0001104659-23-116245.txt : 20231109
0001104659-23-116245.hdr.sgml : 20231109
20231109155544
ACCESSION NUMBER: 0001104659-23-116245
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231030
FILED AS OF DATE: 20231109
DATE AS OF CHANGE: 20231109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kong Garheng
CENTRAL INDEX KEY: 0001435183
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40177
FILM NUMBER: 231392078
MAIL ADDRESS:
STREET 1: 712 COLLEGE AVENUE
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HealthQuest Tactical Opportunities Fund, L.P.
CENTRAL INDEX KEY: 0001962758
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40177
FILM NUMBER: 231392080
BUSINESS ADDRESS:
STREET 1: 1301 SHOREWAY ROAD, SUITE 350
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-486-0801
MAIL ADDRESS:
STREET 1: 1301 SHOREWAY ROAD, SUITE 350
CITY: BELMONT
STATE: CA
ZIP: 94002
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HealthQuest TOF Management, L.L.C.
CENTRAL INDEX KEY: 0001962739
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40177
FILM NUMBER: 231392079
BUSINESS ADDRESS:
STREET 1: 1301 SHOREWAY ROAD, SUITE 350
CITY: BELMONT
STATE: CA
ZIP: 94002
BUSINESS PHONE: 650-486-0801
MAIL ADDRESS:
STREET 1: 1301 SHOREWAY ROAD, SUITE 350
CITY: BELMONT
STATE: CA
ZIP: 94002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: American Oncology Network, Inc.
CENTRAL INDEX KEY: 0001839998
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 14543 GLOBAL PKWY #110
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 833-886-1725
MAIL ADDRESS:
STREET 1: 14543 GLOBAL PKWY #110
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: Digital Transformation Opportunities Corp.
DATE OF NAME CHANGE: 20210111
3
1
tm2330181-2_3seq1.xml
OWNERSHIP DOCUMENT
X0206
3
2023-10-30
0
0001839998
American Oncology Network, Inc.
AONC
0001962758
HealthQuest Tactical Opportunities Fund, L.P.
555 TWIN DOLPHIN DRIVE
SUITE 370
REDWOOD CITY
CA
94065
0
0
1
0
0001962739
HealthQuest TOF Management, L.L.C.
555 TWIN DOLPHIN DRIVE
SUITE 370
REDWOOD CITY
CA
94065
0
0
1
0
0001435183
Kong Garheng
C/O HEALTHQUEST CAPITAL
555 TWIN DOLPHIN DRIVE, SUITE 370
REDWOOD CITY
CA
94065
0
0
1
0
Series A Preferred Stock
10
Class A Common Stock
2046775
D
Each share of the Series A Preferred Stock is convertible into shares of Class A Common Stock of the Issuer at any time, at the Reporting Person's election. The number of shares of the Issuer's Class A Common Stock received upon conversion of a share of Series A Preferred Stock equals the quotient of (A) the sum of (i) the original issue price of $10.00, as adjusted for any stock split, stock dividend, combination, or other recapitalization or reclassification effected after September 20, 2023, and (ii) any accrued and unpaid dividends on such share, divided by (B) an initial conversion price of $10.00, which is subject to certain anti-dilution adjustments. The Series A Preferred Stock is perpetual and therefore has no expiration date.
The shares are held directly by HealthQuest Tactical Opportunities Fund, L.P. ("HealthQuest Tactical Opportunities"). HealthQuest TOF Management, L.L.C. ("HealthQuest TOF Management") is HealthQuest Tactical Opportunities' general partner, and Dr. Garheng Kong is HealthQuest TOF Management's managing member. HealthQuest TOF Management and Dr. Kong may be deemed to have sole voting and dispositive power over the shares held by HealthQuest Tactical Opportunities. HealthQuest TOF Management and Dr. Kong disclaim beneficial ownership of all shares of common stock owned by HealthQuest Tactical Opportunities except to the extent of any pecuniary interest therein.
/s/ Garheng Kong, as Managing Member of HealthQuest TOF Management, L.L.C., general partner of HealthQuest Tactical Opportunities Fund, L.P.
2023-11-09
/s/ Garheng Kong, as Managing Member of HealthQuest TOF Management, L.L.C.
2023-11-09
/s/ Garheng Kong
2023-11-09