0001104659-23-116245.txt : 20231109 0001104659-23-116245.hdr.sgml : 20231109 20231109155544 ACCESSION NUMBER: 0001104659-23-116245 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231030 FILED AS OF DATE: 20231109 DATE AS OF CHANGE: 20231109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kong Garheng CENTRAL INDEX KEY: 0001435183 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40177 FILM NUMBER: 231392078 MAIL ADDRESS: STREET 1: 712 COLLEGE AVENUE CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HealthQuest Tactical Opportunities Fund, L.P. CENTRAL INDEX KEY: 0001962758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40177 FILM NUMBER: 231392080 BUSINESS ADDRESS: STREET 1: 1301 SHOREWAY ROAD, SUITE 350 CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-486-0801 MAIL ADDRESS: STREET 1: 1301 SHOREWAY ROAD, SUITE 350 CITY: BELMONT STATE: CA ZIP: 94002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HealthQuest TOF Management, L.L.C. CENTRAL INDEX KEY: 0001962739 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40177 FILM NUMBER: 231392079 BUSINESS ADDRESS: STREET 1: 1301 SHOREWAY ROAD, SUITE 350 CITY: BELMONT STATE: CA ZIP: 94002 BUSINESS PHONE: 650-486-0801 MAIL ADDRESS: STREET 1: 1301 SHOREWAY ROAD, SUITE 350 CITY: BELMONT STATE: CA ZIP: 94002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: American Oncology Network, Inc. CENTRAL INDEX KEY: 0001839998 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-HEALTH SERVICES [8000] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 14543 GLOBAL PKWY #110 CITY: FORT MYERS STATE: FL ZIP: 33913 BUSINESS PHONE: 833-886-1725 MAIL ADDRESS: STREET 1: 14543 GLOBAL PKWY #110 CITY: FORT MYERS STATE: FL ZIP: 33913 FORMER COMPANY: FORMER CONFORMED NAME: Digital Transformation Opportunities Corp. DATE OF NAME CHANGE: 20210111 3 1 tm2330181-2_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2023-10-30 0 0001839998 American Oncology Network, Inc. AONC 0001962758 HealthQuest Tactical Opportunities Fund, L.P. 555 TWIN DOLPHIN DRIVE SUITE 370 REDWOOD CITY CA 94065 0 0 1 0 0001962739 HealthQuest TOF Management, L.L.C. 555 TWIN DOLPHIN DRIVE SUITE 370 REDWOOD CITY CA 94065 0 0 1 0 0001435183 Kong Garheng C/O HEALTHQUEST CAPITAL 555 TWIN DOLPHIN DRIVE, SUITE 370 REDWOOD CITY CA 94065 0 0 1 0 Series A Preferred Stock 10 Class A Common Stock 2046775 D Each share of the Series A Preferred Stock is convertible into shares of Class A Common Stock of the Issuer at any time, at the Reporting Person's election. The number of shares of the Issuer's Class A Common Stock received upon conversion of a share of Series A Preferred Stock equals the quotient of (A) the sum of (i) the original issue price of $10.00, as adjusted for any stock split, stock dividend, combination, or other recapitalization or reclassification effected after September 20, 2023, and (ii) any accrued and unpaid dividends on such share, divided by (B) an initial conversion price of $10.00, which is subject to certain anti-dilution adjustments. The Series A Preferred Stock is perpetual and therefore has no expiration date. The shares are held directly by HealthQuest Tactical Opportunities Fund, L.P. ("HealthQuest Tactical Opportunities"). HealthQuest TOF Management, L.L.C. ("HealthQuest TOF Management") is HealthQuest Tactical Opportunities' general partner, and Dr. Garheng Kong is HealthQuest TOF Management's managing member. HealthQuest TOF Management and Dr. Kong may be deemed to have sole voting and dispositive power over the shares held by HealthQuest Tactical Opportunities. HealthQuest TOF Management and Dr. Kong disclaim beneficial ownership of all shares of common stock owned by HealthQuest Tactical Opportunities except to the extent of any pecuniary interest therein. /s/ Garheng Kong, as Managing Member of HealthQuest TOF Management, L.L.C., general partner of HealthQuest Tactical Opportunities Fund, L.P. 2023-11-09 /s/ Garheng Kong, as Managing Member of HealthQuest TOF Management, L.L.C. 2023-11-09 /s/ Garheng Kong 2023-11-09