0001435346-15-000004.txt : 20150416 0001435346-15-000004.hdr.sgml : 20150416 20150415195640 ACCESSION NUMBER: 0001435346-15-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150416 DATE AS OF CHANGE: 20150415 EFFECTIVENESS DATE: 20150416 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Daiwa SB Investments Ltd. CENTRAL INDEX KEY: 0001435346 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13129 FILM NUMBER: 15772945 BUSINESS ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0013 BUSINESS PHONE: 810362050200 MAIL ADDRESS: STREET 1: 2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU CITY: TOKYO STATE: M0 ZIP: 100-0013 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001435346 XXXXXXXX 03-31-2015 03-31-2015 Daiwa SB Investments Ltd.

2-1 KASUMIGASEKI 3-CHOME, CHIYODA-KU TOKYO M0 100-0013

13F HOLDINGS REPORT 028-13129 N Fujio Yanagihara 81-3-6205-0680 Fujio Yanagihara Chiyoda-Ku,Tokyo M0 04-14-2015 0 156 559487 false INFORMATION TABLE 2 dsbiform13f20150331.xml ABBOTT LABORATORIES COM 002824100 6722 145100 SH SOLE 145100 0 0 ALEXION PHARM.INC COM 015351109 210 1210 SH SOLE 1210 0 0 AMERICAN EXPRESS COMPANY COM 025816109 1598 20451 SH DFND 20451 0 0 AMERICAN INTERNATIONAL GROUP COM NEW 026874784 1260 22990 SH SOLE 22990 0 0 AMGEN INC COM 031162100 2094 13102 SH DFND 13102 0 0 ANADARKO PETROLEUM CORP COM 032511107 990 11959 SH DFND 11959 0 0 APPLE INC COM 037833100 14183 113982 SH DFND 113982 0 0 ARCHER-DANIELS-MIDLAND CO COM 039483102 162 3410 SH SOLE 3410 0 0 BAIDU INC SPON ADR REP A 056752108 625 3000 SH SOLE 3000 0 0 BALL CORP COM 058498106 874 12374 SH DFND 12374 0 0 BANK OF AMERICA CORP COM 060505104 2358 153200 SH DFND 153200 0 0 BANK OF MONTREAL COM 063671101 6831 113900 SH SOLE 113900 0 0 BANK OF NOVA SCOTIA COM 064149107 6836 136100 SH SOLE 136100 0 0 BED BATH & BEYOND INC COM 075896100 1534 19975 SH DFND 19975 0 0 BERKSHIRE HATHAWAY INC CL B NEW 084670702 2093 14502 SH DFND 14502 0 0 BOEING CO COM 097023105 1641 10933 SH DFND 10933 0 0 BOSTON PROPERTIES INC COM 101121101 1170 8331 SH DFND 8331 0 0 BRISTOL MYERS-SQUIBB COM 110122108 13468 208810 SH DFND 208810 0 0 BROWN-FORMAN CORP CL B 115637209 189 2090 SH SOLE 2090 0 0 CARNIVAL CORP PAIRED CTF 143658300 12433 259879 SH DFND 259879 0 0 CATERPILLAR INC COM 149123101 499 6232 SH DFND 6232 0 0 CELGENE CORP COM 151020104 4513 39145 SH DFND 39145 0 0 CHEVRON CORP COM 166764100 8406 80071 SH DFND 80071 0 0 CITIGROUP INC COM NEW 172967424 3629 70440 SH DFND 70440 0 0 COMMUNITY HEALTH SYSTEMS INC COM 203668108 1257 24050 SH SOLE 24050 0 0 CONAGRA FOODS INC COM 205887102 780 21341 SH DFND 21341 0 0 CONSOLIDATED EDISON INC COM 209115104 5847 95848 SH DFND 95848 0 0 CORNING INC. COM 219350105 213 9400 SH SOLE 9400 0 0 CUMMINS INC COM 231021106 93 670 SH SOLE 670 0 0 DARDEN RESTAURANTS INC COM 237194105 9929 143200 SH SOLE 143200 0 0 THE WALT DISNEY CO. COM DISNEY 254687106 1247 11890 SH SOLE 11890 0 0 DISCOVER FINANCIAL SERVICES COM 254709108 1253 22232 SH DFND 22232 0 0 DOW CHEMICAL COM 260543103 9532 198660 SH SOLE 198660 0 0 EMC CORP MASSACHUSETTS COM 268648102 326 12750 SH DFND 12750 0 0 EBAY INC COM 278642103 481 8334 SH DFND 8334 0 0 ECOLAB INC COM 278865100 1988 17383 SH DFND 17383 0 0 EDISON INTERNATIONAL COM 281020107 2281 36513 SH DFND 36513 0 0 FORD MOTOR CO COM PAR $0.01 345370860 10555 653952 SH DFND 653952 0 0 GAP INC COM 364760108 1557 35937 SH DFND 35937 0 0 GENERAL ELECTRIC CO COM 369604103 1489 60023 SH DFND 60023 0 0 GENERAL GROWTH PROPERTIES COM 370023103 1228 41540 SH SOLE 41540 0 0 GILEAD SCIENCES INC COM 375558103 3210 32711 SH DFND 32711 0 0 WW GRAINGER INC COM 384802104 812 3444 SH DFND 3444 0 0 HASBRO INC COM 418056107 12455 196948 SH DFND 196948 0 0 HERSHEY CO COM 427866108 216 2140 SH SOLE 2140 0 0 HEWLETT PACKARD CO COM 428236103 1459 46813 SH DFND 46813 0 0 HOME DEPOT INC COM 437076102 2667 23473 SH DFND 23473 0 0 INFOSYS LTD SPONSORED ADR 456788108 46 1300 SH SOLE 1300 0 0 INTEL CORP COM 458140100 1553 49665 SH DFND 49665 0 0 INTL BUSINESS MACHINES CORP COM 459200101 1440 8973 SH DFND 8973 0 0 INTERNATIONAL PAPER CO COM 460146103 1484 26750 SH DFND 26750 0 0 ISHARES MSCI EMERGING MARKET MSCI EMG MKT ETF 464287234 36302 904615 SH SOLE 904615 0 0 JOHNSON & JOHNSON COM 478160104 7102 70600 SH DFND 70600 0 0 KIMBERLY CLARK CORP COM 494368103 9892 92356 SH DFND 92356 0 0 ELI LILLY & CO COM 532457108 9291 127890 SH SOLE 127890 0 0 MARRIOTT INTERNATIONAL CL A 571903202 11494 143101 SH DFND 143101 0 0 MASCO CORP COM 574599106 2593 97103 SH DFND 97103 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 2313 23010 SH DFND 23010 0 0 MICROSOFT CORP COM 594918104 2638 64892 SH DFND 64892 0 0 MOHAWK INDUSTRIES INC COM 608190104 3012 16218 SH DFND 16218 0 0 NEWELL RUBBERMAID INC COM 651229106 11347 290440 SH SOLE 290440 0 0 NIKE INC CL B 654106103 2502 24936 SH DFND 24936 0 0 NUCOR CORP COM 670346105 803 16898 SH DFND 16898 0 0 OCCIDENTAL PETROLEUM CORP COM 674599105 2881 39465 SH DFND 39465 0 0 PNC FINANCIAL SERVICES GROUP COM 693475105 1960 21023 SH DFND 21023 0 0 PPG INDUSTRIES INC COM 693506107 2160 9579 SH DFND 9579 0 0 PEPSICO INC COM 713448108 1499 15678 SH DFND 15678 0 0 PFIZER INC COM 717081103 8818 253466 SH DFND 253466 0 0 PHILIP MORRIS INTERNATIONAL COM 718172109 7902 104900 SH SOLE 104900 0 0 PRECISION CASTPARTS CORP COM 740189105 1275 6070 SH SOLE 6070 0 0 PROCTER AND GAMBLE CO COM 742718109 1792 21866 SH DFND 21866 0 0 PULTE GROUP INC COM 745867101 4707 211740 SH SOLE 211740 0 0 QUALCOMM INC COM 747525103 1265 18240 SH DFND 18240 0 0 ROCKWELL INTL CORP NEW COM 773903109 558 4815 SH DFND 4815 0 0 ROYAL BANK OF CANADA COM 780087102 7939 131530 SH SOLE 131530 0 0 ST JUDE MEDICAL INC COM 790849103 1247 19060 SH SOLE 19060 0 0 SCHLUMBERGER LTD COM 806857108 5669 67945 SH DFND 67945 0 0 SHERWIN-WILLIAMS CO COM 824348106 1937 6808 SH DFND 6808 0 0 SILICONWARE PRECISION SPONSD ADR SPL 827084864 65 7900 SH SOLE 7900 0 0 SOUTHERN CO COM 842587107 1048 23677 SH DFND 23677 0 0 STANLEY BLACK & DECKER INC COM 854502101 2094 21964 SH DFND 21964 0 0 STARBUCKS CORP COM 855244109 1873 35496 SH DFND 35496 0 0 SYSCO CORP COM 871829107 9405 249279 SH DFND 249279 0 0 TJX COMPANIES INC COM 872540109 2079 29685 SH DFND 29685 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 45 1900 SH SOLE 1900 0 0 TATA MOTORS LTD SPONSORED ADR 876568502 23 500 SH SOLE 500 0 0 TEXAS INSTRUMENTS INC COM 882508104 766 13403 SH DFND 13403 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 1261 9390 SH SOLE 9390 0 0 TORONTO-DOMINION BANK COM NEW 891160509 9027 210660 SH SOLE 210660 0 0 UNION PACIFIC CORP COM 907818108 1850 17076 SH DFND 17076 0 0 UNITED PARCEL SERVICE CL B 911312106 2024 20883 SH DFND 20883 0 0 UNITED TECHNOLOGIES CORP COM 913017109 794 6775 SH DFND 6775 0 0 VANGUARD S&P 500 S&P 500 ETF SHS 922908363 1192 6300 SH SOLE 6300 0 0 WAL-MART STORES INC COM 931142103 1789 21749 SH DFND 21749 0 0 WELLS FARGO & COMPANY COM 949746101 12486 229518 SH DFND 229518 0 0 WHIRLPOOL CORP COM 963320106 9764 48320 SH SOLE 48320 0 0 WHOLE FOODS MARKET INC COM 966837106 1795 34460 SH DFND 34460 0 0 EDWARDS LIFESCIENCES COM 28176E108 1461 10258 SH DFND 10258 0 0 AT&T INC COM 00206R102 6356 194656 SH DFND 194656 0 0 ABBVIE INC COM 00287Y109 8947 152833 SH DFND 152833 0 0 AECOM COM 00766T100 1263 40970 SH SOLE 40970 0 0 ALIBABA GROUP HOLDING SPONSORED ADS 01609W102 150 1800 SH SOLE 1800 0 0 ALTRIA GROUP INC COM 02209S103 5361 107180 SH DFND 107180 0 0 AMERIPRISE FINANCIAL INC COM 03076C106 2216 16934 SH DFND 16934 0 0 BIOGEN INC COM 09062X103 4206 9960 SH DFND 9960 0 0 BLACKROCK INC COM 09247X101 1262 3450 SH SOLE 3450 0 0 C.H. ROBINSON WORLDWIDE INC COM NEW 12541W209 1984 27094 SH DFND 27094 0 0 CARDINAL HEALTH INC COM 14149Y108 2187 24225 SH DFND 24225 0 0 CHUNGHWA TELECOM LT SPON ADR NEW 11 17133Q502 13 400 SH SOLE 400 0 0 CISCO SYSTEMS COM 17275R102 2111 76700 SH DFND 76700 0 0 COCA-COLA ENTERPRISES COM 19122T109 1277 28890 SH SOLE 28890 0 0 COMCAST CORP CL A 20030N101 4699 83216 SH DFND 83216 0 0 CONOCOPHILLIPS COM 20825C104 6026 96791 SH DFND 96791 0 0 DR HORTON INC COM 23331A109 11309 397073 SH DFND 397073 0 0 DAVITA HEALTHCARE PARTNERS INC COM 23918K108 555 6831 SH DFND 6831 0 0 DUKE ENERGY CORP COM NEW 26441C204 435 5670 SH SOLE 5670 0 0 EOG RESOURCES INC COM 26875P101 708 7722 SH DFND 7722 0 0 ENGILITY HOLDINGS INC COM 29286C107 1 19 SH SOLE 19 0 0 EQUINIX INC COM PAR $0.001 29444U700 1281 5500 SH SOLE 5500 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1208 15512 SH DFND 15512 0 0 EXPRESS SCRIPTS HOLDING CO COM 30219G108 166 1910 SH SOLE 1910 0 0 EXXON MOBIL CORPORATION COM 30231G102 2847 33491 SH DFND 33491 0 0 FACEBOOK INC CL A 30303M102 3652 44423 SH DFND 44423 0 0 FEDEX CORP COM 31428X106 2851 17234 SH DFND 17234 0 0 GOOGLE INC CL A 38259P508 1849 3334 SH DFND 3334 0 0 GOOGLE INC CL C 38259P706 3335 6086 SH DFND 6086 0 0 HDFC BANK LTD ADR REPS 3 SHS 40415F101 118 2000 SH SOLE 2000 0 0 HOST HOTELS & RESORTS INC COM 44107P104 950 47059 SH DFND 47059 0 0 ICICI BANK LTD ADR 45104G104 61 5900 SH SOLE 5900 0 0 JPMORGAN CHASE & CO COM 46625H100 12540 207005 SH DFND 207005 0 0 JD.COM INC SPON ADR CL A 47215P106 38 1300 SH SOLE 1300 0 0 KINDER MORGAN INC COM 49456B101 2096 49843 SH DFND 49843 0 0 MCKESSON CORPORATION COM 58155Q103 1998 8833 SH DFND 8833 0 0 MERCK & CO INC COM 58933Y105 8386 145900 SH SOLE 145900 0 0 MONSANTO CO COM 61166W101 128 1140 SH SOLE 1140 0 0 NEXTERA ENERGY INC COM 65339F101 5746 55220 SH SOLE 55220 0 0 ORACLE CORP COM 68389X105 2318 53730 SH DFND 53730 0 0 PANERA BREAD COMPANY CL A 69840W108 1277 7980 SH SOLE 7980 0 0 REGENERON PHARMACEUTICALS COM 75886F107 262 580 SH SOLE 580 0 0 SBA COMMUNICATIONS CORP COM 78388J106 1470 12553 SH DFND 12553 0 0 SPDR S&P 500 ETF TRUST TR UNIT 78462F103 23594 114296 SH SOLE 114296 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 10021 446770 SH SOLE 446770 0 0 3M CO COM 88579Y101 2108 12779 SH DFND 12779 0 0 TRANSCANADA CORP COM 89353D107 1033 24180 SH SOLE 24180 0 0 21VIANET GROUP INC SPONSORED ADR 90138A103 25 1400 SH SOLE 1400 0 0 UNITEDHEALTH GROUP INC COM 91324P102 303 2560 SH SOLE 2560 0 0 VERIZON COMMUNICATIO COM 92343V104 10233 210432 SH DFND 210432 0 0 VIPSHOP HOLDINGS LTD SPONSORED ADR 92763W103 21 700 SH SOLE 700 0 0 ACTAVIS PLC SHS G0083B108 607 2039 SH SOLE 2039 0 0 ACCENTURE PLC SHS CLASS A G1151C101 1282 13681 SH DFND 13681 0 0 EATON CORP PLC SHS G29183103 7487 110200 SH SOLE 110200 0 0 INGERSOLL-RAND PLC SHS G47791101 1249 18349 SH DFND 18349 0 0 MICHAEL KORS HOLDINGS LTD SHS G60754101 1236 18800 SH SOLE 18800 0 0 PENTAIR PLC SHS G7S00T104 717 11404 SH DFND 11404 0 0 CHECK POINT SOFTWARE TECH ORD M22465104 1246 15200 SH SOLE 15200 0 0 NXP SEMICONDUCTORS NV COM N6596X109 1228 12240 SH SOLE 12240 0 0