0001435346-15-000008.txt : 20150710
0001435346-15-000008.hdr.sgml : 20150710
20150709212451
ACCESSION NUMBER: 0001435346-15-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150710
DATE AS OF CHANGE: 20150709
EFFECTIVENESS DATE: 20150710
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Daiwa SB Investments Ltd.
CENTRAL INDEX KEY: 0001435346
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13129
FILM NUMBER: 15982368
BUSINESS ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
BUSINESS PHONE: 810362050200
MAIL ADDRESS:
STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
CITY: TOKYO
STATE: M0
ZIP: 100-0013
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001435346
XXXXXXXX
06-30-2015
06-30-2015
Daiwa SB Investments Ltd.
2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU
TOKYO
M0
100-0013
13F HOLDINGS REPORT
028-13129
N
Fujio Yanagihara
Managing Director
81-3-6205-6680
Fujio Yanagihara
Chiyodaku,Tokyo
M0
07-09-2015
0
171
514261
false
INFORMATION TABLE
2
dsbiform13f20150630.xml
AT&T INC
COM
00206R102
269
7560
SH
SOLE
7560
0
0
ABBOTT LABORATORIES
COM
002824100
7122
145100
SH
SOLE
145100
0
0
ABBVIE INC
COM
00287Y109
10057
149683
SH
DFND
149683
0
0
AECOM
COM
00766T100
1150
34750
SH
SOLE
34750
0
0
ALEXION PHARM.INC
COM
015351109
219
1210
SH
SOLE
1210
0
0
ALIBABA GROUP HOLDING-SP ADR
SPONSORED ADS
01609W102
383
4650
SH
SOLE
4650
0
0
ALLSTATE CORP
COM
020002101
1109
17093
SH
DFND
17093
0
0
ALTRIA GROUP INC
COM
02209S103
5423
110880
SH
DFND
110880
0
0
AMERICAN EXPRESS COMPANY
COM
025816109
366
4714
SH
DFND
4714
0
0
AMERICAN INTERNATIONAL GROUP
COM NEW
026874784
1183
19130
SH
SOLE
19130
0
0
AMERIPRISE FINANCIAL INC
COM
03076C106
1536
12294
SH
DFND
12294
0
0
AMGEN INC
COM
031162100
1403
9142
SH
DFND
9142
0
0
APPLE INC
COM
037833100
13497
107612
SH
DFND
107612
0
0
ARCHER-DANIELS-MIDLAND CO
COM
039483102
164
3410
SH
SOLE
3410
0
0
AUTOZONE INC
COM
053332102
1265
1897
SH
DFND
1897
0
0
BAIDU INC - SPON ADR
SPON ADR REP A
056752108
816
4100
SH
SOLE
4100
0
0
BALL CORP
COM
058498106
1056
15058
SH
DFND
15058
0
0
BANK OF AMERICA CORP
COM
060505104
659
38714
SH
DFND
38714
0
0
BANK OF NOVA SCOTIA
COM
064149107
7027
136100
SH
SOLE
136100
0
0
BED BATH & BEYOND INC
COM
075896100
1290
18695
SH
DFND
18695
0
0
BERKSHIRE HATHAWAY INC-CL B
CL B NEW
084670702
1869
13732
SH
DFND
13732
0
0
BIOGEN INC
COM
09062X103
2925
7240
SH
DFND
7240
0
0
BLACKROCK INC
COM
09247X101
1176
3400
SH
SOLE
3400
0
0
BOEING CO/THE
COM
097023105
1422
10253
SH
DFND
10253
0
0
BOISE CASCADE CO
COM
09739D100
1118
30480
SH
SOLE
30480
0
0
BOSTON PROPERTIES INC
COM
101121101
954
7881
SH
DFND
7881
0
0
BRISTOL MYERS-SQUIBB
COM
110122108
13048
196090
SH
DFND
196090
0
0
BROWN-FORMAN CORP-CLASS B
CL B
115637209
8554
85390
SH
SOLE
85390
0
0
BURLINGTON STORES INC
COM
122017106
1157
22600
SH
SOLE
22600
0
0
C.H. ROBINSON WORLDWIDE INC
COM NEW
12541W209
1511
24224
SH
DFND
24224
0
0
CVS/CAREMARK CORP
COM
126650100
1908
18194
SH
DFND
18194
0
0
CAMPBELL SOUP CO
COM
134429109
8525
178900
SH
SOLE
178900
0
0
CARDINAL HEALTH INC
COM
14149Y108
1719
20555
SH
DFND
20555
0
0
CARNIVAL CORP
PAIRED CTF
143658300
11523
233309
SH
DFND
233309
0
0
CATERPILLAR INC
COM
149123101
494
5822
SH
DFND
5822
0
0
CELGENE CORP
COM
151020104
4110
35515
SH
DFND
35515
0
0
CHEVRON CORP
COM
166764100
7691
79721
SH
DFND
79721
0
0
CHUNGHWA TELECOM LT-SPON ADR
SPON ADR NEW II
17133Q502
13
400
SH
SOLE
400
0
0
CISCO SYSTEMS
COM
17275R102
722
26304
SH
DFND
26304
0
0
CITIGROUP INC
COM NEW
172967424
3057
55340
SH
DFND
55340
0
0
COCA-COLA ENTERPRISES
COM
19122T109
1167
26860
SH
SOLE
26860
0
0
COMCAST CORP-CL A
CL A
20030N101
4557
75766
SH
DFND
75766
0
0
COMMUNITY HEALTH SYSTEMS INC
COM
203668108
1205
19130
SH
SOLE
19130
0
0
CONAGRA FOODS INC
COM
205887102
10119
231441
SH
DFND
231441
0
0
CONOCOPHILLIPS
COM
20825C104
5773
94001
SH
DFND
94001
0
0
CONSOLIDATED EDISON INC
COM
209115104
5476
94618
SH
DFND
94618
0
0
CORNING INC.
COM
219350105
185
9400
SH
SOLE
9400
0
0
CUMMINS INC
COM
231021106
88
670
SH
SOLE
670
0
0
DR HORTON INC
COM
23331A109
2082
76103
SH
DFND
76103
0
0
DAVITA HEALTHCARE PARTNERS INC
COM
23918K108
393
4941
SH
DFND
4941
0
0
THE WALT DISNEY CO.
COM DISNEY
254687106
1192
10440
SH
SOLE
10440
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
191
3310
SH
SOLE
3310
0
0
DOW CHEMICAL
COM
260543103
8073
157760
SH
SOLE
157760
0
0
DUKE ENERGY CORP
COM NEW
26441C204
400
5670
SH
SOLE
5670
0
0
EMC CORP MASSACHUSETTS
COM
268648102
314
11910
SH
DFND
11910
0
0
EBAY INC
COM
278642103
470
7794
SH
DFND
7794
0
0
ECOLAB INC
COM
278865100
1752
15493
SH
DFND
15493
0
0
EDISON INTERNATIONAL
COM
281020107
1009
18163
SH
DFND
18163
0
0
ENGILITY HOLDINGS INC
COM
29286C107
0
19
SH
SOLE
19
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1031
14692
SH
DFND
14692
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
170
1910
SH
SOLE
1910
0
0
EXXON MOBIL CORPORATION
COM
30231G102
3249
39051
SH
DFND
39051
0
0
FACEBOOK INC-A
CL A
30303M102
2346
27353
SH
DFND
27353
0
0
FEDEX CORP
COM
31428X106
2710
15904
SH
DFND
15904
0
0
FISERV INC
COM
337738108
1106
13350
SH
DFND
13350
0
0
FIRSTENERGY CORP
COM
337932107
1183
36350
SH
SOLE
36350
0
0
FORD MOTOR CO
COM PAR $0.01
345370860
1045
69632
SH
DFND
69632
0
0
GAP INC
COM
364760108
240
6300
SH
SOLE
6300
0
0
GENERAL ELECTRIC CO
COM
369604103
1520
57223
SH
DFND
57223
0
0
GENERAL GROWTH PROPERTIES
COM
370023103
1177
45850
SH
SOLE
45850
0
0
GENERAL MILLS INC
COM
370334104
8174
146700
SH
SOLE
146700
0
0
GILEAD SCIENCES INC
COM
375558103
3344
28561
SH
DFND
28561
0
0
GILDAN ACTIVEWEAR INC
COM
375916103
895
26940
SH
SOLE
26940
0
0
GOOGLE INC-CL A
CL A
38259P508
1552
2874
SH
DFND
2874
0
0
GOOGLE INC-CL C
CL C
38259P706
851
1635
SH
DFND
1635
0
0
WW GRAINGER INC
COM
384802104
159
670
SH
SOLE
670
0
0
HDFC BANK LTD-ADR
ADR REPS 3SHS
40415F101
145
2400
SH
SOLE
2400
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
1177
17870
SH
SOLE
17870
0
0
HANESBRANDS INC
COM
410345102
1264
37921
SH
DFND
37921
0
0
HASBRO INC
COM
418056107
12195
163058
SH
DFND
163058
0
0
HERSHEY CO/THE
COM
427866108
190
2140
SH
SOLE
2140
0
0
HEWLETT PACKARD CO
COM
428236103
122
4050
SH
SOLE
4050
0
0
HOLLYFRONTIER CORP
COM
436106108
761
17815
SH
DFND
17815
0
0
HOME DEPOT INC
COM
437076102
10439
93933
SH
DFND
93933
0
0
HOST HOTELS & RESORTS INC
COM
44107P104
884
44559
SH
DFND
44559
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
61
5900
SH
SOLE
5900
0
0
IKANG HEALTHCARE GROUP-ADR
SPONSORED ADR
45174L108
93
4800
SH
SOLE
4800
0
0
INFOSYS LTD-SP ADR
SPONSORED ADR
456788108
19
1200
SH
SOLE
1200
0
0
INTEL CORP
COM
458140100
1432
47095
SH
DFND
47095
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
1263
7763
SH
DFND
7763
0
0
INTERNATIONAL PAPER CO
COM
460146103
1201
25240
SH
DFND
25240
0
0
INTUIT INC
COM
461202103
1043
10353
SH
DFND
10353
0
0
ISHARES MSCI EMERGING MARKET
MSCI EMG MKT ETF
464287234
33240
838976
SH
SOLE
838976
0
0
JPMORGAN CHASE & CO
COM
46625H100
13176
194445
SH
DFND
194445
0
0
JD.COM INC-ADR
SPON ADR CL A
47215P106
61
1800
SH
SOLE
1800
0
0
JOHNSON & JOHNSON
COM
478160104
6807
69840
SH
DFND
69840
0
0
KIMBERLY CLARK CORP
COM
494368103
9582
90426
SH
DFND
90426
0
0
KINDER MORGAN INC
COM
49456B101
2539
66136
SH
DFND
66136
0
0
KROGER CO
COM
501044101
854
11776
SH
DFND
11776
0
0
ELI LILLY & CO
COM
532457108
9924
118870
SH
SOLE
118870
0
0
LOCKHEED MARTIN CORP
COM
539830109
3941
21200
SH
SOLE
21200
0
0
MARRIOTT INTERNATIONAL-CL A
CL A
571903202
9251
124352
SH
DFND
124352
0
0
MASCO CORP
COM
574599106
1163
43620
SH
DFND
43620
0
0
MCKESSON CORPORATION
COM
58155Q103
1707
7593
SH
DFND
7593
0
0
MEAD JOHNSON NUTRITION CO
COM
582839106
2082
23080
SH
DFND
23080
0
0
MERCK & CO INC
COM
58933Y105
8306
145900
SH
SOLE
145900
0
0
MICROSOFT CORP
COM
594918104
2702
61202
SH
DFND
61202
0
0
MOHAWK INDUSTRIES INC
COM
608190104
2245
11758
SH
DFND
11758
0
0
MONSANTO CO /NEW
COM
61166W101
122
1140
SH
SOLE
1140
0
0
NASDAQ OMX GROUP/THE
COM
631103108
1149
23532
SH
DFND
23532
0
0
NEWELL RUBBERMAID INC
COM
651229106
8703
211690
SH
SOLE
211690
0
0
NEXTERA ENERGY INC
COM
65339F101
5413
55220
SH
SOLE
55220
0
0
NIKE INC
CL B
654106103
1031
9548
SH
DFND
9548
0
0
O'REILLY AUTOMOTIVE INC
COM
67103H107
1395
6174
SH
DFND
6174
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
1183
15210
SH
SOLE
15210
0
0
ORACLE CORP
COM
68389X105
1097
27230
SH
DFND
27230
0
0
PNC FINANCIAL SERVICES GROUP
COM
693475105
1737
18163
SH
DFND
18163
0
0
PPG INDUSTRIES INC
COM
693506107
1727
15058
SH
DFND
15058
0
0
PANERA BREAD COMPANY-CLASS A
CL A
69840W108
1180
6750
SH
SOLE
6750
0
0
PEPSICO INC
COM
713448108
1383
14818
SH
DFND
14818
0
0
PFIZER INC
COM
717081103
8397
250436
SH
DFND
250436
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
5740
71600
SH
SOLE
71600
0
0
PRECISION CASTPARTS CORP
COM
740189105
1169
5850
SH
SOLE
5850
0
0
PROCTER AND GAMBLE CO
COM
742718109
1603
20486
SH
DFND
20486
0
0
PULTE GROUP INC
COM
745867101
170
8440
SH
SOLE
8440
0
0
QUALCOMM INC
COM
747525103
574
9170
SH
DFND
9170
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
296
580
SH
SOLE
580
0
0
ROCKWELL INTL CORP NEW
COM
773903109
72
580
SH
SOLE
580
0
0
ROPER TECHNOLOGIES INC
COM
776696106
1050
6086
SH
DFND
6086
0
0
ROYAL BANK OF CANADA
COM
780087102
7968
130300
SH
SOLE
130300
0
0
ROYAL BK SCOTLND GRP PLC-Q
ADR PREF SHS Q
780097754
659
26028
SH
SOLE
26028
0
0
SBA COMMUNICATIONS CORP-CL A
COM
78388J106
2294
19951
SH
DFND
19951
0
0
SPDR S&P 500 ETF TRUST
TR TRUST
78462F103
15227
73971
SH
SOLE
73971
0
0
SVB FINANCIAL GROUP
COM
78486Q101
1172
8140
SH
SOLE
8140
0
0
SCHLUMBERGER LTD
COM
806857108
5818
67505
SH
DFND
67505
0
0
SHAW COMMUNICATIONS INC-B
CL B CONV
82028K200
92
4240
SH
SOLE
4240
0
0
SHERWIN-WILLIAMS CO/THE
COM
824348106
1768
6428
SH
DFND
6428
0
0
SILICONWARE PRECISION-SP ADR
SPONSD ADR SPL
827084864
71
9500
SH
SOLE
9500
0
0
SOUTHERN CO
COM
842587107
925
22067
SH
DFND
22067
0
0
STANLEY BLACK & DECKER INC
COM
854502101
169
1610
SH
SOLE
1610
0
0
STARBUCKS CORP
COM
855244109
13167
245592
SH
DFND
245592
0
0
SYSCO CORP
COM
871829107
7895
218709
SH
DFND
218709
0
0
TJX COMPANIES INC
COM
872540109
1820
27505
SH
DFND
27505
0
0
TAIWAN SEMICONDUCTOR-SP
SPONSORED ADR
874039100
43
1900
SH
SOLE
1900
0
0
TEXAS INSTRUMENTS INC
COM
882508104
416
8073
SH
DFND
8073
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
1178
9080
SH
SOLE
9080
0
0
3M CO
COM
88579Y101
1927
12489
SH
DFND
12489
0
0
TORONTO-DOMINION BANK
COM NEW
891160509
8286
194920
SH
SOLE
194920
0
0
TRANSCANADA CORP
COM
89353D107
908
22360
SH
SOLE
22360
0
0
TRANSDIGM GROUP INC
COM
893641100
1075
4785
SH
DFND
4785
0
0
21VIANET GROUP INC-ADR
SPONSORED ADR
90138A103
197
9600
SH
SOLE
9600
0
0
UNITED PARCEL SERVICE-CL B
CL B
911312106
515
5315
SH
DFND
5315
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
704
6345
SH
DFND
6345
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
312
2560
SH
SOLE
2560
0
0
VALERO ENERGY CORP
COM
91913Y100
804
12845
SH
DFND
12845
0
0
VANGUARD S&P 500 ETF
S&P 500 ETF SHS
922908363
2408
12750
SH
SOLE
12750
0
0
VERIZON COMMUNICATIO
COM
92343V104
9290
199308
SH
DFND
199308
0
0
VIPSHOP HOLDINGS LTD - ADS
SPONSORED ADR
92763W103
16
700
SH
SOLE
700
0
0
WAL-MART STORES INC
COM
931142103
1437
20259
SH
DFND
20259
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1536
18192
SH
DFND
18192
0
0
WELLS FARGO & COMPANY
COM
949746101
12584
223748
SH
DFND
223748
0
0
WESTERN UNION CO
COM
959802109
5245
257997
SH
DFND
257997
0
0
WHIRLPOOL CORP
COM
963320106
1159
6700
SH
SOLE
6700
0
0
WHOLE FOODS MARKET INC
COM
966837106
1071
27160
SH
DFND
27160
0
0
ALLERGAN PLC
SHS
G0177J108
633
2085
SH
SOLE
2085
0
0
ACCENTURE PLC-CL A
SHS CLASS A
G1151C101
1255
12971
SH
DFND
12971
0
0
EATON CORP PLC
SHS
G29183103
7437
110200
SH
SOLE
110200
0
0
INGERSOLL-RAND PLC
SHS
G47791101
1529
22676
SH
DFND
22676
0
0
XL GROUP PLC
SHS
G9829010
1183
31793
SH
DFND
31793
0
0
CHECK POINT SOFTWARE TECH
ORD
M2246510
1177
14790
SH
SOLE
14790
0
0
NXP SEMICONDUCTORS NV
COM
N6596X109
1143
11640
SH
SOLE
11640
0
0