435346-16-000013.hdr.sgml : 20160108
20160107184909
ACCESSION NUMBER: 0001435346-16-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160108
DATE AS OF CHANGE: 20160107
EFFECTIVENESS DATE: 20160108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daiwa SB Investments Ltd.
CENTRAL INDEX KEY: 0001435346
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13129
FILM NUMBER: 161331163
BUSINESS ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
BUSINESS PHONE: 810362050200
MAIL ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001435346
XXXXXXXX
12-31-2015
12-31-2015
Daiwa SB Investments Ltd.
2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
TOKYO
M0
100-0013
13F HOLDINGS REPORT
028-13129
N
Fujio Yanagihara
Managing Director
81-3-6205-0680
Fujio Yanagihara
Chiyoda-Ku
M0
01-07-2016
0
129
428492
false
INFORMATION TABLE
2
dsbiform13f20151231.xml
AT&T INC
COM
00206R102
7715
224200
SH
SOLE
224200
0
0
ALEXION PHARM.INC
COM
015351109
252
1320
SH
SOLE
1320
0
0
ALIBABA GROUP HOLDING-SP ADR
SPONSORED ADS
01609W102
3035
37350
SH
SOLE
37350
0
0
ALLSTATE CORP
COM
020002101
1061
17088
SH
DFND
17088
0
0
ALLY FINANCIAL INC
COM
02005N100
239
12800
SH
SOLE
12800
0
0
ALPHABET INC-CL C
CAP STK CLC
02079K107
2512
3310
SH
DFND
3310
0
0
ALPHABET INC-CL A
CAP STK CLA
02079K305
2491
3202
SH
DFND
3202
0
0
ALTRIA GROUP INC
COM
02209S103
10475
179946
SH
DFND
179946
0
0
AMERICAN WATER WORKS CO INC
COM
030420103
8507
142375
SH
DFND
142375
0
0
AMGEN INC
COM
031162100
2039
12562
SH
DFND
12562
0
0
ANALOG DEVICES
COM
032654105
8732
157854
SH
DFND
157854
0
0
ANTHEM INC
COM
036752103
2623
18810
SH
DFND
18810
0
0
APPLE INC
COM
037833100
11637
110559
SH
DFND
110559
0
0
ASSURANT INC
COM
04621X108
238
2950
SH
SOLE
2950
0
0
AUTOZONE INC
COM
053332102
1482
1998
SH
DFND
1998
0
0
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
624
3300
SH
SOLE
3300
0
0
BANK OF NOVA SCOTIA
COM
064149107
6629
163920
SH
SOLE
163920
0
0
BIOGEN INC
COM
09062X103
1781
5812
SH
DFND
5812
0
0
BOEING CO/THE
COM
097023105
453
3131
SH
DFND
3131
0
0
BOISE CASCADE CO
COM
09739D100
230
9020
SH
SOLE
9020
0
0
BOSTON PROPERTIES INC
COM
101121101
699
5480
SH
SOLE
5480
0
0
BRISTOL MYERS-SQUIBB
COM
110122108
12417
180507
SH
DFND
180507
0
0
BROWN-FORMAN CORP-CLASS B
CL B
115637209
8312
83723
SH
DFND
83723
0
0
BURLINGTON STORES INC
COM
122017106
233
5420
SH
SOLE
5420
0
0
CF INDUSTRIES HOLDINGS INC
COM
125269100
241
5900
SH
SOLE
5900
0
0
C.H. ROBINSON WORLDWIDE INC
COM NEW
12541W209
1267
20425
SH
DFND
20425
0
0
CVS HEALTH CORP
COM
126650100
1636
16729
SH
DFND
16729
0
0
CARDINAL HEALTH INC
COM
14149Y108
10435
116889
SH
DFND
116889
0
0
CARNIVAL CORP
PAIRED CTF
143658300
10071
184858
SH
DFND
184858
0
0
CELGENE CORP
COM
151020104
3014
25169
SH
DFND
25169
0
0
CHEVRON CORP
COM
166764100
9687
107678
SH
DFND
107678
0
0
CHUNGHWA TELECOM LT-SPON ADR
SPON ADR NEW
17133Q502
30
1000
SH
SOLE
1000
0
0
CISCO SYSTEMS
COM
17275R102
1051
38691
SH
DFND
38691
0
0
CITIGROUP INC
COM NEW
172967424
2130
41168
SH
DFND
41168
0
0
COCA-COLA ENTERPRISES
COM
19122T109
245
4970
SH
SOLE
4970
0
0
COMCAST CORP-CL A
CL A
20030N101
826
14637
SH
DFND
14637
0
0
CONOCOPHILLIPS
COM
20825C104
845
18090
SH
SOLE
18090
0
0
CONSOLIDATED EDISON INC
COM
209115104
8592
133691
SH
DFND
133691
0
0
THE WALT DISNEY CO.
COM DISNEY
254687106
233
2220
SH
SOLE
2220
0
0
DOW CHEMICAL
COM
260543103
7840
152300
SH
SOLE
152300
0
0
ECOLAB INC
COM
278865100
1351
11814
SH
DFND
11814
0
0
EDISON INTERNATIONAL
COM
281020107
949
16028
SH
DFND
16028
0
0
ELECTRONIC ARTS INC
COM
285512109
1230
17896
SH
DFND
17896
0
0
ENGILITY HOLDINGS INC
COM
29286C107
1
19
SH
SOLE
19
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
840
10290
SH
SOLE
10290
0
0
EXPEDITORS INTL WASH INC
COM
302130109
1448
32117
SH
DFND
32117
0
0
EXXON MOBIL CORPORATION
COM
30231G102
2683
34423
SH
DFND
34423
0
0
FACEBOOK INC-A
CL A
30303M102
2983
28503
SH
DFND
28503
0
0
FISERV INC
COM
337738108
1091
11934
SH
DFND
11934
0
0
GILEAD SCIENCES INC
COM
375558103
2661
26293
SH
DFND
26293
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
808
28420
SH
SOLE
28420
0
0
GOODYEAR TIRE & RUBBER CO
COM
382550101
963
29491
SH
DFND
29491
0
0
HDFC BANK LTD-ADR
ADR REPS 3 SHS
40415F101
136
2200
SH
SOLE
2200
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
260
6430
SH
SOLE
6430
0
0
HANESBRANDS INC
COM
410345102
1099
37341
SH
DFND
37341
0
0
HASBRO INC
COM
418056107
1489
22102
SH
DFND
22102
0
0
HOLLYFRONTIER CORP
COM
436106108
970
24319
SH
DFND
24319
0
0
HOME DEPOT INC
COM
437076102
11001
83182
SH
DFND
83182
0
0
HORMEL FOODS CORP
COM
440452100
1838
23242
SH
DFND
23242
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
46
5900
SH
SOLE
5900
0
0
IKANG HEALTHCARE GROUP-ADR
SPONSORED ADR
45174L108
88
4300
SH
SOLE
4300
0
0
INFOSYS LTD-SP ADR
SPONSORED ADR
456788108
40
2400
SH
SOLE
2400
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
947
6883
SH
DFND
6883
0
0
INTERNATIONAL PAPER CO
COM
460146103
639
16940
SH
SOLE
16940
0
0
INTUIT INC
COM
461202103
1305
13526
SH
DFND
13526
0
0
ISHARES MSCI EMERGING MARKET
MSCI EMG MKT ETF
464287234
27735
861613
SH
SOLE
861613
0
0
JPMORGAN CHASE & CO
COM
46625H100
12145
183929
SH
DFND
183929
0
0
JD.COM INC-ADR
SPON ADR CL A
47215P106
58
1800
SH
SOLE
1800
0
0
KINDER MORGAN INC
COM
49456B101
1120
75045
SH
DFND
75045
0
0
KROGER CO
COM
501044101
1821
43527
SH
DFND
43527
0
0
LAM RESEARCH CORP
COM
512807108
245
3090
SH
SOLE
3090
0
0
ELI LILLY & CO
COM
532457108
244
2900
SH
SOLE
2900
0
0
LOCKHEED MARTIN CORP
COM
539830109
7830
36060
SH
SOLE
36060
0
0
MARSH & MCLENNAN COS
COM
571748102
2059
37132
SH
DFND
37132
0
0
MARRIOTT INTERNATIONAL-CL A
CL A
571903202
1367
20384
SH
DFND
20384
0
0
MCDONALDS CORP
COM
580135101
9415
79695
SH
DFND
79695
0
0
MCKESSON CORPORATION
COM
58155Q103
1161
5889
SH
DFND
5889
0
0
MERCK & CO INC
COM
58933Y105
9213
174425
SH
DFND
174425
0
0
MICROSOFT CORP
COM
594918104
10398
187423
SH
DFND
187423
0
0
MOHAWK INDUSTRIES INC
COM
608190104
1914
10104
SH
DFND
10104
0
0
NASDAQ INC
COM
631103108
1659
28515
SH
DFND
28515
0
0
NEWELL RUBBERMAID INC
COM
651229106
8291
188090
SH
SOLE
188090
0
0
NEXTERA ENERGY INC
COM
65339F101
9137
87953
SH
DFND
87953
0
0
NIKE INC
CL B
654106103
1075
17200
SH
SOLE
17200
0
0
NORTHERN TRUST CORP
COM
665859104
1889
26197
SH
DFND
26197
0
0
NORTHROP GRUMMAN CORP
COM
666807102
8479
44910
SH
SOLE
44910
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
1382
5453
SH
DFND
5453
0
0
OCH-ZIFF CAPITAL MANAGEMEN-A
CL A
67551U105
234
37640
SH
SOLE
37640
0
0
ORACLE CORP
COM
68389X105
234
6400
SH
SOLE
6400
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
1216
12761
SH
DFND
12761
0
0
PPG INDUSTRIES INC
COM
693506107
1132
11455
SH
DFND
11455
0
0
PAYPAL HOLDINGS INC
COM
70450Y103
1151
31799
SH
DFND
31799
0
0
PEPSICO INC
COM
713448108
1120
11206
SH
DFND
11206
0
0
PFIZER INC
COM
717081103
1255
38889
SH
DFND
38889
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
8415
95720
SH
SOLE
95720
0
0
PRICELINE GROUP INC/THE
COM NEW
741503403
1503
1179
SH
DFND
1179
0
0
QUALCOMM INC
COM
747525103
251
5020
SH
SOLE
5020
0
0
REYNOLDS AMERICAN INC
COM
761713106
9813
212634
SH
DFND
212634
0
0
ROPER TECHNOLOGIES INC
COM
776696106
1031
5433
SH
DFND
5433
0
0
ROSS STORES INC
COM
778296103
1315
24433
SH
DFND
24433
0
0
SPDR S&P 500 ETF TRUST
TR UNIT
78462F103
14536
71299
SH
SOLE
71299
0
0
SVB FINANCIAL GROUP
COM
78486Q101
237
1990
SH
SOLE
1990
0
0
SCHLUMBERGER LTD
COM
806857108
8527
122254
SH
DFND
122254
0
0
SHERWIN-WILLIAMS CO/THE
COM
824348106
1247
4804
SH
DFND
4804
0
0
SILICON MOTION TECHNOL-ADR
SPONSORED ADR
82706C108
22
700
SH
SOLE
700
0
0
SILICONWARE PRECISION-SP ADR
SPONSORED ADR SPL
827084864
28
3638
SH
SOLE
3638
0
0
SIMON PROPERTY GROUP INC
COM
828806109
261
1340
SH
SOLE
1340
0
0
SOUTHERN CO
COM
842587107
1011
21613
SH
DFND
21613
0
0
SOUTHWEST AIRLINES CO
COM
844741108
2319
53860
SH
DFND
53860
0
0
STARBUCKS CORP
COM
855244109
11212
186779
SH
DFND
186779
0
0
TJX COMPANIES INC
COM
872540109
1603
22610
SH
DFND
22610
0
0
T-MOBILE US INC
COM
872590104
1349
34489
SH
DFND
34489
0
0
TAIWAN SEMICONDUCTOR-SP
SPONSORED ADR
874039100
43
1900
SH
SOLE
1900
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
260
1830
SH
SOLE
1830
0
0
3M CO
COM
88579Y101
241
1600
SH
SOLE
1600
0
0
TORONTO-DOMINION BANK
COM NEW
891160509
7242
184880
SH
SOLE
184880
0
0
TRANSCANADA CORP
COM
89353D107
594
18240
SH
SOLE
18240
0
0
21VIANET GROUP INC-ADR
SPONSORED ADR
90138A103
30
1400
SH
SOLE
1400
0
0
VALERO ENERGY CORP
COM
91913Y100
1431
20234
SH
DFND
20234
0
0
VANGUARD S&P 500 ETF
S&P 500 ETF SHS
922908363
1574
8420
SH
SOLE
8420
0
0
VERIZON COMMUNICATIO
COM
92343V104
10115
218854
SH
DFND
218854
0
0
VISA INC-CLASS A SHRS
COM CL A
92826C839
1651
21286
SH
DFND
21286
0
0
WAL-MART STORES INC
COM
931142103
595
9700
SH
SOLE
9700
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1385
16269
SH
DFND
16269
0
0
WELLS FARGO & COMPANY
COM
949746101
11598
213358
SH
DFND
213358
0
0
WESTERN UNION CO
COM
959802109
8638
482322
SH
DFND
482322
0
0
ALLERGAN PLC
SHS
G0177J108
1264
4046
SH
DFND
4046
0
0
ACCENTURE PLC-CL A
SHS CLASS A
G1151C101
1632
15615
SH
DFND
15615
0
0
XL GROUP PLC
SHS
G98290102
1115
28464
SH
DFND
28464
0
0